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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

Oct 22, 2013

10425_rns_2013-10-22_7abb008b-8780-4ed7-9eee-46b7463dd9cd.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 23 October 2013

The previous notice was given to the ASX on: 09 October 2013

The previous notice was dated: 09 October 2013

2,743,664,022 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 22 October 2013.

3(a). Previous and present aggregated % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,976,942 0.87% 24,146,555 0.88%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,976,942 0.87% 24,146,555 0.88%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
701,311 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
796,095 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,876,948 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
904,157 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
442,820 0.02%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
106,945 0.00%
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
30,832 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
309,331 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
719,658 0.03%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
51,049 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
485,661 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
52,073 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,619,473 0.10%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
916,796 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
1,313,529 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ING Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,382,284 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,880,099 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
398,412 0.01%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
1,282,540 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
276,796 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - VINVA
1,758,458 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,437,028 0.12%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
366,563 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
605,987 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
182,448 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
159,201 0.01%
Aggregation 24,146,555 0.88%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
09/10/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 32,969
09/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
Off-market transfer
out
6,519.76 Ordinary fully
paid
-209
09/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
Off-market transfer
out
21,836.50 Ordinary fully
paid
-700
09/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 12,136.10 Ordinary fully
paid
-400
09/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market Transfer
in
20,042.06 Ordinary fully
paid
1,200
10/10/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 9,869.42 Ordinary fully
paid
325
10/10/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 117,521.95 Ordinary fully
paid
3,870
10/10/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 27,846.93 Ordinary fully
paid
917
10/10/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 10,173.09 Ordinary fully
paid
335
10/10/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 754,721.74 Ordinary fully
paid
24,853
10/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 58,483.94 Ordinary fully
paid
-1,915
10/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 545,436.34 Ordinary fully
paid
17,848
10/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market purchase 1,252,810.54 Ordinary fully
paid
40,995
10/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 73,464.29 Ordinary fully
paid
2,403
10/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 30,535.74 Ordinary fully
paid
1,000
10/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 21,775.60 Ordinary fully
paid
-707
10/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,988.78 Ordinary fully
paid
194
10/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 30,790.00 Ordinary fully
paid
-1,000
10/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 30,770.00 Ordinary fully
paid
-1,000
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,108.69 Ordinary fully
paid
32
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,615.86 Ordinary fully
paid
104
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 346.47 Ordinary fully
paid
10
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,147.34 Ordinary fully
paid
33
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,457.54 Ordinary fully
paid
-81
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,074.04 Ordinary fully
paid
31
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,615.86 Ordinary fully
paid
104
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,048.90 Ordinary fully
paid
-88
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 519.70 Ordinary fully
paid
15
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,773.16 Ordinary fully
paid
51
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 554.35 Ordinary fully
paid
16
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,703.62 Ordinary fully
paid
49
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 727.58 Ordinary fully
paid
21
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,294.68 Ordinary fully
paid
66
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,524.45 Ordinary fully
paid
44
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,867.50 Ordinary fully
paid
140
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,301.92 Ordinary fully
paid
-66
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,836.54 Ordinary fully
paid
-110
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 279.02 Ordinary fully
paid
-8
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,129.96 Ordinary fully
paid
118
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,057.78 Ordinary fully
paid
59
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,924.91 Ordinary fully
paid
255
11/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,359.70 Ordinary fully
paid
125
11/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 3,659.72 Ordinary fully
paid
-117
11/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 10,704.50 Ordinary fully
paid
-345
11/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
out
0.00 Ordinary fully
paid
-1,899
11/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
out
0.00 Ordinary fully
paid
-2,092
11/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
in
44,563.45 Ordinary fully
paid
1,899
11/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
in
39,811.90 Ordinary fully
paid
2,092
11/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,040.00 Ordinary fully
paid
-100
11/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,152.70 Ordinary fully
paid
-170
