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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2015

Mar 31, 2015

10425_rns_2015-03-31_9ea5786a-8c04-4ae2-ba22-a50cc49ceb49.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 01 April 2015

The previous notice was given to the ASX on: 18 March 2015

The previous notice was dated: 18 March 2015

2,765,980,222 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 31 March 2015.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 19,133,356 0.69% 19,213,924 0.69%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 19,133,356 0.69% 19,213,924 0.69%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
66,410 0.00%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
129,269 0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
23,656 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
365,342 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,041,514 0.04%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
90,212 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
511,619 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
41,214 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,961,556 0.07%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
1,300,409 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
857,788 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
87,338 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,919,087 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,011,192 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
1,578,778 0.06%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
919,542 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
146,797 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,541,581 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,455,383 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
543,330 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
621,907 0.02%
Aggregation 19,213,924 0.69%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
18/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 34,782.03 Ordinary fully
paid
968
18/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,498.83 Ordinary fully
paid
381
19/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,515.46 Ordinary fully
paid
-227
19/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 637.72 Ordinary fully
paid
-17
19/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 825.29 Ordinary fully
paid
-22
19/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,438.35 Ordinary fully
paid
-65
19/03/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
43
19/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 58,979.80 Ordinary fully
paid
-1,660
19/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,999.41 Ordinary fully
paid
197
19/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,356.60 Ordinary fully
paid
235
19/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 1,404.38 Ordinary fully
paid
-40
19/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 0.00 Ordinary fully
paid
-1,000
19/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 11,312.90 Ordinary fully
paid
-310
19/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 31,888.23 Ordinary fully
paid
1,000
20/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 47,401.16 Ordinary fully
paid
1,288
20/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 289,919.87 Ordinary fully
paid
-7,883
20/03/2015 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 47,143.54 Ordinary fully
paid
1,281
20/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market sale 114,710.15 Ordinary fully
paid
-3,119
20/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,832.74 Ordinary fully
paid
218
20/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 10,257.20 Ordinary fully
paid
-280
23/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 133,824.60 Ordinary fully
paid
-3,640
23/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 12,059.84 Ordinary fully
paid
-338
23/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 17,290.25 Ordinary fully
paid
-485
23/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 51,053.19 Ordinary fully
paid
-1,420
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,174.62 Ordinary fully
paid
32
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,836.32 Ordinary fully
paid
77
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,101.21 Ordinary fully
paid
30
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,688.98 Ordinary fully
paid
73
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 587.31 Ordinary fully
paid
16
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,399.74 Ordinary fully
paid
38
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,725.22 Ordinary fully
paid
47
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,199.23 Ordinary fully
paid
114
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,744.10 Ordinary fully
paid
102
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,172.00 Ordinary fully
paid
249
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,789.72 Ordinary fully
paid
76
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,851.37 Ordinary fully
paid
186
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 880.96 Ordinary fully
paid
24
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,062.78 Ordinary fully
paid
56
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 25,957.14 Ordinary fully
paid
-737
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 4,613.82 Ordinary fully
paid
-131
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 2,815.56 Ordinary fully
paid
79
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,221.02 Ordinary fully
paid
59
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,351.52 Ordinary fully
paid
116
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,515.46 Ordinary fully
paid
-227
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 338.80 Ordinary fully
paid
9
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 750.26 Ordinary fully
paid
20
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,242.26 Ordinary fully
paid
33
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,400.84 Ordinary fully
paid
64
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 637.72 Ordinary fully
paid
-17
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,070.44 Ordinary fully
paid
55
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,013.90 Ordinary fully
paid
107
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 825.29 Ordinary fully
paid
-22
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,438.35 Ordinary fully
paid
-65
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 19,377.27 Ordinary fully
paid
-529
24/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 19,377.27 Ordinary fully
paid
529
24/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 16,521.26 Ordinary fully
paid
-448
24/03/2015 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 4,817,874.00 Ordinary fully
paid
130,558
24/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 128,700.00 Ordinary fully
paid
-3,500
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 489.38 Ordinary fully
paid
13
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 900.31 Ordinary fully
paid
24
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,507.55 Ordinary fully
paid
-40
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,934.73 Ordinary fully
paid
-184
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,067.89 Ordinary fully
paid
161
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 907.70 Ordinary fully
paid
24
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,861.85 Ordinary fully
paid
129
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 756.41 Ordinary fully
paid
20
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,959.82 Ordinary fully
paid
52
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 340.39 Ordinary fully
paid
9
25/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,447.27 Ordinary fully
paid
-118
25/03/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
123
25/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 17,782.68 Ordinary fully
paid
478
25/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market sale 1,667,574.32 Ordinary fully
paid
-45,000
25/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 0.00 Ordinary fully
paid
-1,235
25/03/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 29,645.04 Ordinary fully
paid
1,235
26/03/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
15,857
26/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,204.68 Ordinary fully
paid
-277
26/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 20,692.84 Ordinary fully
paid
-562
27/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 2,256.80 Ordinary fully
paid
-62
27/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 1,820.00 Ordinary fully
paid
-50
27/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 12,958.40 Ordinary fully
paid
-356
27/03/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 14,596.40 Ordinary fully
paid
-401
27/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 65,739.90 Ordinary fully
paid
-1,787
27/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,033.38 Ordinary fully
paid
-137
30/03/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
1,510
30/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 25,824.11 Ordinary fully
paid
710
30/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,011.20 Ordinary fully
paid
135
30/03/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 22,242.15 Ordinary fully
paid
-600
31/03/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 46,920.35 Ordinary fully
paid
-1,281
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 01 April 2015