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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2015

Dec 3, 2015

10425_rns_2015-12-03_eebba941-92d9-492e-a790-7c2dfd9c879d.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 4 December 2015

The previous notice was given to the ASX on: 25 November 2015

The previous notice was dated: 25 November 2015

  • 2,907,256,481 fully paid Ordinary Shares in the capital of ANZ have been issued as at

  • 2. Issued Share Capital 3 December 2015.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 17,221,238 0.59% 17,474,548 0.60%
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 17,221,238 0.59% 17,474,548 0.60%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
212,678 0.01%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
167,613 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
30,758 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
549,856 0.02%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,293,741 0.05%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
93,869 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
668,673 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
23,154 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
791,556 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
66,397 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,113,556 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,362,245 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
5,622,442 0.19%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30
1,226,062 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
921,103 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,011,056 0.04%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
677,865 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
641,924 0.02%
Aggregation 17,474,548 0.60%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
25/11/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 3,325,612.64 Ordinary fully
paid
119,457
25/11/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 1,789.39 Ordinary fully
paid
65
25/11/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 12,765.06 Ordinary fully
paid
462
25/11/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 45,908.96 Ordinary fully
paid
1,666
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,210.32 Ordinary fully
paid
-299
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 92.41 Ordinary fully
paid
3
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 463.67 Ordinary fully
paid
15
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 585.27 Ordinary fully
paid
-19
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,589.76 Ordinary fully
paid
149
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 20,432.54 Ordinary fully
paid
661
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,817.42 Ordinary fully
paid
59
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,160.65 Ordinary fully
paid
264
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,108.93 Ordinary fully
paid
36
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,976.76 Ordinary fully
paid
161
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 277.23 Ordinary fully
paid
9
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,236.46 Ordinary fully
paid
40
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 338.84 Ordinary fully
paid
11
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,576.49 Ordinary fully
paid
51
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 492.86 Ordinary fully
paid
16
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,256.54 Ordinary fully
paid
73
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,232.15 Ordinary fully
paid
40
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,502.26 Ordinary fully
paid
178
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,926.36 Ordinary fully
paid
-95
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,570.99 Ordinary fully
paid
51
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,078.75 Ordinary fully
paid
229
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 770.09 Ordinary fully
paid
25
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,493.01 Ordinary fully
paid
113
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,478.58 Ordinary fully
paid
48
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,707.81 Ordinary fully
paid
217
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,111.18 Ordinary fully
paid
101
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 13,724.73 Ordinary fully
paid
444
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 893.31 Ordinary fully
paid
-29
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,078.13 Ordinary fully
paid
35
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,698.56 Ordinary fully
paid
152
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,175.03 Ordinary fully
paid
-168
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 492.86 Ordinary fully
paid
16
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,101.99 Ordinary fully
paid
68
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 554.47 Ordinary fully
paid
18
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,411.10 Ordinary fully
paid
78
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,232.15 Ordinary fully
paid
40
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,440.43 Ordinary fully
paid
176
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,111.42 Ordinary fully
paid
-76
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 694.55 Ordinary fully
paid
-25
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 585.27 Ordinary fully
paid
19
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,503.84 Ordinary fully
paid
81
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,232.15 Ordinary fully
paid
40
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,440.43 Ordinary fully
paid
176
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 215.63 Ordinary fully
paid
7
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 896.44 Ordinary fully
paid
29
26/11/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 369.64 Ordinary fully
paid
-12
26/11/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
139
26/11/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 27,740.00 Ordinary fully
paid
1,000
27/11/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 103,477.31 Ordinary fully
paid
-3,730
27/11/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 48,285.98 Ordinary fully
paid
1,746
27/11/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,902.08 Ordinary fully
paid
212
27/11/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 44,775.90 Ordinary fully
paid
-1,602
27/11/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,005.04 Ordinary fully
paid
716
30/11/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
253
30/11/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,753.50 Ordinary fully
paid
100
30/11/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 38,556.56 Ordinary fully
paid
1,400
1/12/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-53,981
1/12/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 12,223.56 Ordinary fully
paid
-440
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,084.11 Ordinary fully
paid
68
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,819.68 Ordinary fully
paid
92
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,727.74 Ordinary fully
paid
89
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,444.07 Ordinary fully
paid
145
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,168.23 Ordinary fully
paid
136
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 19,921.67 Ordinary fully
paid
650
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,256.60 Ordinary fully
paid
41
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,811.85 Ordinary fully
paid
157
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,194.62 Ordinary fully
paid
300
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,094.84 Ordinary fully
paid
362
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,045.63 Ordinary fully
paid
132
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,363.53 Ordinary fully
paid
175
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,156.82 Ordinary fully
paid
103
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,252.34 Ordinary fully
paid
204
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 12,535.33 Ordinary fully
paid
409
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,589.48 Ordinary fully
paid
215
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,984.33 Ordinary fully
paid
130
2/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,911.63 Ordinary fully
paid
95
2/12/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 15,350.06 Ordinary fully
paid
550
2/12/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 10,113.90 Ordinary fully
paid
-365
3/12/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 93,233.81 Ordinary fully
paid
3,330
3/12/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 736,351.16 Ordinary fully
paid
26,300
3/12/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 249,183.47 Ordinary fully
paid
8,900
3/12/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 83,714.45 Ordinary fully
paid
2,990
3/12/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 3,219,786.45 Ordinary fully
paid
115,000
3/12/2015 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 860,989.05 Ordinary fully
paid
28,000
3/12/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 154,595.14 Ordinary fully
paid
-5,567
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 04 December 2015