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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2015

Aug 4, 2015

10425_rns_2015-08-04_5e5daebb-8350-4b15-aa77-46a08c9a7a2f.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 05 August 2015

The previous notice was given to the ASX on: 22 July 2015 The previous notice was dated: 22 July 2015

  • 2,794,664,447 fully paid Ordinary Shares in the capital of ANZ have been issued as at

  • 2. Issued Share Capital 04 August 2015.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 17,173,752 0.61% 16,364,402 0.59%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 17,173,752 0.61% 16,364,402 0.59%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
181,025 0.01%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
140,800 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
25,456 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
406,677 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,174,284 0.04%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
92,642 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
547,169 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
26,906 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,121,556 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
66,397 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,113,556 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,163,168 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
1,894,040 0.07%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
923,171 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST HYPERION
146,797 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,569,053 0.06%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,550,891 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
591,150 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
629,664 0.02%
Aggregation 16,364,402 0.59%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,825.84 Ordinary fully
paid
76
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 666.94 Ordinary fully
paid
18
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,272.03 Ordinary fully
paid
88
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 778.10 Ordinary fully
paid
21
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,026.89 Ordinary fully
paid
31
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,643.85 Ordinary fully
paid
98
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 852.21 Ordinary fully
paid
23
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 780.82 Ordinary fully
paid
21
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 185.26 Ordinary fully
paid
5
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,896.29 Ordinary fully
paid
51
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 444.63 Ordinary fully
paid
12
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,621.30 Ordinary fully
paid
151
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,615.06 Ordinary fully
paid
109
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,602.75 Ordinary fully
paid
70
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 592.84 Ordinary fully
paid
16
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,379.65 Ordinary fully
paid
64
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 518.73 Ordinary fully
paid
14
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,000.42 Ordinary fully
paid
-27
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,301.37 Ordinary fully
paid
35
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 259.37 Ordinary fully
paid
7
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,636.01 Ordinary fully
paid
44
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 370.52 Ordinary fully
paid
10
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,821.92 Ordinary fully
paid
49
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 370.52 Ordinary fully
paid
10
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,631.55 Ordinary fully
paid
-125
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,677.11 Ordinary fully
paid
72
22/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 592.84 Ordinary fully
paid
16
22/07/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-10,587
22/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,156.00 Ordinary fully
paid
190
22/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,991.72 Ordinary fully
paid
461
22/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 24,986.50 Ordinary fully
paid
770
22/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer Nil Ordinary fully
paid
-6,000
22/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 138,277.40 Ordinary fully
paid
6,000
23/07/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
68
23/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 26,707.84 Ordinary fully
paid
-831
23/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 15,018.48 Ordinary fully
paid
459
23/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,087.40 Ordinary fully
paid
340
23/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer Nil Ordinary fully
paid
-2,000
23/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 68,422.02 Ordinary fully
paid
2,000
24/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 1,040,722.45 Ordinary fully
paid
-32,441
24/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 6,728.28 Ordinary fully
paid
-210
24/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market sale 1,851,941.21 Ordinary fully
paid
-57,728
24/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,018.28 Ordinary fully
paid
-152
24/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 9,730.24 Ordinary fully
paid
302
24/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 9,956.20 Ordinary fully
paid
310
27/07/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
84
27/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 931,295.89 Ordinary fully
paid
-29,197
27/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 5,649.49 Ordinary fully
paid
-176
27/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market sale 1,657,239.07 Ordinary fully
paid
-51,956
27/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,971.22 Ordinary fully
paid
121
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,342.67 Ordinary fully
paid
136
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,196.30 Ordinary fully
paid
91
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,135.43 Ordinary fully
paid
261
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 18,445.87 Ordinary fully
paid
-527
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,018.60 Ordinary fully
paid
29
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,940.14 Ordinary fully
paid
84
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,404.97 Ordinary fully
paid
40
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,990.19 Ordinary fully
paid
114
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,330.06 Ordinary fully
paid
-38
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 737.61 Ordinary fully
paid
21
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,995.09 Ordinary fully
paid
57
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,268.68 Ordinary fully
paid
165
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,896.70 Ordinary fully
paid
54
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,320.25 Ordinary fully
paid
152
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 21,457.88 Ordinary fully
paid
672
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,520.12 Ordinary fully
paid
-72
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 175.01 Ordinary fully
paid
-5
28/07/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 910.04 Ordinary fully
paid
-26
28/07/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
16,961
28/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 1,263,571.27 Ordinary fully
paid
-39,416
28/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 4,737.90 Ordinary fully
paid
147
28/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market sale 2,248,500.31 Ordinary fully
paid
-70,140
28/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,332.80 Ordinary fully
paid
320
28/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,939.90 Ordinary fully
paid
370
29/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 12,800.00 Ordinary fully
paid
400
29/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 9,771.00 Ordinary fully
paid
300
29/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 30,033.75 Ordinary fully
paid
925
30/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 1,807,766.34 Ordinary fully
paid
-55,839
30/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 8,574.91 Ordinary fully
paid
264
30/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market sale 3,216,904.00 Ordinary fully
paid
-99,365
30/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,054.80 Ordinary fully
paid
-315
30/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 9,792.00 Ordinary fully
paid
300
31/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 2,722,848.00 Ordinary fully
paid
-83,759
31/07/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market sale 4,845,303.44 Ordinary fully
paid
-149,049
31/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,017.26 Ordinary fully
paid
-63
31/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 8,048.88 Ordinary fully
paid
-252
31/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 1,020.16 Ordinary fully
paid
-32
31/07/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 19,976.40 Ordinary fully
paid
-620
31/07/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 15,613.20 Ordinary fully
paid
-480
3/08/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
78,154
3/08/2015 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 2,727,101.95 Ordinary fully
paid
-83,759
3/08/2015 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market sale 4,852,840.78 Ordinary fully
paid
-149,048
4/08/2015 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 90,957.90 Ordinary fully
paid
2,838
4/08/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,012.64 Ordinary fully
paid
-124
4/08/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,012.52 Ordinary fully
paid
-62
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 05 August 2015