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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2014

Feb 18, 2014

10425_rns_2014-02-18_b4686b7d-eac6-4512-b400-ac4f40315aa4.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 19 February 2014

The previous notice was given to the ASX on: 05 February 2014

The previous notice was dated: 05 February 2014

2,744,102,108 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 18 February 2014.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,956,743 0.87% 24,105,326 0.88%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,956,743 0.87% 24,105,326 0.88%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
711,573 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
798,333 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,891,534 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
869,590 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
182,783 0.01%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
131,345 0.01%
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
32,223 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
345,493 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
706,944 0.03%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
61,710 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
543,634 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
49,888 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,679,184 0.10%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
916,796 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
1,264,078 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ING Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,382,284 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,686,995 0.06%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
662,453 0.02%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
1,468,736 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
189,315 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,755,585 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,648,052 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
419,705 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
617,032 0.02%
Aggregation 24,105,326 0.88%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
05/02/2014 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
nil Ordinary fully
paid
-30
05/02/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -141
05/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 52,392.83 Ordinary fully
paid
-1,806
05/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,010.97 Ordinary fully
paid
233
05/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,947.96 Ordinary fully
paid
398
05/02/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 14,814.48 Ordinary fully
paid
502
06/02/2014 ANZ Trustees as
manager for
various private
clients
On-market sale 4,767.66 Ordinary fully
paid
-162
06/02/2014 Australia and
New Zealand
Banking Group
Limited
On-market client
forced sell in
connection with
margin lending
business (ANZ
acquiring interest in
stock)
nil Ordinary fully
paid
1,637
06/02/2014 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
nil Ordinary fully
paid
-632
06/02/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 869
06/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 17,063.77 Ordinary fully
paid
-580
06/02/2014 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 440,683.05 Ordinary fully
paid
14,969
06/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 447,934.78 Ordinary fully
paid
15,226
06/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,927.52 Ordinary fully
paid
232
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,529.68 Ordinary fully
paid
205
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,032.63 Ordinary fully
paid
158
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,644.51 Ordinary fully
paid
240
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,968.93 Ordinary fully
paid
156
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,351.16 Ordinary fully
paid
168
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 19,407.40 Ordinary fully
paid
663
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,357.06 Ordinary fully
paid
74
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,994.88 Ordinary fully
paid
251
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,307.50 Ordinary fully
paid
355
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,312.62 Ordinary fully
paid
104
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,694.85 Ordinary fully
paid
116
07/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,363.74 Ordinary fully
paid
137
07/02/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 5,773
07/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 36,883.57 Ordinary fully
paid
1,252
07/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,838.00 Ordinary fully
paid
300
07/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,977.30 Ordinary fully
paid
340
07/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,950.01 Ordinary fully
paid
169
07/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,975.90 Ordinary fully
paid
170
07/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,700.00 Ordinary fully
paid
500
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 63,988.65 Ordinary fully
paid
1,994
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,492.68 Ordinary fully
paid
140
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,353.94 Ordinary fully
paid
198
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 71,690.40 Ordinary fully
paid
2,234
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,402.69 Ordinary fully
paid
216
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 65,978.27 Ordinary fully
paid
2,056
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 27,405.37 Ordinary fully
paid
854
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,732.89 Ordinary fully
paid
54
10/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 45,440.29 Ordinary fully
paid
1,416
10/02/2014 Australia and
New Zealand
Banking Group
Limited
On-market client
forced sell in
connection with
margin lending
business (ANZ
acquiring interest in
stock)
nil Ordinary fully
paid
548
10/02/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 30,345
10/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 2,810.62 Ordinary fully
paid
-94
10/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,953.04 Ordinary fully
paid
339
10/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,994.92 Ordinary fully
paid
137
10/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,921.04 Ordinary fully
paid
238
10/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,477.18 Ordinary fully
paid
155
11/02/2014 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-194
11/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 301,552.62 Ordinary fully
paid
10,082
11/02/2014 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
nil Ordinary fully
paid
-1,637
11/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 60,528.77 Ordinary fully
paid
1,980
11/02/2014 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 414,530.35 Ordinary fully
paid
13,560
11/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 695,090.10 Ordinary fully
paid
22,723
11/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,977.10 Ordinary fully
paid
475
11/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,169.20 Ordinary fully
paid
40
