Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

Dec 3, 2013

10425_rns_2013-12-03_7cdb3b5d-cf16-470d-ae5c-9e31cc882de5.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 04 December 2013

The previous notice was given to the ASX on: 20 November 2013

The previous notice was dated: 20 November 2013

2,737,907,368 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 03 December 2013.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 25,757,149 0.94% 23,571,729 0.86%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 25,757,149 0.94% 23,571,729 0.86%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
694,757 0.02%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
796,095 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,902,157 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
838,339 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
66,681 0.00%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
91,837 0.00%
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
24,919 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
249,721 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
744,658 0.03%
Private Nominees Limited Private Nominees Limited as
trustee for various private clients
497,954 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
48,650 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,679,184 0.10%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
916,796 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
1,264,078 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ING Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,382,284 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,602,166 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
472,291 0.02%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
1,220,239 0.04%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
189,315 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,883,754 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,587,178 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
376,658 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
610,288 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
182,448 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
159,201 0.01%
Australia and New Zealand
BankingGroupLimited
Australia and New Zealand Banking
GroupLimited
20 0.00%
Aggregation 23,571,729 0.86%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,311.55 Ordinary fully
paid
-202
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,731.32 Ordinary fully
paid
-48
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,583.38 Ordinary fully
paid
99
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,122.07 Ordinary fully
paid
-31
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 288.55 Ordinary fully
paid
-8
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 26,857.28 Ordinary fully
paid
-742
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,239.96 Ordinary fully
paid
-173
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 34,785.72 Ordinary fully
paid
-1,089
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,972.31 Ordinary fully
paid
165
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,442.85 Ordinary fully
paid
178
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,628.81 Ordinary fully
paid
-45
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 360.69 Ordinary fully
paid
-10
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 687.72 Ordinary fully
paid
19
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,004.25 Ordinary fully
paid
83
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,822.54 Ordinary fully
paid
299
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,076.64 Ordinary fully
paid
85
20/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,330.01 Ordinary fully
paid
92
20/11/2013 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
nil Ordinary fully
paid
-12,452
20/11/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 144
20/11/2013 E*TRADE On-market sale 11,734.20 Ordinary fully
paid
-369
20/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX AUST
SHRS HYPERION
(OPSHPE)
On-market sale 359,689.32 Ordinary fully
paid
-11,397
20/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 17,510.02 Ordinary fully
paid
-555
20/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 3,341,164.17 Ordinary fully
paid
-105,902
20/11/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 101,814.58 Ordinary fully
paid
3,225
20/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for AUST
SHR ARNHEM IM
(OPSFTE)
On-market sale 1,965,442.26 Ordinary fully
paid
-62,301
20/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 31,561.90 Ordinary fully
paid
1,000
20/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,278.28 Ordinary fully
paid
102
20/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,052.64 Ordinary fully
paid
312
20/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,027.88 Ordinary fully
paid
156
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,436.43 Ordinary fully
paid
-152
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,096.55 Ordinary fully
paid
142
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 679.55 Ordinary fully
paid
19
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,435.65 Ordinary fully
paid
40
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 214.60 Ordinary fully
paid
6
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,839.14 Ordinary fully
paid
302
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,466.41 Ordinary fully
paid
41
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,388.63 Ordinary fully
paid
178
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 822.62 Ordinary fully
paid
23
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,301.99 Ordinary fully
paid
92
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 429.19 Ordinary fully
paid
12
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,808.20 Ordinary fully
paid
329
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,537.94 Ordinary fully
paid
43
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,332.93 Ordinary fully
paid
65
21/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 286.13 Ordinary fully
paid
8
21/11/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 30,965.59 Ordinary fully
paid
-983
21/11/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 249,835.32 Ordinary fully
paid
-7,931
21/11/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 59,568.61 Ordinary fully
paid
-1,891
21/11/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 42,999.01 Ordinary fully
paid
-1,365
21/11/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 877,998.99 Ordinary fully
paid
-27,872
21/11/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 1,816,811.96 Ordinary fully
paid
-51,049
21/11/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-1,316
21/11/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 1,856,968
21/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 35,475.16 Ordinary fully
paid
-1,128
21/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 3,350,359.28 Ordinary fully
paid
-106,531
21/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 18,967.90 Ordinary fully
paid
600
22/11/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 810,637
22/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 13,206.20 Ordinary fully
paid
-417
22/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 269,913.94 Ordinary fully
paid
8,475
22/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 2,922.06 Ordinary fully
paid
91
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,981.02 Ordinary fully
paid
436
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,979.04 Ordinary fully
paid
62
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,983.92 Ordinary fully
paid
344
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 17,970.96 Ordinary fully
paid
563
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,970.42 Ordinary fully
paid
93
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,981.08 Ordinary fully
paid
156
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,834.00 Ordinary fully
paid
120
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,997.05 Ordinary fully
paid
219
22/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,987.50 Ordinary fully
paid
250
25/11/2013 ANZ Trustees as
manager for
various private
clients
On-market sale 15,046.13 Ordinary fully
paid
-473
25/11/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 731
25/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 35,425.74 Ordinary fully
paid
1,114
25/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 2,414,638.90 Ordinary fully
paid
-75,981
25/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,209.20 Ordinary fully
paid
70
25/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,998.20 Ordinary fully
paid
95
