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Australia and New Zealand Banking Group Ltd. — Major Shareholding Notification 2011
Feb 8, 2011
10425_rns_2011-02-08_3a79b330-0e0f-4482-8a11-48c49ac1c542.pdf
Major Shareholding Notification
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09 February 2011
Company Announcements Australian Securities Exchange Level 4 20 Bridge Street SYDNEY NSW 2000
Company Secretary Arc Exploration Limited (formerly Austindo Resources Corporation NL) Fax: (02) 9419 8099
Notice of change in interests of substantial holder - Arc Exploration Limited
ANZ gives this notice of change in interests of substantial holder in respect of Arc Exploration Limited.
Yours faithfully
John Priestley
Company Secretary
Company Secretary’s Office ANZ Centre Melbourne, Level 9, 833 Collins Street, Docklands VIC 3008 Phone: +61 3 9273 5555 | Fax: +61 3 8542 5252 www.anz.com Australia and New Zealand Banking Group Limited ABN 11 005 357 522
Form 604
Corporations Act 2001 Section 671B
Notice of change in interests of substantial holder
Arc Exploration Limited (formerly Austindo Resources Corporation NL) (the " Entity ")
To Company Name
ACN/ABN 002 678 640
1. Details of substantial holder
Name Australia and New Zealand Banking Group Limited (“ ANZ ”) ACN/ABN (if applicable) 11 005 357 522
There was a change in the interests of the substantial holder on 04 February 2011.
(The holder became aware of the substantial holding information on 09 February 2011 for the purposes of s.671B of the Corporations Act 2001.) The previous notice was given to the company on 10 November 2010.
The previous notice was dated 05 November 2010.
This notice is given by ANZ on behalf of itself and each of the related bodies corporate of ANZ (“ANZ Subsidiaries”) specified in the list of 8 pages annexed to this notice and marked Annexure ‘A’.
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities | Previousnotice | Presentnotice | ||
|---|---|---|---|---|
| Person'svotes | Voting power% | Person'svotes | Voting power% | |
| Ordinary Fully Paid Shares | 48,132,155 | 8.08% | 47,577,171 | 6.33%(1) |
Note (1): The change of more than 1% voting power since the previous notice is a result of an on-market sale, and the increase in issued capital of the Entity on 4 February 2011.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 24/01/2011 | ANZ and each of the ANZ subsidiaries |
On-market sale | $28,859.13 | 554,984 Ordinary Fully Paid Shares |
554,984 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| ANZ and each of the ANZ Subsidiaries |
ANZ | ANZ | 16,899,885 shares - issued to ANZ pursuant to a debt to equity conversion deed between ANZ, Austindo Resources Corporation and PT Cibaliung Sumberdaya. A copy of the conversion deed was set out in the annexure of 19 pages annexed to the notice of initial substantial holder lodged by ANZ on 6 March 2008. 30,677,286 shares - issued to ANZ pursuant to ANZ's shortfall obligations as underwriter in accordance with the Underwriting Agreement. |
16,899,885 Ordinary Fully Paid Shares 30,677,286 Ordinary Fully Paid Shares |
16,899,885 30,677,286 |
Note: The figures stated in section 4 above have been adjusted for the 50:1 share consolidation undertaken by the Entity in May 2008.
