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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2015

Mar 3, 2015

10425_rns_2015-03-03_1568a15e-710a-43a2-9085-6986b1f0d14c.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 04 March 2015

The previous notice was given to the ASX on: 18 February 2015

The previous notice was dated: 18 February 2015

2,765,980,222 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 03 March 2015.

3(a). Previous and present aggregated % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 19,545,599 0.71% 19,371,869 0.70%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 19,545,599 0.71% 19,371,869 0.70%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
37,299 0.00%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
129,269 0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
26,656 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
365,342 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,082,780 0.04%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
99,212 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
517,353 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
43,863 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,143,556 0.08%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
1,300,409 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
888,706 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
87,338 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,919,087 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,019,075 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
1,446,939 0.05%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
968,358 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
146,797 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,515,747 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,458,502 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
548,502 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
627,079 0.02%
Aggregation 19,371,869 0.70%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,103.99 Ordinary fully
paid
58
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,952.06 Ordinary fully
paid
54
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,458.53 Ordinary fully
paid
-151
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,566.59 Ordinary fully
paid
-71
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,498.19 Ordinary fully
paid
124
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,193.31 Ordinary fully
paid
116
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,626.71 Ordinary fully
paid
-45
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,103.99 Ordinary fully
paid
58
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,952.06 Ordinary fully
paid
54
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,052.00 Ordinary fully
paid
29
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 903.73 Ordinary fully
paid
25
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,451.03 Ordinary fully
paid
40
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,337.52 Ordinary fully
paid
37
18/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 686.83 Ordinary fully
paid
-19
18/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 33,011.30 Ordinary fully
paid
-940
18/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for AUST
SHR ARNHEM IM
(OPSFTE)
On-market sale 2,698,577.20 Ordinary fully
paid
-77,173
18/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,650.00 Ordinary fully
paid
-300
18/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,663.86 Ordinary fully
paid
271
19/02/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 18,954.52 Ordinary fully
paid
-544
19/02/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 151,601.32 Ordinary fully
paid
-4,351
19/02/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 53,936.76 Ordinary fully
paid
-1,548
19/02/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 26,376.05 Ordinary fully
paid
-757
19/02/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 929,468.37 Ordinary fully
paid
-26,676
19/02/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 1,259,816.01 Ordinary fully
paid
-35,000
19/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 15,720.18 Ordinary fully
paid
449
19/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 79,266.59 Ordinary fully
paid
2,264
19/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,912.00 Ordinary fully
paid
280
20/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 57,750.00 Ordinary fully
paid
-1,650
20/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 44,730.00 Ordinary fully
paid
-1,278
20/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 840.00 Ordinary fully
paid
-24
20/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 7,760.07 Ordinary fully
paid
-223
20/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 9,772.00 Ordinary fully
paid
-280
20/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,046.70 Ordinary fully
paid
30
23/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 9,352.30 Ordinary fully
paid
-260
23/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 9,096.51 Ordinary fully
paid
-264
23/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 892.75 Ordinary fully
paid
-26
23/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-171
23/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 23,434.03 Ordinary fully
paid
-669
23/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,940.00 Ordinary fully
paid
600
23/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,471.16 Ordinary fully
paid
327
23/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,345.90 Ordinary fully
paid
410
24/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
3,561
24/02/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 26,493.45 Ordinary fully
paid
-757
25/02/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-27,631
25/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 7,770.76 Ordinary fully
paid
220
25/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 60,990.09 Ordinary fully
paid
-1,750
25/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,384.80 Ordinary fully
paid
-126
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,569.69 Ordinary fully
paid
-98
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,626.58 Ordinary fully
paid
-236
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,120.09 Ordinary fully
paid
-58
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,662.45 Ordinary fully
paid
-128
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 14,073.02 Ordinary fully
paid
-385
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 327.83 Ordinary fully
paid
-9
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,023.49 Ordinary fully
paid
-28
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 37,503.69 Ordinary fully
paid
1,026
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,595.28 Ordinary fully
paid
71
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 254.98 Ordinary fully
paid
-7
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 694.51 Ordinary fully
paid
-19
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,016.98 Ordinary fully
paid
-275
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,044.36 Ordinary fully
paid
-138
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,603.09 Ordinary fully
paid
-208
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,832.83 Ordinary fully
paid
-269
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,639.64 Ordinary fully
paid
-209
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 12,537.78 Ordinary fully
paid
343
26/02/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,020.86 Ordinary fully
paid
110
26/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 2,987.61 Ordinary fully
paid
-85
26/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,497.50 Ordinary fully
paid
-100
26/02/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 7,986.48 Ordinary fully
paid
-228
27/02/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 22,751.45 Ordinary fully
paid
-644
27/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,037.54 Ordinary fully
paid
-58
27/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,036.38 Ordinary fully
paid
-58
27/02/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,034.08 Ordinary fully
paid
-86
27/02/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 10,021.12 Ordinary fully
paid
284
27/02/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 7,850.20 Ordinary fully
paid
255
27/02/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 0.00 Ordinary fully
paid
-255
02/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 24,141.16 Ordinary fully
paid
676
02/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,988.16 Ordinary fully
paid
564
03/03/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
4
03/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 14,231.70 Ordinary fully
paid
-405
03/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,278.50 Ordinary fully
paid
-150
03/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 26,769.59 Ordinary fully
paid
750
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley Capacity Company Secretary

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Date 04 March 2015