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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

Feb 27, 2013

10425_rns_2013-02-27_4d6768c6-bc9b-4dcb-a261-e85e29318afe.pdf

Major Shareholding Notification

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hhh Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 28 February 2013

The previous notice was given to the ASX on: 14 February 2013

The previous notice was dated: 14 February 2013

2,743,716,860 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 27 February 2013.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,272,100 0.81% 22,452,391 0.82%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,272,100 0.81% 22,452,391 0.82%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
687,424 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
813,096 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,839,483 0.07%
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
853,518 0.03%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
456,321 0.02%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
111,299 0.00%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
32,515 0.00%
Trustees Executors(TEA) OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
22,230 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
325,879 0.01%
Citi Group/ BNP Paribas OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
745,305 0.03%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
24,629 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
438,130 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ING
Wholesale Protected Aus 50 Trust
50,777 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,795,473 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
77,365 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,297,023 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,027,373 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
554,696 0.02%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUD EQU – FORTIS 130/30
(OPSFTE)
1,223,739 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX – ORION(OPSORE)
4,351,723 0.16%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST EQUITIES – TYNDALL
(OPSTYE)
1,813,464 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
640,023 0.02%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
312,453 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
603,617 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
195,636 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
159,200 0.01%
Aggregation 22,452,391 0.82%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
14/02/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 1,013
14/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX AUST
SHRS HYPERION
(OPSHPE)
On-market sale 1,415,967.34 Ordinary fully
paid
-50,600
14/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 13,953.65 Ordinary fully
paid
497
14/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 15,001.10 Ordinary fully
paid
537
14/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 19,055.70 Ordinary fully
paid
-683
14/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 18,724.01 Ordinary fully
paid
668
14/02/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 25,039.97 Ordinary fully
paid
900
14/02/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 29,091.70 Ordinary fully
paid
1,042
15/02/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -105
15/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,011.20 Ordinary fully
paid
180
15/02/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 55,556.54 Ordinary fully
paid
-2,000
18/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in 4,009.98 Ordinary fully
paid
136
18/02/2013 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 602,137.16 Ordinary fully
paid
21,213
18/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for
Blue ChipPool
On-market purchase 5,278,986.50 Ordinary fully
paid
186,254
18/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,277.70 Ordinary fully
paid
295
18/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,440.00 Ordinary fully
paid
230
19/02/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 132
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 7,412.40 Ordinary fully
paid
261
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 12,126.80 Ordinary fully
paid
427
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 8,690.40 Ordinary fully
paid
306
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 3,606.80 Ordinary fully
paid
127
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 21,896.40 Ordinary fully
paid
771
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 23,515.20 Ordinary fully
paid
828
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 11,473.60 Ordinary fully
paid
404
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 9,428.80 Ordinary fully
paid
332
19/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 18,999.60 Ordinary fully
paid
669
19/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,055.45 Ordinary fully
paid
-73
19/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,772.17 Ordinary fully
paid
-205
19/02/2013 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 16,814.42 Ordinary fully
paid
-492
19/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX AUST
SHRS HYPERION
(OPSHPE)
On-market sale 933,703.64 Ordinary fully
paid
-32,919
19/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX –
ORION
(OPSORE)
On-market purchase 2,649,815.61 Ordinary fully
paid
92,948
19/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 3,966.98 Ordinary fully
paid
139
20/02/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 137
20/02/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-5,286
20/02/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-5,285
21/02/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 109
21/02/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,842
21/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,545.41 Ordinary fully
paid
73
21/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,742.14 Ordinary fully
paid
136
21/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,160.56 Ordinary fully
paid
148
21/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,043.47 Ordinary fully
paid
202
21/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 35,266.44 Ordinary fully
paid
1,260
21/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 95,380.32 Ordinary fully
paid
-3,410
21/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,640.00 Ordinary fully
paid
-130
21/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,046.85 Ordinary fully
paid
710
21/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,937.28 Ordinary fully
paid
704
21/02/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 11,563.90 Ordinary fully
paid
400
22/02/2013 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-1,226
22/02/2013 NZ Trustees as
manager for
various private
clients
On-market purchase 126,889.94 Ordinary fully
paid
4,501
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in 65,853.96 Ordinary fully
paid
2,000
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in 4,397.22 Ordinary fully
paid
153
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,683.71 Ordinary fully
paid
-130
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 13,470.40 Ordinary fully
paid
-390
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,320.73 Ordinary fully
paid
-183
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 22,809.57 Ordinary fully
paid
645
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,227.91 Ordinary fully
paid
63
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,015.73 Ordinary fully
paid
57
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,003.29 Ordinary fully
paid
-58
22/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,320.73 Ordinary fully
paid
-183
22/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 222,953.60 Ordinary fully
paid
-7,920
25/02/2013 ANZ Trustees as
trustee for
various internal
common funds
On-market purchase 3,011.11 Ordinary fully
paid
106
25/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 40,337.54 Ordinary fully
paid
1,420
26/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 727,920.98 Ordinary fully
paid
-25,858
26/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,018.60 Ordinary fully
paid
348
26/02/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 33,698.47 Ordinary fully
paid
1,200
27/02/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 2,796
27/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 2,264.80 Ordinary fully
paid
80
27/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 2,406.35 Ordinary fully
paid
85
27/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 1,953.39 Ordinary fully
paid
69
27/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 7,162.43 Ordinary fully
paid
253
27/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 4,388.05 Ordinary fully
paid
155
27/02/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 6,325.76 Ordinary fully
paid
224
27/02/2013 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 64,997.42 Ordinary fully
paid
-2,325
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 17,927.03 Ordinary fully
paid
-520
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 28,030.47 Ordinary fully
paid
-992
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 56,513.04 Ordinary fully
paid
-2,000
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,930.38 Ordinary fully
paid
-85
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,284.94 Ordinary fully
paid
178
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,165.19 Ordinary fully
paid
33
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,341.73 Ordinary fully
paid
38
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,723.75 Ordinary fully
paid
-50
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,205.96 Ordinary fully
paid
-122
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,810.33 Ordinary fully
paid
-284
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,031.06 Ordinary fully
paid
-355
27/02/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,376.99 Ordinary fully
paid
-301
27/02/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 50,479.80 Ordinary fully
paid
-1,785
27/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,961.00 Ordinary fully
paid
-105
27/02/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,673.80 Ordinary fully
paid
-130

Note: Details in relation to a negative net movement of 269 shares were not available at the time of this notice.

Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 28 February 2013