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation |
|---|---|
| NotApplicable | NotApplicable |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| ANZ | ANZ Centre Melbourne, Level 9, 833 Collins Street, Docklands VIC 3008 |
| ANZ Subsidiaries | As set out in the list of 8 pages annexed to this notice and marked "A" |
Signature
print name
John Priestley
capacity
Company Secretary
sign here date 09 February 2011
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
-
(2) See the definition of "associate" in section 12 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(6) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure “A”
This is the Annexure of 8 pages marked “A” referred to in the form 604 Notice of change in interest of substantial holder
Signed by me and dated 09 February 2011
…………………………………………………. John Priestley – Company Secretary Australia and New Zealand Banking Group Limited
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED (“ANZBGL”)
NOTES: All companies are 100% owned within the Group unless otherwise indicated. Dates are in Australian format
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
|---|---|---|---|---|
| Australia | AllianceHoldingsPtyLtd | 1 | 09/08/56 | |
| Australia | ANZcover InsurancePtyLtd | 1 | 24/04/98 | |
| Australia | ANZEST PtyLtd | 1 | 17/10/97 | |
| Australia | ANZ Adelaide GroupPtyLtd | 1 | 21/12/28 | |
| Australia | ANZ Alternative Assets Holding Company Pty Ltd (1 share held by ANZ National Bank Limited) |
1 | 15/06/06 | |
| Vietnam | ANZ Bank(Vietnam)Limited | 09/10/2008 | ||
| USA, NewYork | ANZ BGH LLC | 12 | 25/05/04 | |
| Australia | ANZCapelCourtLimited | 1 | 22/04/69 | |
| Australia | ANZCapital HedgingPtyLtd | 1 | 27/09/85 | |
| USA, Delaware | ANZ Capital LLC II (2% of the Preference Shares on issue are held by ANZ FundsPtyLtd) |
29 | 18/11/03 | |
| USA,Delaware | ANZCapital LLCIII(owned 98 % byANZBGL&2% byANZ FundsPtyLtd) | 29 | 19/11/04 | |
| Australia | ANZCommodityTradingPtyLtd | 1 | 03/05/01 | |
| USA,Delaware | ANZ(Delaware)Inc. | 3 | 17/08/83 | |
| Australia | ANZ Diversified Plus Property Limited ( owned 99% by ANZBGL & 1% by ANZ AlternateAssetsHolding CompanyPtyLtd) |
1 | 10/12/07 | |
| Australia | ANZ Fiduciary ServicesPtyLtd | 1 | 28/05/02 | |
| AmericanSamoa | ANZ FinanceAmericanSamoaInc | 02/05/04 | ||
| Australia | ANZ Financial ProductsPtyLtd | 1 | 05/07/94 | |
| Australia | ANZ FundsPty.Ltd. | 1 | 13/03/64 | |
| England | ANZ Bank(Europe)Limited | 13 | 22/04/87 | |
| Samoa | ANZ Bank(Samoa)Limited | 6 | 01/10/90 | |
| Australia | ANZGlobalServices and OperationsPtyLimited | 1 | 04/03/10 | |
| China | ANZGlobalServices and Operations (Chengdu) CompanyLimited | 46 | 17/11/10 | |
| Philippines | ANZGlobalServices and Operations (Manila)Inc | 42 | 17/03/10 | |
| England | ANZJackson Funding plc (1Shareheld byANZBGL) | 13 | 15/11/04 | |
| New Zealand | ANZ Holdings (New Zealand) Limited (ANZBGL holds 100% of A Class RPS) |
33 | 30/03/88 | |
| NewZealand | ANZNational Bank Limited | 33 | 23/10/79 | |
| NewZealand | ANZCapitalNZ Limited | 33 | 08/12/00 | |
| NewZealand | ANZNational(Int’l)Limited | 33 | 08/12/86 | |
| NewZealand | ANZNationalStaffSuperannuation Limited | 33 | 10/05/06 | |
| NewZealand | ANZ Investment Services (NewZealand)Limited | 33 | 17/02/88 | |
| NewZealand | Arawata Assets Limited | 33 | 04/05/90 |
| Annexure “A” | ||||
|---|---|---|---|---|
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
| NewZealand | ArawataFinanceLimited | 33 | 10/06/81 | |
| NewZealand | Arawata Capital Limited | 33 | 01/09/05 | |
