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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

Aug 13, 2013

10425_rns_2013-08-13_47c84071-27f4-4ef0-9ae4-00815f3322f4.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 14 August 2013

The previous notice was given to the ASX on: 31 July 2013 The previous notice was dated: 31 July 2013

2,743,569,323 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 13 August 2013.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,960,670 0.87% 23,949,166 0.87%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,960,670 0.87% 23,949,166 0.87%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
669,590 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
812,596 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,879,795 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
871,823 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
384,118 0.01%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
102,158 0.00%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
31,485 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
328,146 0.01%
Citi Group/ BNP Paribas OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
668,924 0.03%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
51,049 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
477,354 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
49,906 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,619,473 0.10%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
916,796 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
1,398,254 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ING Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,382,284 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,853,773 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
372,111 0.01%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
1,406,926 0.05%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
303,163 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - VINVA
1,563,308 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,403,641 0.12%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
358,422 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
612,361 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
182,448 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
159,201 0.01%
Aggregation 23,949,166 0.87%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
31/07/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 89,760.07 Ordinary fully
paid
2,993
31/07/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 114,844.49 Ordinary fully
paid
3,847
31/07/2013 Australia and
New Zealand
Banking Group
Limited
On-market client
forced sell in
connection with
margin lending
business (ANZ
acquiring interest in
stock)
Nil Ordinary fully
paid
25
31/07/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,640.41 Ordinary fully
paid
167
31/07/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 19,809.17 Ordinary fully
paid
-675
31/07/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 15,713.89 Ordinary fully
paid
-475
31/07/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 16,849
01/08/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 25,084.03 Ordinary fully
paid
841
01/08/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -35,218
01/08/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
out
0.00 Ordinary fully
paid
-2,472
01/08/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
in
41,819.01 Ordinary fully
paid
2,472
02/08/2013 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 29.25 Ordinary fully
paid
15,649
02/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 11,996.99 Ordinary fully
paid
-414
02/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,051.83 Ordinary fully
paid
182
02/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,422.49 Ordinary fully
paid
133
02/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,897.82 Ordinary fully
paid
-100
02/08/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 2,204.60 Ordinary fully
paid
-75
05/08/2013 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
Nil Ordinary fully
paid
-25
05/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,924.23 Ordinary fully
paid
199
05/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 806.60 Ordinary fully
paid
27
05/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,650.89 Ordinary fully
paid
-257
05/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,301.66 Ordinary fully
paid
125
05/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,726.66 Ordinary fully
paid
58
05/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 268.87 Ordinary fully
paid
9
05/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,682.22 Ordinary fully
paid
107
05/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 16,243.08 Ordinary fully
paid
472
05/08/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -1,645
05/08/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 1,353
06/08/2013 Australia and
New Zealand
Banking Group
Limited
On-market client
forced sell in
connection with
margin lending
business (ANZ
acquiring interest in
stock)
Nil Ordinary fully
paid
2
06/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 12,528.60 Ordinary fully
paid
-420
07/08/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-386
07/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,850.15 Ordinary fully
paid
-145
07/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,694.40 Ordinary fully
paid
196
07/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,645.09 Ordinary fully
paid
136
07/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,220.45 Ordinary fully
paid
-75
07/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,485.62 Ordinary fully
paid
307
07/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,967.64 Ordinary fully
paid
204
07/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for Tax
Effective
Income Trust
On-market sale 702,519.27 Ordinary fully
paid
-23,623
07/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 14,170.66 Ordinary fully
paid
482
07/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,012.35 Ordinary fully
paid
138
07/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 20,426.00 Ordinary fully
paid
-700
07/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,195.50 Ordinary fully
paid
246
07/08/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 12,037.69 Ordinary fully
paid
-409
07/08/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 11,609.00 Ordinary fully
paid
-400
08/08/2013 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-1,532
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,205.81 Ordinary fully
paid
-41
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,298.83 Ordinary fully
paid
247
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 19,722.33 Ordinary fully
paid
587
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 33.60 Ordinary fully
paid
1
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 796.85 Ordinary fully
paid
27
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,205.81 Ordinary fully
paid
41
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,359.85 Ordinary fully
paid
100
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,593.26 Ordinary fully
paid
226
08/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,980.54 Ordinary fully
paid
178
08/08/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 827
08/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 300,101.31 Ordinary fully
paid
10,206
08/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 144,436.65 Ordinary fully
paid
-4,920
08/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 1,580.58 Ordinary fully
paid
-54
08/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,885.68 Ordinary fully
paid
264
08/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,642.92 Ordinary fully
paid
122
08/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 12,464.13 Ordinary fully
paid
417
09/08/2013 Australia and
New Zealand
Banking Group
Limited
Settlement of
shares forced sold
Nil Ordinary fully
paid
-2
09/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX AUST
SHRS HYPERION
(OPSHPE)
On-market sale 497,181.42 Ordinary fully
paid
-16,783
09/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 23,905.17 Ordinary fully
paid
803
09/08/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 105,653.10 Ordinary fully
paid
3,549
09/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 38,567.10 Ordinary fully
paid
1,319
09/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,202.75 Ordinary fully
paid
-175
09/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,195.75 Ordinary fully
paid
-175
09/08/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
out
0.00 Ordinary fully
paid
-775
09/08/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
in
22,049.65 Ordinary fully
paid
775
12/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,732.34 Ordinary fully
paid
230
12/08/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 4,963
12/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 16,330.23 Ordinary fully
paid
-553
12/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 48,480.10 Ordinary fully
paid
1,670
13/08/2013 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-2,408
13/08/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-390
13/08/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-397
13/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,634.61 Ordinary fully
paid
108
13/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,822.10 Ordinary fully
paid
173
13/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,139.41 Ordinary fully
paid
123
13/08/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,677.87 Ordinary fully
paid
139
13/08/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 13,429
13/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 38,813.93 Ordinary fully
paid
1,299
13/08/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 157,634.72 Ordinary fully
paid
-5,316
13/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,215.25 Ordinary fully
paid
245
13/08/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,185.80 Ordinary fully
paid
244
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 14 August 2013