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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2015

Jan 6, 2015

10425_rns_2015-01-06_930ad39b-8770-4573-b30b-59b39e8818fd.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 07 January 2015

The previous notice was given to the ASX on: 24 December 2014

The previous notice was dated: 24 December 2014

2,765,970,526 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 06 January 2015.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 19,278,911 0.70% 19,088,998 0.69%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 19,278,911 0.70% 19,088,998 0.69%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
29,644 0.00%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
130,702 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
27,010 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
379,097 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,205,771 0.04%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
134,212 0.01%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
512,262 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
31,362 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,966,556 0.07%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
1,106,702 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
817,335 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
87,338 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,836,225 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,012,795 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
1,481,277 0.05%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
966,298 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
146,797 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,521,224 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,531,463 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
541,006 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
623,922 0.02%
Aggregation 19,088,998 0.69%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
24/12/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-218,492
24/12/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 10,684.47 Ordinary fully
paid
-334
24/12/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 76,656.21 Ordinary fully
paid
2,388
24/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 49,927.50 Ordinary fully
paid
1,585
24/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,846.90 Ordinary fully
paid
315
24/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,017.60 Ordinary fully
paid
160
24/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 43,438.81 Ordinary fully
paid
1,379
24/12/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 7,990.00 Ordinary fully
paid
250
24/12/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 39,777.20 Ordinary fully
paid
-1,250
24/12/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 14,959.50 Ordinary fully
paid
670
29/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,418.48 Ordinary fully
paid
-101
29/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,640.01 Ordinary fully
paid
-78
29/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,184.62 Ordinary fully
paid
-35
29/12/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
112
29/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,017.76 Ordinary fully
paid
-189
29/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,260.20 Ordinary fully
paid
165
29/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,523.60 Ordinary fully
paid
455
29/12/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 0.00 Ordinary fully
paid
-375
29/12/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 6,034.84 Ordinary fully
paid
375
30/12/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 21,345.68 Ordinary fully
paid
666
30/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,349.35 Ordinary fully
paid
355
30/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 18,478.08 Ordinary fully
paid
576
30/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,092.26 Ordinary fully
paid
284
30/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,553.85 Ordinary fully
paid
205
30/12/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 0.00 Ordinary fully
paid
-878
30/12/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 12,101.25 Ordinary fully
paid
-375
30/12/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 11,492.55 Ordinary fully
paid
878
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 24,615.97 Ordinary fully
paid
755
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 617.31 Ordinary fully
paid
19
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,716.41 Ordinary fully
paid
206
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 162.45 Ordinary fully
paid
5
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,205.91 Ordinary fully
paid
129
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 129.96 Ordinary fully
paid
4
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,467.18 Ordinary fully
paid
45
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 32.49 Ordinary fully
paid
1
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,390.81 Ordinary fully
paid
104
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 64.98 Ordinary fully
paid
2
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,021.44 Ordinary fully
paid
62
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 32.49 Ordinary fully
paid
1
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,021.44 Ordinary fully
paid
62
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 32.49 Ordinary fully
paid
1
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 16,856.23 Ordinary fully
paid
517
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 389.88 Ordinary fully
paid
12
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,838.02 Ordinary fully
paid
113
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 372.31 Ordinary fully
paid
11
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 14,672.78 Ordinary fully
paid
432
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,421.55 Ordinary fully
paid
42
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 12,499.04 Ordinary fully
paid
368
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,218.47 Ordinary fully
paid
36
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,849.79 Ordinary fully
paid
290
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 947.70 Ordinary fully
paid
28
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,381.46 Ordinary fully
paid
129
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 406.16 Ordinary fully
paid
12
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,053.57 Ordinary fully
paid
296
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 947.70 Ordinary fully
paid
28
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,502.29 Ordinary fully
paid
162
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 507.69 Ordinary fully
paid
15
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,026.79 Ordinary fully
paid
148
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 473.85 Ordinary fully
paid
14
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,245.60 Ordinary fully
paid
125
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 372.31 Ordinary fully
paid
11
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,003.92 Ordinary fully
paid
59
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 169.23 Ordinary fully
paid
5
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,381.46 Ordinary fully
paid
129
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 406.16 Ordinary fully
paid
12
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,003.12 Ordinary fully
paid
177
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,307.33 Ordinary fully
paid
127
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,222.02 Ordinary fully
paid
95
31/12/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 12,820.23 Ordinary fully
paid
378
31/12/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
5
31/12/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 16,232.18 Ordinary fully
paid
-506
31/12/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,972.20 Ordinary fully
paid
438
02/01/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
47
02/01/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 3,769.67 Ordinary fully
paid
-117
02/01/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 9,966.50 Ordinary fully
paid
-310
02/01/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 20,823.81 Ordinary fully
paid
-646
02/01/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,024.76 Ordinary fully
paid
156
02/01/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,778.18 Ordinary fully
paid
334
05/01/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 339,003.61 Ordinary fully
paid
10,000
05/01/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
57
05/01/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 7,723.35 Ordinary fully
paid
240
05/01/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 50,764.25 Ordinary fully
paid
-1,575
06/01/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
7,671
06/01/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 13,193.06 Ordinary fully
paid
415
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley Sign here

Capacity Company Secretary

Date 07 January 2014