| NewZealand | ArawataFundingLimited | 33 | 27/06/02 | |
| NewZealand | CortlandFinanceLimited | 33 | 24/08/00 | |
| NewZealand | Culver FinanceLimited | 33 | 26/04/01 | |
| NewZealand | ArawataHoldingsLimited | 33 | 02/08/85 | |
| NewZealand | Harcourt Corporation Limited | 33 | 27/06/85 | |
| NewZealand | KarapiroInvestmentsLimited | 33 | 13/10/97 | |
| NewZealand | ArawataTrust Company | 33 | 08/11/05 | |
| NewZealand | DirectBrokingLimited | 33 | 03/07/98 | |
| NewZealand | Direct NomineesLimited | 33 | 05/10/92 | |
| NewZealand | Endeavour FinanceLimited | 33 | 24/09/99 | |
| NewZealand | OnePath Holdings (NZ)Limited | 39 | 21/09/05 | |
| NewZealand | OnePath InsuranceHoldings (NZ)Limited | 39 | 8/12/03 | |
| NewZealand | OnePath Life (NZ)Limited | 40 | 2/11/00 | |
| NewZealand | OnePath Insurance Services (NZ)Limited | 39 | 26/05/89 | |
| NewZealand | Silver Fern LifeBrokersLimited | 40 | 12/06/03 | |
| NewZealand | OnePath(NZ)Limited | 39 | 1/03/89 | |
| NewZealand | ArgosyPropertyManagementLimited | 39 | 18/06/02 | |
| NewZealand | Australian PropertiesLimited | 39 | 16/02/99 | |
| Australia | Vital Healthcare Australian Property ProprietaryLimited |
41 | 22/06/98 | |
| NewZealand | Vital HealthcareManagementLimited | 39 | 8/05/92 | |
| NewZealand | EasternSpecialists ConsultingLimited | 39 | 14/12/99 | |
| NewZealand | OnePathNominees (NZ)Limited | 39 | 1/06/94 | |
| NewZealand | OneAnswerNomineesLimited | 39 | 11/07/05 | |
| New Zealand | AUT Investments Limited (OnePath Holdings (NZ) Limited alsoholdsnon-voting shares) |
39 | 28/05/09 | |
| NewZealand | National BankofNewZealand Custodian Limited | 33 | 24/09/48 | |
| NewZealand | AlosHoldingsLimited | 33 | 12/06/87 | |
| NewZealand | NBNZ FinanceLimited | 33 | 15/06/87 | |
| NewZealand | NBNZ HoldingsLimited | 33 | 07/03/89 | |
| New Zealand | BHI Limited | 33 | 13/09/85 | |
| BritishVirgin Is | CBCFinanceLimited | 32 | 31/08/98 | |
| Hong Kong | NBNZ Holdings Hong Kong Limited (Lloyds (BVI) NomineesLimitedholds 50% ofthe shares*) |
31 | 16/12/88 | |
| NewZealand | Private NomineesLimited | 33 | 09/11/04 | |
| NewZealand | South PacificMerchantFinanceLimited | 33 | 14/07/72 | |
| NewZealand | Radiola Corporation Limited | 33 | 03/12/07 | |
| NewZealand | Southpac Corporation Limited | 33 | 14/03/72 | |
| NewZealand | ControlNomineesLimited | 33 | 30/07/83 | |
| NewZealand | UDCFinanceLimited | 33 | 01/04/38 | |
| NewZealand | Eftpos NewZealandLimited | 33 | 08/06/94 | |
| NewZealand | RuralGrowth FundLimited | 33 | 30/04/07 | |
| NewZealand | Samson FundingLimited | 33 | 04/11/03 | |
| India | ANZCapital Pvt.Limited (25% of Equity sharesheld byMBSC Consultancy | 26 | 07/11/01 |
| Annexure “A” | ||||
|---|---|---|---|---|
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
| PvtLimited) | ||||
| HongKong | ANZ International(HongKong)Limited | 16 | 10/10/72 | |
| Hong Kong | ANZ Asia Limited (1 share each held non beneficially by Wilgrist NomineesLimited & Wilvestor Ltd) |
16 | 16/12/80 | |
| Vanuatu | ANZ Bank (Vanuatu) Limited (1 share held non beneficially by VeritatemNomineesLtd) |
7 | 03/09/85 | |
| Vanuatu | La Serigne Limited (remaining shares held by Veritatum Nominees Ltd) |
99 | 7 | 13/12/91 |
| Vanuatu | Whitehall Investments Limited (owned 50% by ANZ Bank (Vanuatu)Limited &La SerigneLimited) |
7 | 30/10/01 | |
| Singapore | ANZ International PrivateLimited | 14 | 10/02/87 | |
| Singapore | ANZSingaporeLimited | 14 | 26/12/86 | |
| Singapore | ANZ IPBNomineesPteLtd | 14 | 27/07/00 | |
| Singapore | Torridon PteLtd | 14 | 05/08/97 | |
| HongKong | ANZ IPBNominees (HongKong)Limited | 16 | 04/12/09 | |
