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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

May 7, 2013

10425_rns_2013-05-07_830beff7-43c3-4f27-8a69-36465b5eb1dd.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 07 May 2013

The previous notice was given to the ASX on: 24 April 2013

The previous notice was dated: 24 April 2013

2. Issued Share Capital

2,743,928,834 fully paid Ordinary Shares in the capital of ANZ have been issued as at 07 May 2013.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,850,523 0.80% 24,456,754 0.89%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,850,523 0.80% 24,456,754 0.89%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
651,141 0.02%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
813,096 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,864,364 0.07%
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
848,476 0.03%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
293,198 0.01%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
111,299 0.01%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
30,435 0.00%
Trustees Executors(TEA) OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
22,230 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
317,246 0.01%
Citi Group/ BNP Paribas OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
477,340 0.02%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
24,629 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
444,140 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ING
Wholesale Protected Aus 50 Trust
55,405 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,474,473 0.09%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
916,796 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
1,421,877 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,464,397 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,042,526 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
584,137 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
641,152 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX – ORION(OPSORE)
4,442,951 0.16%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST EQUITIES – TYNDALL
(OPSTYE)
1,527,372 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
625,880 0.02%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
329,816 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
610,329 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
182,448 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
149,540 0.01%
Aggregation 24,456,754 0.89%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
24/04/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 12,633
24/04/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 18,425.66 Ordinary fully
paid
616
24/04/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 46,136.92 Ordinary fully
paid
-1,543
26/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 733.76 Ordinary fully
paid
20
26/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,059.11 Ordinary fully
paid
-141
26/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 16,971.35 Ordinary fully
paid
-473
26/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,925.62 Ordinary fully
paid
107
26/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,348.03 Ordinary fully
paid
64
26/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,265.23 Ordinary fully
paid
89
26/04/2013 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
Nil Ordinary fully
paid
-12
29/04/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -96
29/04/2013 ANZ Trustees as
trustee for
various estates
and trusts
On-market purchase 119,646.23 Ordinary fully
paid
3,971
29/04/2013 ANZ Trustees as
trustee for
various estates
and trusts
On-market sale 11,404.11 Ordinary fully
paid
-379
29/04/2013 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 709,350.91 Ordinary fully
paid
23,538
29/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 21,286.80 Ordinary fully
paid
-730
30/04/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -32
30/04/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,467
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,084.06 Ordinary fully
paid
111
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 13,372.08 Ordinary fully
paid
443
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 12,288.99 Ordinary fully
paid
334
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,941.12 Ordinary fully
paid
-264
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,678.48 Ordinary fully
paid
-130
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,893.52 Ordinary fully
paid
133
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,941.12 Ordinary fully
paid
264
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 21,099.51 Ordinary fully
paid
699
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,038.01 Ordinary fully
paid
300
30/04/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,769.98 Ordinary fully
paid
184
30/04/2013 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Australian
Industrial
Equities Fund
On-market purchase 1,855,276.81 Ordinary fully
paid
62,300
30/04/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 9,511.00 Ordinary fully
paid
300
30/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,356.50 Ordinary fully
paid
350
30/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,143.71 Ordinary fully
paid
239
30/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,979.88 Ordinary fully
paid
668
30/04/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 12,468.30 Ordinary fully
paid
417
01/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 11,968
01/05/2013 ANZ Trustees as
manager for
various private
clients
On-market sale 70,922.38 Ordinary fully
paid
-2,227
01/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer out 3,470.56 Ordinary fully
paid
-109
01/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer out 1,209.92 Ordinary fully
paid
-38
01/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 62,479.08 Ordinary fully
paid
2,091
01/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 30,018.00 Ordinary fully
paid
1,000
01/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,803.52 Ordinary fully
paid
-228
02/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 731.17 Ordinary fully
paid
23
02/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 414.72 Ordinary fully
paid
13
02/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,046.97 Ordinary fully
paid
233
02/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 731.17 Ordinary fully
paid
-23
02/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 13,667.53 Ordinary fully
paid
352
02/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 970.71 Ordinary fully
paid
25
02/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX AUD
EQU – FORTIS
130/30
(OPSFTE)
On-market purchase 5,015,012.00 Ordinary fully
paid
159,387
02/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 28,298.48 Ordinary fully
paid
-900
02/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,953.17 Ordinary fully
paid
331
02/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,860.52 Ordinary fully
paid
-228
03/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -2,657
03/05/2013 ANZ Trustees as
manager for
various private
clients
On-market sale 9,459.00 Ordinary fully
paid
-300
03/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Select Leaders
Pool
On-market purchase 28,969,161.65 Ordinary fully
paid
916,796
03/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market purchase 44,928,844.23 Ordinary fully
paid
1,421,877
03/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for
AUST SHR
ARNHEM IM
(OPSFTE)
On-market purchase 302,500.00 Ordinary fully
paid
9,545
03/05/2013 FSP Funds
Management
Ltd as
responsible
entity for FSP
AUSTRALIAN
EQUITIES
LEADERS FUND
On-market sale 224,286.15 Ordinary fully
paid
-7,138
03/05/2013 FSP Funds
Management
Ltd as
responsible
entity for FSP
AUSTRALIAN
EQUITIES
LEADERS FUND
On-market sale 273,680.62 Ordinary fully
paid
-8,710
03/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 18,507.60 Ordinary fully
paid
636
03/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,437.00 Ordinary fully
paid
-205
06/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -214
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 823.95 Ordinary fully
paid
26
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 26,437.64 Ordinary fully
paid
687
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,647.11 Ordinary fully
paid
-150
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,116.00 Ordinary fully
paid
29
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,504.13 Ordinary fully
paid
195
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,312.82 Ordinary fully
paid
242
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,963.72 Ordinary fully
paid
103
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 14,046.20 Ordinary fully
paid
365
06/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,310.07 Ordinary fully
paid
112
06/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,966.02 Ordinary fully
paid
62
06/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,997.73 Ordinary fully
paid
63
07/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -240
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,915.91 Ordinary fully
paid
-104
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,217.13 Ordinary fully
paid
-112
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,141.83 Ordinary fully
paid
-110
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,041.10 Ordinary fully
paid
-187
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,688.55 Ordinary fully
paid
-85
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,656.32 Ordinary fully
paid
95
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,081.72 Ordinary fully
paid
184
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,688.55 Ordinary fully
paid
85
07/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,650.18 Ordinary fully
paid
115
07/05/2013 ANZ Trustees as
trustee for
various estates
and trusts
On-market sale 12,023.04 Ordinary fully
paid
-384
07/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 6,955.37 Ordinary fully
paid
-223
07/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 31,276.85 Ordinary fully
paid
1,000
07/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,507.50 Ordinary fully
paid
650
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 08 May 2013