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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2016

Nov 3, 2016

10425_rns_2016-11-03_0ea1548d-cea6-4ec8-8bea-6aaf6552db67.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 4 November 2016

The previous notice was given to the ASX on: 21 October 2016

The previous notice was dated: 21 October 2016

2. Issued Share Capital

2,927,476,660 fully paid Ordinary Shares in the capital of ANZ have been issued as at 3 November 2016.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 24,107,713 0.82% 24,319,443 0.83%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Previous Notice Present Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 24,107,713 0.82% 24,319,443 0.83%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
97,967 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
36,180 0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ /
Citicorp Nominees
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
3,331 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,428,118 0.05%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
69,363 0.00%
ANZ Custodial Services New
Zealand Limited
ANZ Custodial Services New
Zealand Limited as trustee for
variousprivate clients
985,853 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
21,756 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,598,023 0.06%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
968,291 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
542,440 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
69,334 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,431,401 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30
824,481 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
602,221 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,126,397 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
6,310,947 0.22%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
6,871,880 0.24%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Passive Defensive Pool
0 0.00%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
680,421 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Portfolio
One
649,176 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap
ADG
1,863 0.00%
Aggregation 24,319,443 0.83%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
21/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Passive
Defensive Pool
On-market purchase 259,302.04 Ordinary fully
paid
9,253
21/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Passive
Defensive Pool
On-market purchase 866,241.85 Ordinary fully
paid
30,976
21/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market purchase 1,489,690.19 Ordinary fully
paid
52,715
24/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 953,406.04 Ordinary fully
paid
33,720
25/10/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 8,691.76 Ordinary fully
paid
-308
26/10/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 24,048.66 Ordinary fully
paid
855
26/10/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,301.30 Ordinary fully
paid
295
26/10/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer Nil Ordinary fully
paid
-186
26/10/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
WrapADG
Off-market transfer 5,478.56 Ordinary fully
paid
186
27/10/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,012.48 Ordinary fully
paid
-176
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 3,857.61 Ordinary fully
paid
-128
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 663.03 Ordinary fully
paid
-22
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 30.14 Ordinary fully
paid
-1
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 663.02 Ordinary fully
paid
-22
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,239.09 Ordinary fully
paid
-44
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 113.04 Ordinary fully
paid
-4
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,526.04 Ordinary fully
paid
-54
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,045.62 Ordinary fully
paid
-37
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,898.67 Ordinary fully
paid
63
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 9,523.47 Ordinary fully
paid
316
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,567.15 Ordinary fully
paid
52
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 4,671.32 Ordinary fully
paid
-155
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 7,082.33 Ordinary fully
paid
-235
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,139.77 Ordinary fully
paid
71
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,205.50 Ordinary fully
paid
40
27/10/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,495.96 Ordinary fully
paid
116
27/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 20,056.78 Ordinary fully
paid
-714
27/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 603,225.00 Ordinary fully
paid
21,460
27/10/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 12,103.75 Ordinary fully
paid
-425
28/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 18,968.68 Ordinary fully
paid
-687
28/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Passive
Defensive Pool
Off-market transfer Nil Ordinary fully
paid
-1,187,989
28/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Passive
Defensive Pool
Off-market transfer Nil Ordinary fully
paid
-148,234
28/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
Off-market transfer Nil Ordinary fully
paid
148,234
28/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
Off-market transfer Nil Ordinary fully
paid
1,187,989
28/10/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 21,218.37 Ordinary fully
paid
-750
28/10/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,097.60 Ordinary fully
paid
-180
28/10/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 41,649.42 Ordinary fully
paid
-1,474
31/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust
ARNHEM 130/30
On-market purchase 189,238.42 Ordinary fully
paid
6,780
31/10/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 970,614.20 Ordinary fully
paid
34,840
1/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 18,795.92 Ordinary fully
paid
-650
2/11/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
WrapADG
On-market purchase 8,694.03 Ordinary fully
paid
319
2/11/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
12
2/11/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 7,037.30 Ordinary fully
paid
-259
2/11/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 375,207.78 Ordinary fully
paid
13,800
2/11/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,737.00 Ordinary fully
paid
350
2/11/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,775.00 Ordinary fully
paid
700
3/11/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 1,255.95 Ordinary fully
paid
-45
3/11/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,703.20 Ordinary fully
paid
-240
3/11/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,010.90 Ordinary fully
paid
-217
3/11/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 16,732.68 Ordinary fully
paid
-612
3/11/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
12,005
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,642.63 Ordinary fully
paid
57
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,589.68 Ordinary fully
paid
125
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 864.54 Ordinary fully
paid
30
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,952.79 Ordinary fully
paid
68
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,181.54 Ordinary fully
paid
41
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,642.01 Ordinary fully
paid
92
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,161.34 Ordinary fully
paid
75
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 4,795.82 Ordinary fully
paid
167
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 720.44 Ordinary fully
paid
25
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,694.33 Ordinary fully
paid
59
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,708.89 Ordinary fully
paid
94
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 6,059.38 Ordinary fully
paid
211
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 259.36 Ordinary fully
paid
9
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 660.50 Ordinary fully
paid
23
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 6,049.50 Ordinary fully
paid
-222
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,479.75 Ordinary fully
paid
-91
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,934.75 Ordinary fully
paid
-71
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,043.75 Ordinary fully
paid
-75
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 832.81 Ordinary fully
paid
-29
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 3,733.27 Ordinary fully
paid
-130
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,814.31 Ordinary fully
paid
-98
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 143.59 Ordinary fully
paid
-5
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,005.11 Ordinary fully
paid
-35
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 660.50 Ordinary fully
paid
-23
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 979.81 Ordinary fully
paid
34
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,125.09 Ordinary fully
paid
74
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 317.00 Ordinary fully
paid
11
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 775.37 Ordinary fully
paid
27
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,579.46 Ordinary fully
paid
-55
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,900.46 Ordinary fully
paid
-101
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 947.68 Ordinary fully
paid
-33
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,584.99 Ordinary fully
paid
55
3/11/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,503.53 Ordinary fully
paid
122
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
HSBC Custody
Nominees
PO Box 8522, Perth WA 6849
Citicorp Nominees
PtyLimited
Level 15, 120 Collins Street, Melbourne VIC 3000
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Asset
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Fund
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

Sign here

Date 4 November 2016