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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2015

Jun 9, 2015

10425_rns_2015-06-09_78b30ede-df19-4098-bfd6-6f5176271025.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 10 June 2015

The previous notice was given to the ASX on: 27 May 2015 The previous notice was dated: 27 May 2015

  • 2,765,980,222 fully paid Ordinary Shares in the capital of ANZ have been issued as at

  • 2. Issued Share Capital 09 June 2015.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 18,272,350 0.66% 18,376,001 0.66%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 18,272,350 0.66% 18,376,001 0.66%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
144,471 0.01%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
129,269 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
22,959 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
396,837 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,162,570 0.04%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
90,212 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
523,174 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
26,120 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,351,556 0.05%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
1,166,919 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
682,860 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
76,497 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,507,038 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,089,811 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
1,781,609 0.06%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
873,298 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST HYPERION
146,797 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,555,144 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,467,618 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
552,930 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
628,312 0.02%
Aggregation 18,376,001 0.66%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 44,193.59 Ordinary fully
paid
1,264
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,675.49 Ordinary fully
paid
249
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 696.83 Ordinary fully
paid
-20
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,393.65 Ordinary fully
paid
-40
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,342.54 Ordinary fully
paid
67
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 487.78 Ordinary fully
paid
14
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 769.19 Ordinary fully
paid
22
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 174.21 Ordinary fully
paid
5
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,452.40 Ordinary fully
paid
-300
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,432.99 Ordinary fully
paid
327
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,229.85 Ordinary fully
paid
64
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,174.57 Ordinary fully
paid
148
27/05/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 975.56 Ordinary fully
paid
28
27/05/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 56,082.98 Ordinary fully
paid
1,724
27/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 12,048.41 Ordinary fully
paid
-374
27/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,041.93 Ordinary fully
paid
-156
27/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,032.50 Ordinary fully
paid
125
27/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 27,024.19 Ordinary fully
paid
-839
27/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 14,008.12 Ordinary fully
paid
-435
27/05/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 32,629.12 Ordinary fully
paid
1,000
28/05/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
646
28/05/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 41,115.47 Ordinary fully
paid
-1,257
29/05/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-495
29/05/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 1,260.80 Ordinary fully
paid
-38
29/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,049.50 Ordinary fully
paid
-185
29/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 7,180.29 Ordinary fully
paid
-221
29/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 16,978.50 Ordinary fully
paid
-525
29/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,395.62 Ordinary fully
paid
599
29/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,929.50 Ordinary fully
paid
90
29/05/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,077.56 Ordinary fully
paid
-94
01/06/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
6,701
01/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 18,656.56 Ordinary fully
paid
570
01/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 74,073.18 Ordinary fully
paid
2,263
01/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,008.50 Ordinary fully
paid
214
01/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,239.30 Ordinary fully
paid
130
02/06/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-82
02/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 12,948.02 Ordinary fully
paid
-401
02/06/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 19,979.31 Ordinary fully
paid
-617
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 21,187.55 Ordinary fully
paid
597
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,385.42 Ordinary fully
paid
124
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,016.65 Ordinary fully
paid
85
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 601.23 Ordinary fully
paid
17
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,298.81 Ordinary fully
paid
-65
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,228.07 Ordinary fully
paid
-63
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 919.52 Ordinary fully
paid
-26
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 601.23 Ordinary fully
paid
-17
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,217.03 Ordinary fully
paid
147
03/06/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,060.99 Ordinary fully
paid
30
03/06/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-15
03/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 23,038.64 Ordinary fully
paid
-722
03/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 1,761,352.09 Ordinary fully
paid
55,162
03/06/2015 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 2,098,442.74 Ordinary fully
paid
65,719
03/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for AUST
SHR ARNHEM IM
(OPSFTE)
On-market sale 879,634.46 Ordinary fully
paid
-27,478
03/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,767.02 Ordinary fully
paid
53
03/06/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 16,020.00 Ordinary fully
paid
500
04/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 12,154.98 Ordinary fully
paid
-386
04/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,514.24 Ordinary fully
paid
-319
04/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,045.84 Ordinary fully
paid
-93
04/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,999.28 Ordinary fully
paid
-153
04/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 1,009.67 Ordinary fully
paid
-31
04/06/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 31,768.08 Ordinary fully
paid
1,000
04/06/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 31,697.99 Ordinary fully
paid
1,000
05/06/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
26
05/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 18,571.19 Ordinary fully
paid
-596
05/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,038.40 Ordinary fully
paid
-185
05/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,032.85 Ordinary fully
paid
-155
05/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,512.00 Ordinary fully
paid
-200
05/06/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 24,982.00 Ordinary fully
paid
800
09/06/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
26
09/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 2,647.73 Ordinary fully
paid
-85
09/06/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market sale 68,912.73 Ordinary fully
paid
-2,194
09/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,889.30 Ordinary fully
paid
465
09/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,426.00 Ordinary fully
paid
200
09/06/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,993.36 Ordinary fully
paid
312
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 10 June 2015