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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2014

Mar 18, 2014

10425_rns_2014-03-18_2295a5e2-0750-4bb4-bbe0-05c45a15e39a.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 19 March 2014

The previous notice was given to the ASX on: 5 March 2014

The previous notice was dated: 5 March 2014

2,744,118,670 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 18 March 2014.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 24,137,845 0.88% 23,994,369 0.87%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 24,137,845 0.88% 23,994,369 0.87%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
714,075 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
798,333 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,891,534 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
877,214 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
247,052 0.01%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
131,345 0.00%
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
32,223 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
345,493 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
706,944 0.03%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
61,710 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
553,630 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
45,021 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,679,184 0.10%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
916,796 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
1,208,217 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ING Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,382,284 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,701,650 0.06%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
737,880 0.03%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
1,240,307 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
178,210 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,905,846 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,508,301 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
423,677 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
617,357 0.02%
Australia and New Zealand
BankingGroupLimited
Australia and New Zealand Banking
GroupLimited
25 0.00%
Aggregation 23,994,369 0.87%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
5/03/2014 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-774
5/03/2014 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
Nil Ordinary fully
paid
-39
5/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 6,294.15 Ordinary fully
paid
-197
5/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 36,401.89 Ordinary fully
paid
1,119
5/03/2014 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 476,737.87 Ordinary fully
paid
14,655
5/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 1,204,090.96 Ordinary fully
paid
37,062
5/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,734.03 Ordinary fully
paid
85
5/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,025.77 Ordinary fully
paid
-63
5/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,408.46 Ordinary fully
paid
634
5/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,648.67 Ordinary fully
paid
363
5/03/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 28,759.60 Ordinary fully
paid
-890
5/03/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 70,247.50 Ordinary fully
paid
-2,178
6/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,088.81 Ordinary fully
paid
290
6/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,766.09 Ordinary fully
paid
137
6/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,949.66 Ordinary fully
paid
286
6/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 877,537.01 Ordinary fully
paid
26,960
6/03/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 9,704.95 Ordinary fully
paid
295
7/03/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
On-market purchase Not applicable Not applicable 114
7/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,951.88 Ordinary fully
paid
312
7/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,492.56 Ordinary fully
paid
638
10/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 102,550.39 Ordinary fully
paid
-3,175
10/03/2014 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 81,027.90 Ordinary fully
paid
2,507
11/03/2014 ANZ Trustees as
manager for
various private
clients
On-market purchase 124,549.02 Ordinary fully
paid
3,849
11/03/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
On-market sale Not applicable Not applicable -46,607
11/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 33,493.18 Ordinary fully
paid
-1,036
11/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 458,375.52 Ordinary fully
paid
14,156
11/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,735.00 Ordinary fully
paid
300
11/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,138.72 Ordinary fully
paid
189
11/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,530.40 Ordinary fully
paid
-140
12/03/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
On-market sale Not applicable Not applicable -370
12/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market sale 1,422,337.00 Ordinary fully
paid
-44,214
12/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for AUST
SHR ARNHEM IM
(OPSFTE)
On-market sale 2,494,280.57 Ordinary fully
paid
-76,693
12/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,900.00 Ordinary fully
paid
120
12/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 972.00 Ordinary fully
paid
30
12/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,247.00 Ordinary fully
paid
-100
12/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,163.20 Ordinary fully
paid
220
12/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,436.75 Ordinary fully
paid
75
12/03/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 16,077.60 Ordinary fully
paid
503
13/03/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
On-market purchase Not applicable Not applicable 56
13/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 18,816.10 Ordinary fully
paid
-584
13/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 84,537.11 Ordinary fully
paid
2,617
13/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for AUST
SHR ARNHEM IM
(OPSFTE)
On-market sale 2,218,438.90 Ordinary fully
paid
-68,776
13/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 24,669.56 Ordinary fully
paid
764
13/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 15,801.30 Ordinary fully
paid
485
13/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,806.40 Ordinary fully
paid
640
14/03/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
On-market purchase Not applicable Not applicable 4,221
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,320.06 Ordinary fully
paid
98
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 303.84 Ordinary fully
paid
9
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 30,930.76 Ordinary fully
paid
913
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,532.00 Ordinary fully
paid
75
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,383.06 Ordinary fully
paid
336
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 945.28 Ordinary fully
paid
28
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,066.57 Ordinary fully
paid
61
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 202.56 Ordinary fully
paid
6
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,371.47 Ordinary fully
paid
70
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 202.56 Ordinary fully
paid
6
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,890.56 Ordinary fully
paid
-56
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 27,576.82 Ordinary fully
paid
814
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,228.16 Ordinary fully
paid
66
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,927.49 Ordinary fully
paid
234
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 641.44 Ordinary fully
paid
19
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,793.16 Ordinary fully
paid
171
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 472.64 Ordinary fully
paid
14
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,351.56 Ordinary fully
paid
217
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 573.92 Ordinary fully
paid
17
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,292.16 Ordinary fully
paid
-216
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,672.81 Ordinary fully
paid
256
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 675.20 Ordinary fully
paid
20
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,013.97 Ordinary fully
paid
148
14/03/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 405.12 Ordinary fully
paid
12
14/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 3,538.74 Ordinary fully
paid
111
14/03/2014 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 330,728.49 Ordinary fully
paid
10,374
14/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,983.04 Ordinary fully
paid
247
14/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 22,979.57 Ordinary fully
paid
713
14/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,978.96 Ordinary fully
paid
216
14/03/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 0.00 Ordinary fully
paid
-285
14/03/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 7,983.40 Ordinary fully
paid
285
17/03/2014 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-2,875
17/03/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
On-market purchase Not applicable Not applicable 72,335
17/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 46,856.25 Ordinary fully
paid
-1,462
17/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,268.08 Ordinary fully
paid
102
17/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,838.20 Ordinary fully
paid
120
17/03/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 0.00 Ordinary fully
paid
-320
18/03/2014 Australia and
New Zealand
Banking Group
Limited
Australia and
New Zealand
Banking Group
Limited
On-market client
forced sell in
connection with
margin lending
business (ANZ
acquiring Interest in
stock)
Nil Ordinary fully
paid
25
18/03/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
On-market purchase Not applicable Not applicable 237
18/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 6,676.14 Ordinary fully
paid
-207
18/03/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market sale 3,081,245.31 Ordinary fully
paid
-95,537
18/03/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 7,043.10 Ordinary fully
paid
320
18/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,995.00 Ordinary fully
paid
620
18/03/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,993.84 Ordinary fully
paid
341
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

Capacity Company Secretary

print name John Priestley

Sign here

Date 19 March 2014