14/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 62,643.21 Ordinary fully
paid
2,011
14/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,682.93 Ordinary fully
paid
187
14/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,315.77 Ordinary fully
paid
-339
15/10/2013 ANZ Trustees as
trustee for
various estates
and trusts
On-market sale 85,082.90 Ordinary fully
paid
-2,707
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,806.95 Ordinary fully
paid
52
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,065.63 Ordinary fully
paid
117
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,057.06 Ordinary fully
paid
258
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,147.28 Ordinary fully
paid
69
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 12,960.00 Ordinary fully
paid
415
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,392.08 Ordinary fully
paid
109
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,301.15 Ordinary fully
paid
95
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,335.90 Ordinary fully
paid
96
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,308.87 Ordinary fully
paid
124
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 24,498.04 Ordinary fully
paid
705
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 653.52 Ordinary fully
paid
-21
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,053.92 Ordinary fully
paid
-66
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,065.63 Ordinary fully
paid
117
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,725.86 Ordinary fully
paid
136
15/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,831.92 Ordinary fully
paid
-91
15/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 16,767.98 Ordinary fully
paid
-533
15/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 30,012.40 Ordinary fully
paid
-955
15/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,046.00 Ordinary fully
paid
-100
16/10/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -48
16/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 36,339.91 Ordinary fully
paid
1,154
16/10/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 75,702.89 Ordinary fully
paid
2,404
16/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
out
0.00 Ordinary fully
paid
-1,500
16/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
in
25,091.43 Ordinary fully
paid
1,500
16/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,828.42 Ordinary fully
paid
-219
16/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 18,386.76 Ordinary fully
paid
-588
16/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,408.30 Ordinary fully
paid
205
16/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 18,366.18 Ordinary fully
paid
-588
17/10/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 26,902.50 Ordinary fully
paid
850
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,585.65 Ordinary fully
paid
44
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 143.65 Ordinary fully
paid
4
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,279.56 Ordinary fully
paid
202
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 538.68 Ordinary fully
paid
15
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,648.98 Ordinary fully
paid
240
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 646.41 Ordinary fully
paid
18
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 973.01 Ordinary fully
paid
27
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 107.74 Ordinary fully
paid
3
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,865.05 Ordinary fully
paid
135
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 323.21 Ordinary fully
paid
9
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,792.98 Ordinary fully
paid
133
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 323.21 Ordinary fully
paid
9
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,819.97 Ordinary fully
paid
106
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 251.38 Ordinary fully
paid
7
17/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,334.26 Ordinary fully
paid
-65
17/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 12,944.60 Ordinary fully
paid
-410
18/10/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 3,880
18/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,971.70 Ordinary fully
paid
190
18/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,317.59 Ordinary fully
paid
169
21/10/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
in
nil Ordinary fully
paid
5,265
21/10/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 16,351.76 Ordinary fully
paid
-516
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 18,766.04 Ordinary fully
paid
515
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,865.79 Ordinary fully
paid
134
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,348.24 Ordinary fully
paid
37
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 326.81 Ordinary fully
paid
9
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,873.87 Ordinary fully
paid
215
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,687.08 Ordinary fully
paid
-74
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,028.57 Ordinary fully
paid
138
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,270.91 Ordinary fully
paid
35
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,101.45 Ordinary fully
paid
140
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,307.23 Ordinary fully
paid
36
21/10/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,083.66 Ordinary fully
paid
-140
21/10/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 24,436
21/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 15,679.73 Ordinary fully
paid
488
21/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 41,504.72 Ordinary fully
paid
-1,291
21/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 15,133.00 Ordinary fully
paid
465
21/10/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 10,101.11 Ordinary fully
paid
313
21/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,213.58 Ordinary fully
paid
326
21/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,476.52 Ordinary fully
paid
-111
21/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 500.80 Ordinary fully
paid
-16
21/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,445.74 Ordinary fully
paid
206
22/10/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 286
22/10/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market purchase 282,068.39 Ordinary fully
paid
8,723
22/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,281.80 Ordinary fully
paid
230
22/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,984.64 Ordinary fully
paid
473
22/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,497.14 Ordinary fully
paid
142
22/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,737.06 Ordinary fully
paid
118
22/10/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,498.00 Ordinary fully
paid
300
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 23 October 2013