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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2015

Feb 17, 2015

10425_rns_2015-02-17_bb8da452-53ae-478a-b91d-dbb006ed1776.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 18 February 2015

The previous notice was given to the ASX on: 04 February 2015

The previous notice was dated: 04 February 2015

2,765,980,222 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 17 February 2015.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 19,071,480 0.69% 19,545,599 0.71%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 19,071,480 0.69% 19,545,599 0.71%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
61,536 0.00%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
135,168 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
27,957 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
392,018 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,082,780 0.04%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
134,212 0.01%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
521,063 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
45,079 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,143,556 0.08%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
1,300,409 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
888,706 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
87,338 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,919,087 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,019,075 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
1,446,939 0.05%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
1,045,531 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
146,797 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,513,483 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,458,502 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
549,333 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
627,030 0.02%
Aggregation 19,545,599 0.71%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
04/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
584
04/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market purchase 2,576,998.06 Ordinary fully
paid
74,382
04/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
Blue ChipPool
On-market purchase 2,870,791.50 Ordinary fully
paid
82,862
04/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 57,037.96 Ordinary fully
paid
1,647
04/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Australian
Industrial
Equities Fund
On-market purchase 1,905,499.89 Ordinary fully
paid
55,000
04/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market purchase 3,067,404.44 Ordinary fully
paid
88,537
04/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 265,823.70 Ordinary fully
paid
-7,695
04/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 1,590.91 Ordinary fully
paid
-46
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 29,403.64 Ordinary fully
paid
824
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,880.32 Ordinary fully
paid
81
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,204.69 Ordinary fully
paid
-62
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,420.58 Ordinary fully
paid
264
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 924.55 Ordinary fully
paid
26
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 995.67 Ordinary fully
paid
-28
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,099.43 Ordinary fully
paid
255
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 888.99 Ordinary fully
paid
25
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 675.63 Ordinary fully
paid
-19
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,420.58 Ordinary fully
paid
264
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 924.55 Ordinary fully
paid
26
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,243.86 Ordinary fully
paid
203
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 675.63 Ordinary fully
paid
19
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,702.53 Ordinary fully
paid
-76
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,104.51 Ordinary fully
paid
87
05/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 284.48 Ordinary fully
paid
8
05/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 31,282.44 Ordinary fully
paid
894
05/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 13,356.00 Ordinary fully
paid
-400
06/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market purchase 1,151,006.72 Ordinary fully
paid
32,866
06/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 14,802.48 Ordinary fully
paid
424
06/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Australian
Industrial
Equities Fund
On-market purchase 4,272,586.25 Ordinary fully
paid
122,000
06/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market purchase 3,683,179.48 Ordinary fully
paid
105,170
06/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 15,961.20 Ordinary fully
paid
-470
06/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 15,050.10 Ordinary fully
paid
442
09/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-1,006
09/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,070.75 Ordinary fully
paid
-175
10/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 99,567.12 Ordinary fully
paid
2,876
10/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 6,261.42 Ordinary fully
paid
-179
10/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 2,413.62 Ordinary fully
paid
-69
10/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 1,958.88 Ordinary fully
paid
-56
10/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 3,567.96 Ordinary fully
paid
-102
10/02/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 2,097,851.58 Ordinary fully
paid
-60,325
10/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
38
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,492.84 Ordinary fully
paid
258
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 15,175.24 Ordinary fully
paid
411
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 15,637.43 Ordinary fully
paid
425
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,666.27 Ordinary fully
paid
154
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 16,410.10 Ordinary fully
paid
446
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,685.96 Ordinary fully
paid
73
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,120.92 Ordinary fully
paid
112
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,555.89 Ordinary fully
paid
151
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,063.82 Ordinary fully
paid
-59
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,746.42 Ordinary fully
paid
129
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 89,268.96 Ordinary fully
paid
-2,552
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,335.12 Ordinary fully
paid
145
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,237.87 Ordinary fully
paid
88
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,194.51 Ordinary fully
paid
114
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,826.57 Ordinary fully
paid
104
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,348.25 Ordinary fully
paid
91
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,127.49 Ordinary fully
paid
85
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,341.69 Ordinary fully
paid
118
11/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,341.69 Ordinary fully
paid
118
11/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
69
11/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 1,256,231.05 Ordinary fully
paid
-35,877
11/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 15,469.59 Ordinary fully
paid
-441
11/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 24,123.39 Ordinary fully
paid
-700
11/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 21,260.55 Ordinary fully
paid
615
11/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,174.82 Ordinary fully
paid
178
11/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,999.32 Ordinary fully
paid
171
11/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,069.12 Ordinary fully
paid
174
11/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,630.00 Ordinary fully
paid
218
11/02/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 0.00 Ordinary fully
paid
-918
11/02/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 10,043.70 Ordinary fully
paid
-287
11/02/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 22,358.65 Ordinary fully
paid
918
12/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
173
12/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 23,044.21 Ordinary fully
paid
-659
12/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 154,415.00 Ordinary fully
paid
-4,450
13/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
13,148
13/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 15,041.58 Ordinary fully
paid
-421
13/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,038.57 Ordinary fully
paid
-173
16/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 26,502.85 Ordinary fully
paid
720
16/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 54,109.81 Ordinary fully
paid
1,508
16/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,555.70 Ordinary fully
paid
-159
17/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 12,590.37 Ordinary fully
paid
351
17/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 3,850.17 Ordinary fully
paid
110
17/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,915.40 Ordinary fully
paid
140
17/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 12,007.62 Ordinary fully
paid
342
17/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 702.00 Ordinary fully
paid
-20
17/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,140.62 Ordinary fully
paid
-118
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

Capacity Company Secretary

Sign here

print name John Priestley

Date 18 February 2015