| Cook Islands | ANZ/V-Trac International Leasing Company (remaining shares owned by VtracInternational leasing Co) |
95 | 18 | 16/09/98 |
| Vietnam | ANZ/V-TracLeasing Company | 5 | 20/01/00 | |
| Kiribati | ANZ Bank(Kiribati)Ltd (25% owned byRepublic of Kiribati) | 75 | 22 | 30/08/84 |
| India | MBCS ConsultancyPvtLimited | 26 | 01/05/06 | |
| England | MinervaHoldingsLimited (1share- Brandts NomineesLimited*) | 13 | 05/04/83 | |
| England | ANZEF Limited (1share- Brandts NomineesLimited*) | 13 | 01/01/34 | |
| England | ANZEF Leasing No.1 Limited | 13 | 17/08/89 | |
| England | ANZEF Leasing No. 2 Limited (owned 0.002% by Brandts Nominees Limited & Minerva Holdings Limited*, 0.39% by Citibank International PLC & 0.61% by Schroder Investments Co Ltd) |
99 | 13 | 18/01/90 |
| Netherlands | ANZEF Investments (UK) B.V. | 21 | 24/12/98 | |
| England | ANZ Distribution Limited (This company has been re-registered on 16 April 2009 as alimitedliability Company) |
13 | 20/09/05 | |
| England | ANZ LeasingLimited (1share- Brandts NomineesLimited*) | 13 | 11/04/83 | |
| USA, NewYork | ANZSecuritiesInc. | 43 | 07/04/94 | |
| England | ANZMB Limited (owned 50% by Minerva Holdings Limited & Brandts NomineesLimited*) |
13 | 03/03/52 | |
| England | Brandts Nominees Limited (owned 90% by Minerva Holdings Limited &10% by GarethCampbell*) |
90 | 13 | 22/02/34 |
| England | Minerva Nominees Limited (owned 66.67 % by Minerva Holdings Limited 33.33% byBrandts NomineesLimited*) |
13 | 20/05/38 | |
| England | Minerva Nominees (No.2) Limited (owned 99% by Minerva Holdings Limited- 1% byBrandts NomineesLimited*) |
13 | 18/07/67 | |
| Cayman Islands | Nichelle Limited | 9 | 26/03/04 | |
| England | UpspringLimited | 13 | 29/10/03 | |
| Australia | Town& CountryLandHoldingsPtyLtd | 1 | 30/09/91 | |
| Australia | Votraint No.1103PtyLimited | 1 | 08/05/98 | |
| Singapore | WingHoldings Pte. Limited | 14 | 22/07/08 | |
| Cambodia | Wing (Cambodia)Limited | 35 | 18/08/08 | |
| India | ANZOperations andTechnologyPvtLimited (ANZ FundsPtyLtdholds2 | 8 | 07/06/88 |
| Annexure “A” | ||||
|---|---|---|---|---|
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
| shares) | ||||
| Cambodia | ANZ Royal BankCambodiaLtd (remaining shares owned byRoyalGroup) | 71 | 4 | 25/11/04 |
| Australia | ANZGPSCNo. 2 PtyLtd | 1 | 14/11/07 | |
| Australia | ANZ HoldingsPtyLtd | 1 | 14/07/77 | |
| Taiwan | ANZ InsuranceBrokerCo.,Ltd | 45 | ||
| Australia | ANZ Investment Holdings PtyLtd | 1 | 20/06/85 | |
| Australia | ANZ InvestmentsPtyLtd | 1 | 14/07/77 | |
| UK | ANZJackson Funding2 Limited | 13 | 11/05/07 | |
| UK | ANZJackson Funding 3Limited | 13 | 14/05/07 | |
| UK | ANZJackson Funding4 Limited | 13 | 17/09/08 | |
| Jersey | ANZ Jersey Limited (owned 50% by each of ANZ & Brandts Nominees Limited*) |
10 | 04/03/98 | |
| Australia | ANZ Leasing (ACT)Pty.Ltd. | 1 | 28/01/66 | |
| Australia | ANZ Leasing (BWCFinancing)PtyLtd | 1 | 20/12/06 | |
| Australia | ANZ Leasing (NT)Pty.Ltd. | 1 | 06/02/85 | |
| Australia | ANZ Leasing (VIC)Pty.Ltd. | 1 | 17/12/84 | |
| Australia | ANZ Lenders Mortgage Insurance Pty. Limited | 1 | 03/02/59 | |
| USA, New York | ANZ Limited Partnership (No shares issued, being controlled 89.1% by ANZBGL &10.9% byANZ RealtyHoldings (USA)Inc.Entity currently beingliquidated) |
12 | 21/03/91 | |
| Australia | ANZ MarginServices PtyLimited | 1 | 17/12/81 | |
| USA, NewYork | ANZ MPH LLC | 12 | 15/12/03 | |
| Australia | ANZNomineesLimited | 1 | 14/07/77 | |
| Australia | ANZOrchardInvestmentsPtyLtd | 1 | 27/09/01 | |
| Australia | OnePath AustraliaLimited | 37 | 10/01/1878 | |
