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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

May 21, 2013

10425_rns_2013-05-21_91310f10-68cf-4019-a29f-2bec842094fc.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 22 May 2013

The previous notice was given to the ASX on: 07 May 2013

The previous notice was dated: 07 May 2013

2,743,939,704 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 21 May 2013.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice1 Previous Notice1 Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 24,457,205 0.89% 24,327,606 0.89%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice1 Previous Notice1 Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 24,457,205 0.89% 24,327,606 0.89%

Note 1: Previous notice reported a holding of 24,456,754 but this figure was understated by 451 ordinary shares

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
650,303 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
812,596 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,864,364 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
845,326 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
306,000 0.01%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
111,299 0.01%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
30,435 0.00%
Trustees Executors(TEA) OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
22,230 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
317,246 0.01%
Citi Group/ BNP Paribas OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
477,340 0.02%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
24,629 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for various private clients
445,524 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ING
Wholesale Protected Aus 50 Trust
56,744 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,474,473 0.09%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
916,796 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
1,421,877 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,550,042 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,825,987 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
516,306 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
641,152 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX – ORION(OPSORE)
4,495,245 0.16%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST EQUITIES – TYNDALL
(OPSTYE)
1,527,372 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
625,880 0.02%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
336,324 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
610,067 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
182,448 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
149,540 0.01%
Aggregation 24,327,606 0.89%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
08/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 3,252
08/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 16,553.42 Ordinary fully
paid
526
08/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,035.84 Ordinary fully
paid
-64
08/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 9,147
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,327.97 Ordinary fully
paid
139
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,373.11 Ordinary fully
paid
88
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,931.06 Ordinary fully
paid
233
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 33,554.39 Ordinary fully
paid
-1,071
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,910.72 Ordinary fully
paid
-188
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 36,069.24 Ordinary fully
paid
941
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,303.25 Ordinary fully
paid
34
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,857.80 Ordinary fully
paid
205
09/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,414.84 Ordinary fully
paid
63
09/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for
Blue ChipPool
On-market purchase 2,615,713.35 Ordinary fully
paid
85,645
09/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 20,012.46 Ordinary fully
paid
654
10/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX –
ORION
(OPSORE)
On-market purchase 846,418.08 Ordinary fully
paid
28,065
10/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 12,481.90 Ordinary fully
paid
398
10/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 35,399.15 Ordinary fully
paid
1,148
10/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,903.18 Ordinary fully
paid
286
10/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 18,614.50 Ordinary fully
paid
590
10/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 8,888.64 Ordinary fully
paid
-282
10/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 31,510.00 Ordinary fully
paid
1,000
10/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 31,570.00 Ordinary fully
paid
1,000
13/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 664
13/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,910.72 Ordinary fully
paid
188
13/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 2,197.30 Ordinary fully
paid
73
13/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 10,232.86 Ordinary fully
paid
336
13/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 17,196.74 Ordinary fully
paid
-572
13/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 45,787.66 Ordinary fully
paid
1,574
13/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,263.84 Ordinary fully
paid
-167
13/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,458.40 Ordinary fully
paid
110
13/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,030.40 Ordinary fully
paid
160
14/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,020.05 Ordinary fully
paid
82
14/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,550.04 Ordinary fully
paid
-265
14/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 9,019.90 Ordinary fully
paid
300
14/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,999.66 Ordinary fully
paid
327
14/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,997.44 Ordinary fully
paid
328
14/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 30.02 Ordinary fully
paid
1
14/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 239.37 Ordinary fully
paid
10
15/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,488.00 Ordinary fully
paid
232
15/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 23,232.24 Ordinary fully
paid
635
15/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,978.69 Ordinary fully
paid
-167
15/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,625.51 Ordinary fully
paid
-213
15/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 7,277.77 Ordinary fully
paid
241
15/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 66,902.47 Ordinary fully
paid
-2,233
15/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,898.90 Ordinary fully
paid
390
16/05/2013 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-3,150
16/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,362.45 Ordinary fully
paid
92
16/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,678.19 Ordinary fully
paid
128
16/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 1,971.45 Ordinary fully
paid
-65
16/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,961.55 Ordinary fully
paid
165
17/05/2013 ANZ Trustees
and various co
trustees as co
trustees for
various estates
and trusts
On-market sale 15,035.00 Ordinary fully
paid
-500
17/05/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-419
17/05/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-419
17/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 23,721.81 Ordinary fully
paid
24,229
17/05/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 6,550,307.83 Ordinary fully
paid
-216,539
17/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,051,888.71 Ordinary fully
paid
-67,831
17/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 28,102.27 Ordinary fully
paid
-929
17/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 9,974.23 Ordinary fully
paid
-331
20/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -297
20/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,678.19 Ordinary fully
paid
92
20/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 13,184.63 Ordinary fully
paid
436
20/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,184.63 Ordinary fully
paid
295
21/05/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 36
21/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,783.29 Ordinary fully
paid
211
21/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,393.66 Ordinary fully
paid
92
21/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,005.15 Ordinary fully
paid
-111
21/05/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,020.62 Ordinary fully
paid
-56
21/05/2013 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 17,167.23 Ordinary fully
paid
579
21/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,993.32 Ordinary fully
paid
666
21/05/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,490.56 Ordinary fully
paid
184
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 22 May 2013