11/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,699.28 Ordinary fully
paid
92
11/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,238.54 Ordinary fully
paid
178
12/02/2014 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
in
nil Ordinary fully
paid
19,431
12/02/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -13,108
12/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 21,941.08 Ordinary fully
paid
708
12/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 445,887.33 Ordinary fully
paid
14,388
12/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market purchase 292,640.68 Ordinary fully
paid
9,443
12/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,905.95 Ordinary fully
paid
335
12/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,948.25 Ordinary fully
paid
505
12/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,983.55 Ordinary fully
paid
339
13/02/2014 ANZ Trustees as
trustee for
various estates
and trusts
On-market sale 3,814.23 Ordinary fully
paid
-123
13/02/2014 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 30,111.56 Ordinary fully
paid
970
13/02/2014 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 248,342.80 Ordinary fully
paid
8,000
13/02/2014 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 58,981.42 Ordinary fully
paid
1,900
13/02/2014 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 36,630.56 Ordinary fully
paid
1,180
13/02/2014 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 867,647.66 Ordinary fully
paid
27,950
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,772.88 Ordinary fully
paid
112
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 134.28 Ordinary fully
paid
4
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,947.00 Ordinary fully
paid
-58
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 20,447.67 Ordinary fully
paid
607
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 637.81 Ordinary fully
paid
19
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 939.93 Ordinary fully
paid
-28
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,311.86 Ordinary fully
paid
128
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 134.28 Ordinary fully
paid
4
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,297.46 Ordinary fully
paid
276
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 302.12 Ordinary fully
paid
9
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,749.79 Ordinary fully
paid
141
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 167.84 Ordinary fully
paid
5
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 33,383.26 Ordinary fully
paid
991
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,040.64 Ordinary fully
paid
31
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,040.64 Ordinary fully
paid
-31
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 32,237.92 Ordinary fully
paid
957
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,007.07 Ordinary fully
paid
30
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,783.47 Ordinary fully
paid
142
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 134.28 Ordinary fully
paid
4
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,004.87 Ordinary fully
paid
297
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 302.12 Ordinary fully
paid
9
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,200.21 Ordinary fully
paid
95
13/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 67.14 Ordinary fully
paid
2
13/02/2014 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
nil Ordinary fully
paid
-548
13/02/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -38,266
13/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 16,647.12 Ordinary fully
paid
537
13/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,436.25 Ordinary fully
paid
250
13/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,470.68 Ordinary fully
paid
387
13/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,782.51 Ordinary fully
paid
161
13/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,020.99 Ordinary fully
paid
169
13/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 26,539.80 Ordinary fully
paid
-890
13/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,146.32 Ordinary fully
paid
72
13/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,956.00 Ordinary fully
paid
200
13/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,938.50 Ordinary fully
paid
166
14/02/2014 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-194
14/02/2014 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-194
14/02/2014 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-774
14/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,841.15 Ordinary fully
paid
93
14/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 9,075.00 Ordinary fully
paid
-300
14/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 29,841.00 Ordinary fully
paid
980
17/02/2014 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 147,349.19 Ordinary fully
paid
-4,712
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 575.45 Ordinary fully
paid
-17
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,129.71 Ordinary fully
paid
122
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 77,601.64 Ordinary fully
paid
-2,496
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 15,069.41 Ordinary fully
paid
-483
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,809.55 Ordinary fully
paid
83
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 30,194.25 Ordinary fully
paid
892
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,444.17 Ordinary fully
paid
279
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,726.35 Ordinary fully
paid
51
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 196,335.88 Ordinary fully
paid
-6,315
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 18,158.17 Ordinary fully
paid
-582
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 19,967.74 Ordinary fully
paid
-640
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,957.61 Ordinary fully
paid
176
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,942.11 Ordinary fully
paid
-146
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,957.61 Ordinary fully
paid
176
17/02/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,012.66 Ordinary fully
paid
89
17/02/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -1,182
17/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 23,659.57 Ordinary fully
paid
748
17/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,078.00 Ordinary fully
paid
100
17/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,965.75 Ordinary fully
paid
258
17/02/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 7,823.20 Ordinary fully
paid
-254
17/02/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 31,607.52 Ordinary fully
paid
-1,000
17/02/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 39,842.49 Ordinary fully
paid
-1,262
17/02/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 40,852.77 Ordinary fully
paid
-1,294
17/02/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 40,852.77 Ordinary fully
paid
-1,294
18/02/2014 ANZ Trustees as
trustee for
various estates
and trusts
On-market sale 3,886.80 Ordinary fully
paid
-123
18/02/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 18,578.81 Ordinary fully
paid
587
18/02/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 20,993.72 Ordinary fully
paid
-666
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 19 February 2014