| Australia | ACN 008 647185PtyLtd | 37 | 10/01/89 | |
| Australia | ANZ InsAgePtyLimited | 37 | 21/02/02 | |
| Australia | ANZ LifeAssurance CompanyPtyLimited | 37 | 25/07/61 | |
| Australia | Financial Investment NetworkGroupPtyLtd | 37 | 24/05/89 | |
| Australia | Financial FactsPtyLtd | 37 | 6/10/06 | |
| Australia | FING ServicesPtyLtd | 37 | 06/09/05 | |
| Australia | SuperConceptsPtyLtd | 75 | 37 | 27/06/90 |
| Australia | RetireinvestBrisbane CityPtyLtd | 37 | 22/04/02 | |
| Australia | TandemS &L PtyLtd | 37 | 17/01/07 | |
| Australia | Super FactsPtyLtd | 37 | 4/12/85 | |
| Australia | Millennium3FinancialServices GroupPtyLtd | 37 | 14/09/99 | |
| Australia | Advicefor LifePtyLtd | 37 | 04/07/95 | |
| Australia | Millennium3FinancialServicesPtyLtd | 37 | 20/09/00 | |
| Australia | Capricorn Financial AdvisersPtyLtd | 37 | 20/12/06 | |
| Australia | Millennium3MortgagePlatformServicesPtyLimited | 37 | 30/08/08 | |
| Australia | Financial Lifestyle SolutionsPtyLimited | 37 | 25/02/97 | |
| Australia | Elders Financial Planning Pty Ltd (previously called PinnaclePartnersPtyLtd) |
51 | 37 | 28/07/82 |
| Australia | Millennium3ProfessionalServicesPtyLtd | 37 | 16/09/99 | |
| Australia | Polaris FinancialSolutions PtyLtd | 61.3 | 38 | 18/10/05 |
| Annexure “A” | ||||
|---|---|---|---|---|
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
| Australia | Synergy ConsolidatedPtyLtd | 37 | 24/06/98 | |
| Australia | SynergyAdvisory ServicesPtyLtd | 37 | 03/04/95 | |
| Australia | RI MorissetPtyLtd | 37 | 10/06/03 | |
| Australia | RIGold CoastPtyLtd | 37 | 10/06/03 | |
| Australia | RI Bentleigh PtyLtd | 37 | 18/04/05 | |
| Australia | RI KewPtyLtd | 37 | 15/08/03 | |
| Australia | RI MaroochydorePtyLtd | 37 | 06/05/05 | |
| Australia | RICentralCoastPtyLtd | 37 | 10/06/03 | |
| Australia | RI Rockhampton& GladstonePtyLtd | 37 | 19/03/03 | |
| Australia | RI TownsvillePtyLtd | 37 | 21/12/01 | |
| Australia | RINewcastlePtyLtd | 37 | 09/05/05 | |
| Australia | OnePath Administration PtyLimited | 37 | 17/12/80 | |
| Australia | ING (NZ)Administration PtyLtd | 37 | 12/06/03 | |
| Australia | OnePath LifeAustraliaHoldingsPtyLimited | 37 | 28/12/01 | |
| Australia | OnePath LifeLimited | 37 | 17/07/1895 | |
| Australia | Integrated Networks Pty Ltd | 37 | 17/06/87 | |
| Australia | FSPGroupPtyLimited | 37 | 01/06/99 | |
| Australia | Financial Services Partners Holdings Pty Limited |
37 | 04/06/99 | |
| Australia | Financial Services Partners Pty Limited |
37 | 13/09/99 | |
| Australia | Financial Services Partners ManagementPtyLimited |
37 | 22/05/97 | |
| Australia | Financial Services Partners Incentive CoPtyLimited |
37 | 03/06/99 | |
| Australia | Vector FinancialServicesPtyLimited | 37 | 20/09/01 | |
| Australia | FSP FundsManagementLimited | 37 | 26/11/02 | |
| Australia | FSPSuper PtyLimited | 37 | 28/02/00 | |
| Australia | FSP EquitiesManagementLimited | 75 | 37 | 03/10/01 |
| Australia | FSP PortfolioAdministration Limited | 37 | 21/06/00 | |
| Australia | Onepath Financial PlanningPtyLtd | 37 | 15/06/87 | |
| Australia | RI Advice Group Pty Ltd (previously called RetireinvestPtyLtd) |
37 | 17/08/79 | |
| Australia | MML PropertiesPtyLtd | 37 | 13/12/77 | |
| Australia | Union Investment CompanyPtyLtd | 37 | 23/07/20 | |
| Australia | Tandem Financial AdviceLtd | 37 | 20/12/83 | |
| Australia | OnePath FundsManagementLimited | 37 | 11/10/85 | |
| Australia | Financial Planning Hotline Pty Limited | 37 | 27/05/71 | |
| Australia | MercantileMutual FinancialServicesPtyLtd | 37 | 07/11/13 | |
