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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

Apr 10, 2013

10425_rns_2013-04-10_250df8f6-9a41-4c01-9ad4-e90dccf27f98.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 11 April 2013

The previous notice was given to the ASX on: 28 March 2013

The previous notice was dated: 28 March 2013

2. Issued Share Capital

2,743,728,688 fully paid Ordinary Shares in the capital of ANZ have been issued as at 10 April 2013.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,212,129 0.77% 21,337,204 0.78%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,212,129 0.77% 21,337,204 0.78%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
665,515 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
813,096 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,864,364 0.07%
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
851,750 0.03%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
260,626 0.01%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
111,299 0.00%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
31,810 0.00%
Trustees Executors(TEA) OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
22,230 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
317,246 0.01%
Citi Group/ BNP Paribas OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
453,802 0.02%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
24,629 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
436,830 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ING
Wholesale Protected Aus 50 Trust
39,613 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,952,473 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
77,365 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,464,397 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,020,936 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
578,253 0.02%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUD EQU – FORTIS 130/30
(OPSFTE)
472,220 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX – ORION(OPSORE)
4,401,227 0.16%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST EQUITIES – TYNDALL
(OPSTYE)
1,577,372 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
625,880 0.02%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
321,226 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
605,209 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
191,158 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
156,678 0.01%
Aggregation 21,337,204 0.78%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
27/03/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 3,995.68 Ordinary fully
paid
-140
28/03/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 75,139
28/03/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in 6,899.52 Ordinary fully
paid
234
28/03/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,609.36 Ordinary fully
paid
73
28/03/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,892.44 Ordinary fully
paid
-140
28/03/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,648.51 Ordinary fully
paid
186
28/03/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,008.50 Ordinary fully
paid
280
28/03/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,979.38 Ordinary fully
paid
140
28/03/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 20,504.90 Ordinary fully
paid
711
28/03/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,599.20 Ordinary fully
paid
90
28/03/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,689.22 Ordinary fully
paid
370
28/03/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,176.80 Ordinary fully
paid
110
28/03/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,471.60 Ordinary fully
paid
120
28/03/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,953.00 Ordinary fully
paid
275
28/03/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,891.00 Ordinary fully
paid
100
28/03/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,215.65 Ordinary fully
paid
215
28/03/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 19,416.05 Ordinary fully
paid
-673
02/04/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 17,069.63 Ordinary fully
paid
600
02/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,989.46 Ordinary fully
paid
351
03/04/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -306
03/04/2013 ANZ Trustees as
manager for
various private
clients
On-market sale 50,690.90 Ordinary fully
paid
-1,768
03/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,144.91 Ordinary fully
paid
-284
03/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,810.57 Ordinary fully
paid
-98
03/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 18,847.14 Ordinary fully
paid
662
03/04/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 22,905.32 Ordinary fully
paid
-800
04/04/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 388
04/04/2013 ANZ Trustees as
trustee for
various internal
common funds
On-market purchase 231,241.44 Ordinary fully
paid
8,221
04/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,482.11 Ordinary fully
paid
124
04/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,710.96 Ordinary fully
paid
75
04/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,132.62 Ordinary fully
paid
59
04/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,409.82 Ordinary fully
paid
122
04/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,265.11 Ordinary fully
paid
35
04/04/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX –
ORION
(OPSORE)
On-market sale 2,415,092.83 Ordinary fully
paid
-84,918
04/04/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 17,038.03 Ordinary fully
paid
597
04/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,024.00 Ordinary fully
paid
350
05/04/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 3,723
05/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,028.16 Ordinary fully
paid
284
05/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,694.66 Ordinary fully
paid
-107
05/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,834.14 Ordinary fully
paid
-140
05/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,286.11 Ordinary fully
paid
-117
05/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,096.01 Ordinary fully
paid
116
05/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 30,176.02 Ordinary fully
paid
-1,054
08/04/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 15,205
08/04/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-6,112
08/04/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 617,932.16 Ordinary fully
paid
21,851
08/04/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 5,075.40 Ordinary fully
paid
180
08/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 11,491.20 Ordinary fully
paid
-399
08/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,215.52 Ordinary fully
paid
-181
09/04/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 91,013
09/04/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,468
09/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 13,516.70 Ordinary fully
paid
391
09/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,628.00 Ordinary fully
paid
-200
09/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 12,996.64 Ordinary fully
paid
464
09/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,988.71 Ordinary fully
paid
71
10/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,946.85 Ordinary fully
paid
785
10/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,533.00 Ordinary fully
paid
270
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

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John Priestley
Capacity
Date
Company Secretary
11 April 2013