25/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 10,468.70 Ordinary fully
paid
-330
25/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 10,039.08 Ordinary fully
paid
314
26/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In Nil Ordinary fully
paid
234
26/11/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -1,574,088
26/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 9,620.13 Ordinary fully
paid
301
26/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 25,026.60 Ordinary fully
paid
795
26/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,097.92 Ordinary fully
paid
288
26/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 5,077.80 Ordinary fully
paid
-160
26/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off Market Transfer 0.00 Ordinary fully
paid
-510
26/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 10,204.20 Ordinary fully
paid
-320
26/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off Market Transfer 11,753.40 Ordinary fully
paid
510
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 55,418.16 Ordinary fully
paid
1,546
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,750.53 Ordinary fully
paid
77
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,786.82 Ordinary fully
paid
-162
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,143.46 Ordinary fully
paid
-88
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,086.46 Ordinary fully
paid
114
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 214.33 Ordinary fully
paid
6
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,710.62 Ordinary fully
paid
243
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 464.37 Ordinary fully
paid
13
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,935.69 Ordinary fully
paid
54
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 107.16 Ordinary fully
paid
3
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,864.00 Ordinary fully
paid
52
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 71.44 Ordinary fully
paid
2
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 16,274.15 Ordinary fully
paid
454
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 785.86 Ordinary fully
paid
22
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,076.28 Ordinary fully
paid
127
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,607.45 Ordinary fully
paid
-45
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 62,085.54 Ordinary fully
paid
1,732
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,036.30 Ordinary fully
paid
85
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 19,715.39 Ordinary fully
paid
550
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 964.47 Ordinary fully
paid
27
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 57,210.46 Ordinary fully
paid
1,596
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,786.25 Ordinary fully
paid
78
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 26,275.23 Ordinary fully
paid
733
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,285.96 Ordinary fully
paid
36
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,714.81 Ordinary fully
paid
-76
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,692.15 Ordinary fully
paid
103
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 178.61 Ordinary fully
paid
5
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,226.15 Ordinary fully
paid
90
27/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 142.88 Ordinary fully
paid
4
27/11/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -2,900,516
27/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 24,099.60 Ordinary fully
paid
760
27/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,330.60 Ordinary fully
paid
105
27/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off Market Transfer 0.00 Ordinary fully
paid
-1,200
27/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 14,761.59 Ordinary fully
paid
-461
27/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off Market Transfer 27,871.90 Ordinary fully
paid
1,200
28/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 8,754.30 Ordinary fully
paid
-274
28/11/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 2,396.25 Ordinary fully
paid
-75
28/11/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-1,517
28/11/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -61,124
28/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 2,692.25 Ordinary fully
paid
84
28/11/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 335,922.05 Ordinary fully
paid
10,481
28/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,015.20 Ordinary fully
paid
408
28/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,187.00 Ordinary fully
paid
100
29/11/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 803,984.45 Ordinary fully
paid
25,000
29/11/2013 Australia and
New Zealand
Banking Group
Limited
On-market client
forced sell in
connection with
margin lending
business (ANZ
acquiring interest in
stock)
nil Ordinary fully
paid
20
29/11/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 6,003
29/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,072.85 Ordinary fully
paid
65
29/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,670.80 Ordinary fully
paid
115
29/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,287.44 Ordinary fully
paid
-72
29/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,444.43 Ordinary fully
paid
295
29/11/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 29,938.70 Ordinary fully
paid
935
29/11/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 11,207.40 Ordinary fully
paid
350
02/12/2013 ANZ Trustees as
trustee for
various estates
and trusts
On-market sale 17,135.30 Ordinary fully
paid
-538
02/12/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 38,649
02/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX AUST
SHRS HYPERION
(OPSHPE)
On-market sale 790,612.55 Ordinary fully
paid
-24,823
02/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 15,028.24 Ordinary fully
paid
-472
02/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 1,766,221.46 Ordinary fully
paid
55,115
02/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 32,948.09 Ordinary fully
paid
1,023
02/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,289.64 Ordinary fully
paid
196
02/12/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 26,670.20 Ordinary fully
paid
-842
02/12/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 9,987.84 Ordinary fully
paid
-314
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 15,850.29 Ordinary fully
paid
446
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,001.87 Ordinary fully
paid
113
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,426.85 Ordinary fully
paid
-125
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,802.65 Ordinary fully
paid
107
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 956.20 Ordinary fully
paid
27
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,705.86 Ordinary fully
paid
48
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 460.39 Ordinary fully
paid
13
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,620.04 Ordinary fully
paid
130
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,168.69 Ordinary fully
paid
33
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,922.66 Ordinary fully
paid
-139
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,770.74 Ordinary fully
paid
-50
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 495.81 Ordinary fully
paid
-14
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,062.44 Ordinary fully
paid
-30
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,884.69 Ordinary fully
paid
250
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,195.72 Ordinary fully
paid
62
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,234.03 Ordinary fully
paid
91
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 779.13 Ordinary fully
paid
22
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,224.20 Ordinary fully
paid
147
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,274.93 Ordinary fully
paid
36
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,392.06 Ordinary fully
paid
208
03/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,841.57 Ordinary fully
paid
52
03/12/2013 ANZ Trustees as
trustee for
various estates
and trusts
ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-329
03/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 27,198.20 Ordinary fully
paid
-858
03/12/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 375,379.98 Ordinary fully
paid
11,834
03/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 1,688,892.95 Ordinary fully
paid
53,218
03/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,979.99 Ordinary fully
paid
311
03/12/213 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -49,984
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley Capacity Company Secretary

Sign here

Date 04 December 2013