| Australia | PacificMutual AustraliaPtyLtd | 37 | 01/05/84 | |
| Australia | OnePathGeneral InsurancePtyLimited | 37 | 20/06/96 | |
| Australia | OnePathCustodiansPtyLimited | 37 | 05/11/73 | |
| Australia | INGA InvestmentHoldingsPtyLtd | 37 | 17/03/06 | |
| Australia | OASISAssetManagementLimited | 37 | 14/12/99 | |
| Australia | OASISFundManagementLimited | 37 | 25/08/03 | |
| Australia | MoneyOne.com.au Ltd | 37 | 16/03/00 |
| Annexure “A” | ||||
|---|---|---|---|---|
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
| Fiji | ANZ Pacific Operations Limited (owned 50% by ANZBGL & ANZ Funds Pty Ltd) |
28 | 9/01/01 | |
| Brazil | ANZ Participacoes E Servicos Ltda (3 shares are being held by Fransisco Kappaum) |
11 | 18/09/81 | |
| England | ANZ Pensions (UK)Limited (1share- Brandts NomineesLimited*) | 13 | 25/07/77 | |
| Australia | ANZ Private EquityManagement Limited | 1 | 15/06/06 | |
| Australia | ANZ Properties (Australia)PtyLtd | 1 | 14/03/68 | |
| Australia | ANZ PropertyManagementPtyLtd | 1 | 11/12/07 | |
| USA,NewYork | ANZ RealtyHoldings(USA)Inc | 12 | 23/07/91 | |
| Australia | ANZ Rewards No.2 PtyLtd | 1 | 21/05/98 | |
| Australia | ANZSecurities (Holdings)Limited | 1 | 06/05/70 | |
| Australia | ANZSpecialist Asset Management Limited | 1 | 21/11/01 | |
| NewZealand | ANZSecurities (NZ)Limited | 33 | 19/03/87 | |
| NewZealand | ANZMAC Securities (NZ) NomineesLimited | 33 | 19/09/90 | |
| USA,NewYork | ANZSecurities,Inc | 12 | 16/09/87 | |
| Australia | ANZSecuritiesLimited | 1 | 20/06/73 | |
| Australia | ANZSecurities Nominee (Entrepot)PtyLtd | 1 | 08/01/87 | |
| Australia | ANZSecurities (Nominee)PtyLtd | 1 | 09/01/80 | |
| Australia | ANZUnderwritingLimited | 1 | 28/06/71 | |
| India | ANZ Support Services India Private Limited (2 shares held by ANZ Funds Pty Ltd) |
2 | 27/09/07 | |
| Australia | ANZStaffSuperannuation(Australia)Pty.Limited | 1 | 18/12/86 | |
| Australia | ANZ Tradecentrix PtyLimited | 1 | 07/02/01 | |
| Australia | Tradecentrix PtyLimited | 1 | 18/01/01 | |
| Australia | ANZ TrusteesLimited | 1 | 17/03/83 | |
| Australia | ANZ Trustees (Canberra)Limited | 1 | 19/05/60 | |
| Laos | ANZVientiane Commercial Bank Ltd (remaining shareholdersLaotian investors) | 90% | 15 | 06/8/07 |
| China | Australia and NewZealandBank(China) CompanyLimited | 24 | 16/09/10 | |
| PNG | Australia and NewZealand Banking Group (PNG)Limited | 44 | 28/05/76 | |
| PNG | ANZ Investments (PNG)Limited | 17 | 27/12/01 | |
| PNG | 8 & 9 Chester Ltd | 17 | 05/04/88 | |
| China | ChongqingLianpingANZ Rural BankCompanyLimited | 36 | 25/08/09 | |
| Guam | Citizen’sBankcorpInc | 30 | 05/08/97 | |
| Guam | ANZ Finance Guam Inc | 30 | 07/08/07 | |
| Guam | ANZGuam,Inc.(previouslycalled asCitizen’sSecurityBank(Guam),Inc) | 30 | 01/09/90 | |
| Cayman Islands | Coastal Horsham Pipeline1 Ltd | 27 | 24/07/96 | |
| USA,Delaware | CoastalGasPipelines VictoriaLLC | 23 | 20/06/97 | |
| Australia | Crebb No 6PtyLtd (owned 50% byANZBGL&ANZNational Bank Limited) | 1 | 15/06/01 | |
| Australia | ES &A HoldingsPtyLtd | 1 | 14/07/77 | |
| Australia | Esanda FinanceCorporation Limited | 1 | 21/10/55 | |
| Australia | ANZ RentalSolutionsPtyLtd | 1 | 29/06/59 |
| Annexure “A” | ||||
|---|---|---|---|---|
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
| Australia | ANZSpecialised Asset Finance PtyLtd | 1 | 15/09/83 | |
| Australia | AssetRentalsPtyLtd | 1 | 29/04/03 | |
| Australia | ETradeAustraliaLimited | 1 | 02/01/86 | |
| Australia | ETrade Australia Securities Limited (0.29% held by Nova Pacific Holdings PtyLimited) |
1 | 14/04/97 | |
