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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

Jan 30, 2013

10425_rns_2013-01-30_7608787b-434f-43da-9204-2852b803a426.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 31 January 2013

The previous notice was given to the ASX on: 17 January 2013 The previous notice was dated: 17 January 2013

2,743,593,430 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 30 January 2013.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,859,569 0.80% 22,031,152 0.80%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,859,569 0.80% 22,031,152 0.80%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
680,843 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
813,096 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,839,377 0.07%
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
843,832 0.03%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
401,300 0.01%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
113,624 0.00%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
32,515 0.00%
Trustees Executors(TEA) OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
22,722 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
353,266 0.01%
Citi Group/ BNP Paribas OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
585,317 0.02%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
24,629 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
441,672 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ING
Wholesale Protected Aus 50 Trust
85,416 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,795,473 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
77,365 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,110,769 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,030,783 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
554,696 0.02%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUD EQU – FORTIS 130/30
(OPSFTE)
1,223,739 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX – ORION(OPSORE)
4,207,632 0.15%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST EQUITIES – TYNDALL
(OPSTYE)
1,813,464 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
723,542 0.03%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
302,224 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
599,020 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
195,636 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
159,200 0.01%
Aggregation 22,031,152 0.80%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
17/01/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -79
17/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,379.34 Ordinary fully
paid
-234
17/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in 17,887.44 Ordinary fully
paid
597
17/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,653.07 Ordinary fully
paid
-184
17/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,941.09 Ordinary fully
paid
215
17/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,460.69 Ordinary fully
paid
-300
17/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 11,005.94 Ordinary fully
paid
-349
17/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 22,534.33 Ordinary fully
paid
698
17/01/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 21,281.26 Ordinary fully
paid
832
17/01/2013 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Australian
Industrial
Equities Fund
On-market purchase 802,741.68 Ordinary fully
paid
31,300
18/01/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -17,814
18/01/2013 ANZ Trustees as
manager for
various private
clients
On-market sale 31,459.37 Ordinary fully
paid
-1,231
18/01/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 19,992.39 Ordinary fully
paid
781
18/01/2013 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Australian
Industrial
Equities Fund
On-market purchase 1,403,800.89 Ordinary fully
paid
54,700
18/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,048.00 Ordinary fully
paid
200
18/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,284.89 Ordinary fully
paid
-407
18/01/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 15,067.19 Ordinary fully
paid
585
19/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,919.85 Ordinary fully
paid
195
21/01/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -13,249
21/01/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 43,622.40 Ordinary fully
paid
1,704
21/01/2013 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Australian
Industrial
Equities Fund
On-market purchase 822,984.20 Ordinary fully
paid
32,000
21/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,536.00 Ordinary fully
paid
-100
21/01/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 12,497.40 Ordinary fully
paid
-490
22/01/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -48
22/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,602.42 Ordinary fully
paid
-300
22/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in Nil Ordinary fully
paid
117
22/01/2013 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 16,994.01 Ordinary fully
paid
-665
22/01/2013 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Australian
Industrial
Equities Fund
On-market purchase 1,704,915.32 Ordinary fully
paid
66,410
22/01/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 71,503.38 Ordinary fully
paid
2,790
22/01/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 43,742.37 Ordinary fully
paid
1,704
23/01/2013 ANZ Trustees as
manager for
various private
clients
On-market sale 51,860.00 Ordinary fully
paid
-2,000
23/01/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-28
23/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,428.46 Ordinary fully
paid
287
23/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,373.55 Ordinary fully
paid
225
23/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,568.28 Ordinary fully
paid
353
23/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,341.73 Ordinary fully
paid
163
23/01/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 17,996.42 Ordinary fully
paid
-694
23/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,173.13 Ordinary fully
paid
-397
24/01/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 3,471
24/01/2013 ANZ Trustees as
trustee for
various estates
and trusts
On-market sale 20,718.87 Ordinary fully
paid
-800
24/01/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,000
24/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,782.23 Ordinary fully
paid
539
25/01/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 4,620
25/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-1,577
25/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 24,960.00 Ordinary fully
paid
975
25/01/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 10,364.10 Ordinary fully
paid
-400
25/01/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 9,997.35 Ordinary fully
paid
-385
25/01/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 8,971.02 Ordinary fully
paid
-346
28/01/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in 7,282.74 Ordinary fully
paid
241
30/01/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 3,897
30/01/2013 ANZ Trustees as
trustee for
various internal
common funds
On-market purchase 137,692.45 Ordinary fully
paid
5,186
30/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,978.56 Ordinary fully
paid
192
30/01/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 8,213.47 Ordinary fully
paid
-317
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

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Date 31 January 2013