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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2014

Aug 5, 2014

10425_rns_2014-08-05_d7bb5857-ff63-4294-b5d4-53f68f0ddc22.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 6 August 2014

The previous notice was given to the ASX on: 23 July 2014 The previous notice was dated: 23 July 2014

2. Issued Share Capital

  • 2,756,603,189 fully paid Ordinary Shares in the capital of ANZ have been issued as at 5 August 2014.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 18,887,961 0.69% 18,858,348 0.68%
  • 3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares
Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 18,887,961 0.69% 18,858,348 0.68%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
202,085 0.01%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
128,519 0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
28,874 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
355,828 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,138,632 0.04%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
114,666 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for various private clients
584,370 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
46,179 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,091,607 0.08%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
925,229 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
902,312 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ING Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,803,825 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,840,441 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
1,047,120 0.04%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
1,142,370 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
178,210 0.01%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,584,675 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,562,438 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
471,471 0.02%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
619,436 0.02%
Aggregation 18,858,348 0.68%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
23/07/2014 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 11,349.05 Ordinary fully
paid
-340
23/07/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 152,137.24 Ordinary fully
paid
-4,568
23/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 23,562.24 Ordinary fully
paid
708
23/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 100,050.00 Ordinary fully
paid
3,000
24/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,700.00 Ordinary fully
paid
-200
24/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,951.58 Ordinary fully
paid
238
25/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,837.75 Ordinary fully
paid
265
25/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,206.56 Ordinary fully
paid
246
25/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,639.44 Ordinary fully
paid
229
28/07/2014 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market sale 1,073,252.82 Ordinary fully
paid
-32,014
28/07/2014 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market purchase 347,111.95 Ordinary fully
paid
10,325
28/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,086.60 Ordinary fully
paid
92
28/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,831.64 Ordinary fully
paid
292
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,442.16 Ordinary fully
paid
-228
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,245.54 Ordinary fully
paid
195
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,849.19 Ordinary fully
paid
266
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,827.13 Ordinary fully
paid
103
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,257.84 Ordinary fully
paid
142
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,675.28 Ordinary fully
paid
72
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,702.70 Ordinary fully
paid
100
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 817.45 Ordinary fully
paid
22
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,184.86 Ordinary fully
paid
32
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,850.81 Ordinary fully
paid
-104
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,147.30 Ordinary fully
paid
-85
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 743.13 Ordinary fully
paid
20
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 925.68 Ordinary fully
paid
25
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,517.30 Ordinary fully
paid
-122
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,823.90 Ordinary fully
paid
76
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,776.76 Ordinary fully
paid
102
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 520.19 Ordinary fully
paid
14
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 666.49 Ordinary fully
paid
18
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,147.84 Ordinary fully
paid
-31
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,374.79 Ordinary fully
paid
37
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,851.35 Ordinary fully
paid
50
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,702.70 Ordinary fully
paid
-100
29/07/2014 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,406.76 Ordinary fully
paid
-65
29/07/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 3
29/07/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 944,680.44 Ordinary fully
paid
-28,149
29/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
Shares Inspecie In -
Cont Pending
14,919.75 Ordinary fully
paid
450
29/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 15,391.60 Ordinary fully
paid
-460
30/07/2014 Australia and
New Zealand
Banking Group
Limited
On-market client
forced sell in
connection with
margin lending
business (ANZ
acquiring interest in
stock)
Nil Ordinary fully
paid
16
30/07/2014 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market purchase 1,403,801.69 Ordinary fully
paid
41,437
30/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 28,678.32 Ordinary fully
paid
852
30/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 17,262.45 Ordinary fully
paid
513
31/07/2014 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
nil Ordinary fully
paid
-16
31/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,021.41 Ordinary fully
paid
90
31/07/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,118.40 Ordinary fully
paid
569
31/07/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 10,026.00 Ordinary fully
paid
294
31/07/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer nil Ordinary fully
paid
-700
31/07/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 15,095.90 Ordinary fully
paid
700
1/08/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 35
1/08/2014 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 830,860.81 Ordinary fully
paid
-24,783
1/08/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 16,237.68 Ordinary fully
paid
-484
01/08/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,012.80 Ordinary fully
paid
298
01/08/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,969.10 Ordinary fully
paid
148
01/08/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,832.21 Ordinary fully
paid
351
1/08/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 11,702.00 Ordinary fully
paid
-350
1/08/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 16,296.80 Ordinary fully
paid
-490
1/08/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 50,188.48 Ordinary fully
paid
1,504
5/08/2014 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 232
5/08/2014 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 47,937.75 Ordinary fully
paid
-1,447
05/08/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,231.25 Ordinary fully
paid
125
05/08/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,743.12 Ordinary fully
paid
199
05/08/2014 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,658.16 Ordinary fully
paid
344
5/08/2014 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 10,026.00 Ordinary fully
paid
294
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley Capacity Company Secretary Sign here Date 6 August 2014