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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2013

Dec 30, 2013

10425_rns_2013-12-30_ec86543b-279c-4f60-8122-f0c068f3704f.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 31 December 2013

The previous notice was given to the ASX on: 18 December 2013

The previous notice was dated: 18 December 2013

2,744,102,108 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 30 December 2013.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,208,549 0.85% 24,047,105 0.88%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,208,549 0.85% 24,047,105 0.88%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
695,208 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
799,344 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,894,060 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
858,325 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
759,446 0.03%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
91,837 0.00%
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
23,251 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
242,307 0.01%
Citi Group/ BNP Paribas ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
711,656 0.03%
Private Nominees Limited Private Nominees Limited as
trustee for various private clients
516,853 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
49,104 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
2,679,184 0.10%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
916,796 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
1,264,078 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ING Sustainable Investments -
Wholesale Australian Share Trust
90,061 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,382,284 0.09%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,623,663 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
520,701 0.02%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
AUST SHR ARNHEM IM(OPSFTE)
1,220,239 0.04%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
189,315 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
1,877,636 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST - UBS
3,638,609 0.13%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
389,881 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
613,267 0.02%
Aggregation 24,047,105 0.88%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
18/12/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-1,316
18/12/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 7,850.20 Ordinary fully
paid
255
18/12/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 3,174
18/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,081.05 Ordinary fully
paid
-135
19/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,402.20 Ordinary fully
paid
-103
19/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 98.75 Ordinary fully
paid
-3
19/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,121.20 Ordinary fully
paid
102
19/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,933.29 Ordinary fully
paid
-331
19/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 230.41 Ordinary fully
paid
-7
19/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 990.93 Ordinary fully
paid
-30
19/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,113.99 Ordinary fully
paid
-64
19/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 32.92 Ordinary fully
paid
-1
19/12/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 20,207.90 Ordinary fully
paid
650
19/12/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 308
19/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,418.40 Ordinary fully
paid
80
20/12/2013 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 932,803.59 Ordinary fully
paid
29,485
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,024.86 Ordinary fully
paid
33
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 15,627.26 Ordinary fully
paid
-502
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 3,268.65 Ordinary fully
paid
-105
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,055.28 Ordinary fully
paid
-31
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,186.27 Ordinary fully
paid
64
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 680.83 Ordinary fully
paid
20
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,974.39 Ordinary fully
paid
-58
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,338.37 Ordinary fully
paid
127
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,327.61 Ordinary fully
paid
39
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,900.41 Ordinary fully
paid
202
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,144.60 Ordinary fully
paid
63
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,537.22 Ordinary fully
paid
45
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 510.62 Ordinary fully
paid
15
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,698.67 Ordinary fully
paid
79
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 782.95 Ordinary fully
paid
23
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 956.49 Ordinary fully
paid
28
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 272.33 Ordinary fully
paid
8
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,778.58 Ordinary fully
paid
-111
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,695.44 Ordinary fully
paid
196
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,008.44 Ordinary fully
paid
59
20/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 919.11 Ordinary fully
paid
-27
20/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,529.40 Ordinary fully
paid
345
20/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,979.37 Ordinary fully
paid
657
20/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,082.00 Ordinary fully
paid
100
23/12/2013 ANZ Trustees as
trustee for
various internal
common funds
On-market sale 48,868.87 Ordinary fully
paid
-1,535
23/12/2013 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
nil Ordinary fully
paid
-189
23/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 3,640.75 Ordinary fully
paid
119
23/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 6,884.08 Ordinary fully
paid
225
23/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 2,509.20 Ordinary fully
paid
82
23/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 20,719.58 Ordinary fully
paid
-677
23/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market sale 155,337.19 Ordinary fully
paid
-5,073
23/12/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 441,120.32 Ordinary fully
paid
14,364
23/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 44,744.76 Ordinary fully
paid
1,400
23/12/2013 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 20,714.90 Ordinary fully
paid
650
23/12/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 837
24/12/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 32,743
24/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,694.80 Ordinary fully
paid
120
24/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,577.44 Ordinary fully
paid
116
24/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,984.56 Ordinary fully
paid
161
24/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,978.12 Ordinary fully
paid
161
24/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,370.28 Ordinary fully
paid
109
27/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market purchase 1,007,472.33 Ordinary fully
paid
31,691
27/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
UBS
On-market purchase 635,047.90 Ordinary fully
paid
19,740
27/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 557,573.36 Ordinary fully
paid
17,539
27/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 220,046.99 Ordinary fully
paid
6,840
27/12/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 277,562.74 Ordinary fully
paid
8,731
27/12/2013 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 314,403.40 Ordinary fully
paid
9,773
27/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 58,271.97 Ordinary fully
paid
1,833
27/12/2013 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 43,269.48 Ordinary fully
paid
1,345
27/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 18,425.00 Ordinary fully
paid
550
27/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,399.68 Ordinary fully
paid
428
27/12/2013 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 25,257.08 Ordinary fully
paid
796
30/12/2013 ANZ Trustees as
trustee for
various internal
common funds
On-market sale 211,083.79 Ordinary fully
paid
-6,562
30/12/2013 ANZ Trustees as
manager for
various private
clients
On-market purchase 656,412.36 Ordinary fully
paid
20,392
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 14,108.96 Ordinary fully
paid
436
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 11,099.48 Ordinary fully
paid
343
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,134.57 Ordinary fully
paid
-89
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,754.68 Ordinary fully
paid
135
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,050.28 Ordinary fully
paid
115
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 332,384.85 Ordinary fully
paid
10,345
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,606.27 Ordinary fully
paid
-74
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,535.83 Ordinary fully
paid
72
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,451.55 Ordinary fully
paid
-98
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,218.85 Ordinary fully
paid
-63
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,462.52 Ordinary fully
paid
107
30/12/2013 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,718.24 Ordinary fully
paid
84
30/12/2013 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 637,201
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Funds
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
FSP Equities
Management Ltd
Level 39 Australia Square 264-278 George Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley Capacity Company Secretary

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Date 31 December 2013