| Australia | ETRNomineesPtyLtd | 1 | 23/07/02 | |
| Australia | ETradeAustralia NomineesPtyLimited | 1 | 13/11/97 | |
| Australia | CustodyExecution& Clearing Services (Australia)PtyLtd | 1 | 25/11/88 | |
| Australia | NovaPacificHoldingsPtyLimited | 1 | 14/11/96 | |
| Australia | FCA FinancePty.Limited | 1 | 29/04/58 | |
| Australia | AnaledPty.Ltd. | 1 | 26/06/73 | |
| Australia | G-BNWF AircraftPtyLtd | 1 | 18/05/00 | |
| Australia | G-BNWGAircraftPtyLtd | 1 | 18/05/00 | |
| Australia | G-BNWK AircraftPtyLtd | 1 | 18/05/00 | |
| Australia | G-BNWP AircraftPtyLtd | 1 | 18/05/00 | |
| NewZealand | General Finance CustodiansLimited | 33 | 05/10/04 | |
| Australia | JIKK PtyLtd | 1 | 0/05/98 | |
| Australia | LFD PtyLimited | 1 | 29/10/52 | |
| Australia | DPSPL PtyLimited (in liquidation) | 34 | 24/07/64 | |
| Australia | RFDL PtyLtd | 1 | 01/04/37 | |
| Australia | NMRB FinanceLimited (in liquidation) | N/A | 23/08/74 | |
| Australia | NMRSB PtyLtd | 1 | 21/04/90 | |
| NewZealand | Origin MortgageManagement Services (2008)Limited | 33 | 15/03/99 | |
| NewZealand | Origin MortgageManagement ServicesLimited | 33 | 17/05/04 | |
| Indonesia | PT ANZ Panin Bank(remaining15% owned byPT Pan Bank) | 85% | 19 | 0/09/90 |
| Indonesia | PT ANZSecurities Indonesia(1% held byWiling Solaiman Bolung (nominee)) | 20 | 16/12/10 |
*** Held as bare nominee – no beneficial ownership**
Registered Offices
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1 ANZ Centre Melbourne, Level 9, 833 Collins Street, Docklands, Victoria, Australia 3008
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2 ‘Eucalyptus’ Manyata Embassy Business Park-SEZ, Outer Ring Road, Nagavara & Rachenahalliv, K P Puram Hobli, Bangalore East, Bangalore, India
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3 C/O United States Corporation Company, 1013 Centre Road, Wilmington Delaware USA 19805
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4 20 Kramuon Sar & Corner 67 Street, Phnom Penh, Cambodia
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5 14 Le Thai To Street, Hanoi, Vietnam
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6 Beach Road, Apia, Samoa
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7 C/O Hawkes Law, KPMG House, Rue Pasteur, Port Villa, Vanuatu
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8 Cherry Hills, Embassy Golf Links Business Park, Off Intermediate Ring Road, Bangalore, India 560052 9 Queensgate House, South Church Street, George Town, Grand Cayman, Cayman Islands
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10 28-30 The Parade, St. Helier JE4 8ZH, Jersey, Channel Islands
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11 Av - Rio Branco (Head Office) 01 Grupo 810 Rio de Janeiro RJ Brazil
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12 6[th] Floor, 1177 Avenue of the Americas, New York, New York, USA 10036
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13 40 Bank Street, Canary Wharf, London, E14 5EJ, United Kingdom
Annexure “A”
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14 20 Raffles Place, #09-01 Ocean Towers, Singapore 048620
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15 33 Lane Xang Avenue, Vientiane, Lao PDR
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16 31/F, One Exchange Square, 8 Connaught Place, Central Hong Kong
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17 1[st] Floor, Defens Haus, Cnr Champion Parade & Hunter Street, Port Moresby, Papua New Guinea
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18 C/ Trust Net (Cook Islands) Limited, CIDB Building, Avarua Raratonga, Cook Islands
