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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2015

Dec 29, 2015

10425_rns_2015-12-29_47306476-2b2a-42fa-8493-fc565f82ed18.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 30 December 2015

The previous notice was given to the ASX on: 18 December 2015

The previous notice was dated: 18 December 2015

  • 2,917,560,098 fully paid Ordinary Shares in the capital of ANZ have been issued as at

  • 2. Issued Share Capital 29 December 2015.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 18,091,719 0.62% 17,570,774 0.60%
  • 3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares
Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 18,091,719 0.62% 17,570,774 0.60%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
195,190 0.01%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
172,326 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
31,639 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
565,086 0.02%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,293,741 0.04%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
96,180 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
684,899 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
22,310 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
791,556 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
66,397 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,113,556 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,390,776 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
5,681,339 0.20%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30
1,226,062 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
899,774 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,011,056 0.04%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
686,669 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
642,218 0.02%
Aggregation 17,570,774 0.60%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
18/12/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
71
18/12/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 15,522.41 Ordinary fully
paid
586
18/12/2015 OnePath Funds
Management
Ltd as
responsible
entity
forOnePath
Australian
Shares Index
Pool
On-market purchase 533,695.11 Ordinary fully
paid
20,148
18/12/2015 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 1,078,939.30 Ordinary fully
paid
40,732
18/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,279.98 Ordinary fully
paid
-166
18/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,979.98 Ordinary fully
paid
194
18/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,978.04 Ordinary fully
paid
194
21/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,439.94 Ordinary fully
paid
402
21/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,041.33 Ordinary fully
paid
-196
21/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 9,682.50 Ordinary fully
paid
-375
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,922.53 Ordinary fully
paid
349
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,379.90 Ordinary fully
paid
84
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,652.93 Ordinary fully
paid
234
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,614.93 Ordinary fully
paid
57
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 17,343.11 Ordinary fully
paid
610
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,136.50 Ordinary fully
paid
146
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,876.47 Ordinary fully
paid
66
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 453.31 Ordinary fully
paid
16
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,933.33 Ordinary fully
paid
68
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 481.65 Ordinary fully
paid
17
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,539.20 Ordinary fully
paid
230
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,586.60 Ordinary fully
paid
56
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,173.51 Ordinary fully
paid
393
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,663.22 Ordinary fully
paid
94
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,266.57 Ordinary fully
paid
-80
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,484.86 Ordinary fully
paid
-123
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,401.95 Ordinary fully
paid
190
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,274.95 Ordinary fully
paid
45
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,572.54 Ordinary fully
paid
196
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,303.28 Ordinary fully
paid
46
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,127.45 Ordinary fully
paid
110
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 736.64 Ordinary fully
paid
26
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,325.47 Ordinary fully
paid
328
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,181.58 Ordinary fully
paid
77
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,051.96 Ordinary fully
paid
37
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 226.66 Ordinary fully
paid
8
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,164.69 Ordinary fully
paid
252
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,699.93 Ordinary fully
paid
60
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,677.45 Ordinary fully
paid
59
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 396.65 Ordinary fully
paid
14
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,610.78 Ordinary fully
paid
127
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 849.96 Ordinary fully
paid
30
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,393.13 Ordinary fully
paid
49
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 311.65 Ordinary fully
paid
11
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,639.21 Ordinary fully
paid
128
22/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 849.96 Ordinary fully
paid
30
22/12/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-627,261
22/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 15,754.45 Ordinary fully
paid
593
23/12/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
9,629
23/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,306.50 Ordinary fully
paid
-165
23/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 12,090.54 Ordinary fully
paid
-462
23/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 13,125.77 Ordinary fully
paid
-497
23/12/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 1,007.79 Ordinary fully
paid
-39
23/12/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 7,511.77 Ordinary fully
paid
277
24/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,295.48 Ordinary fully
paid
-161
24/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,984.36 Ordinary fully
paid
261
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 18,534.13 Ordinary fully
paid
651
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,644.19 Ordinary fully
paid
128
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,672.66 Ordinary fully
paid
129
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,032.15 Ordinary fully
paid
247
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 21,363.06 Ordinary fully
paid
-753
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,950.28 Ordinary fully
paid
-209
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 20,185.40 Ordinary fully
paid
-709
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 11,302.69 Ordinary fully
paid
-397
29/12/2015 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,555.24 Ordinary fully
paid
160
29/12/2015 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
26
29/12/2015 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 14,980.40 Ordinary fully
paid
542
29/12/2015 OnePath Funds
Management
Ltd as
responsible
entity
forOnePath
Australian
Shares Index
Pool
On-market purchase 231,698.73 Ordinary fully
paid
8,383
29/12/2015 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 502,064.58 Ordinary fully
paid
18,165
29/12/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer Nil Ordinary fully
paid
-925
29/12/2015 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 23,053.70 Ordinary fully
paid
925
29/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 26,590.00 Ordinary fully
paid
1,000
29/12/2015 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 104,691.23 Ordinary fully
paid
3,887
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 30 December 2015