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19 Ground & 1st Floor, Panin Bank Centre, JI Jend Sudirman (Senayan) Jakarta, Indonesia, 10270
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20 ANZ Tower Building, 2nd Floor, Jalan Jenderal Sudirman, Kav 33°, Jakarta Pusat 10220, Indonesia 21 Groeselaan 18, 3521 CB Utrecht, Netherlands
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22 Bairiki, Tarawa, Republic of Kiribati
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23 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, USA
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24 15th Floor and 12th Floor Unit B, Mirae Asset Tower 166 Lujiazui Ring Road, Pudong Shanghai
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25 C/- Bell Gully, Level 22, Vero Centre, 48 Shortland St, Auckland, New Zealand
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26 701-705 Dalamal House, Nariman Point, Mumbai, India 400 02
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27 Walkers, P O Box 265GT, Walker House, George Town, Grand Cayman
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28 Level 6, Vanua House, Victoria Parade, Suva, FIJI
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29 Corporation Service Company, 2711 Centreville Road, Suite 400, Wilmington, Delaware, USA, 1980
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30 424 West O’Brien Drive, Julale Centre, Hagatna, Guam 96910
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31 26/F Oxford House, Taikoo Place, Quarry Bay Hong Kong
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32 Sea Meadow House, Blackburne Highway PO Box 116, Road Town, Tortola, British Virgin Islands
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33 Level 6, 1 Victoria Street, Wellington 6011, New Zealand
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34 Level 2, 100 Queen Street, Melbourne, Australia 3000
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35 Building 30E0, Street 432, Ssangkat Toul Tompoung 1, Khan Chamkamon, Phnom Penh
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36 83 Ren Min South Road, Lianping, Liang Shan Town, Liang Ping County, Chongqing, China
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37 Level 13, 347 Kent Street, Sydney NSW 2000 Australia
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38 Level 9, 1 O’Connell Street, SYDNEY NSW 2000 Australia
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39 Level 27, ASB Centre, 135 Abert Street, Auckland, New Zealand
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40 Level 3, 205 Wairau Road, Glenfield, North Shore City, Auckland , New Zealand
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41 Suite 4, 1632-1638 High Street, Glen Iris, VIC 3146, Australia
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42 Level 12, Solaris One, Dela Rosa Street, Makati City, Philippines
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43 31 Floor, 277 Park Avenue, New York, New York, USA 10172
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44 Level 1, ANZ Haus, Habour City, Poreporena Freeway, Konedobu, National Capital District, Papua New Guinea
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45 16F, 2, Tun Hwa South Road, Section 1, Song Shan District, Taipei City 105, Taiwan
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46 3/F. Building No A3, Tianfu Software Park, Tianfu Avenue, Chengdu
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47 Amerika Samoa Bank Building, Fagatogo, Maoputasi County, American Samoa