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Australia and New Zealand Banking Group Ltd. — Major Shareholding Notification 2011
Oct 10, 2011
10425_rns_2011-10-10_213e6fe1-e658-4783-8d10-541403649fd3.pdf
Major Shareholding Notification
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11 October 2011
Company Announcements Australian Securities Exchange Level 4 20 Bridge Street SYDNEY NSW 2000
Company Secretary Westpac TPS Trust Fax: (02) 8253 1215
Westpac TPS Trust - Disclosures regarding shareholding interests
ANZ gives this notice of change in interests of substantial holder in respect of Westpac TPS Trust.
John Priestley
Company Secretary
Company Secretary’s Office
ANZ Centre Melbourne, Level 9, 833 Collins Street, Docklands VIC 3008 Phone: +61 3 9273 5555 | Fax: +61 3 8542 5252 www.anz.com Australia and New Zealand Banking Group Limited ABN 11 005 357 522
Form 604 Corporations Act 2001 Section 671B
Notice of change in interests of substantial holder
To Company Name
ACN/ABN
Westpac TPS Trust (the " Entity ") 108 686 040
1. Details of substantial holder (1)
Name Australia and New Zealand Banking Group Limited (“ ANZ ”) ACN/ABN (if applicable) 005 357 522
There was a change in the interests of the substantial holder on 07 October 2011.
The previous notice was given to the company on 05 August 2011.
The previous notice was dated 05 August 2011.
This notice is given by ANZ on behalf of itself and each of the related bodies corporate of ANZ (“ANZ Subsidiaries”) specified in the list of 9 pages annexed to this notice and marked Annexure ‘A’.
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previousnotice | Presentnotice | ||
|---|---|---|---|---|
| Person'svotes | Voting power% (5) | Person'svotes | Voting power% (5) | |
| Convertible Preference Shares |
695,908 | 9.12% | 592,047 | 7.76% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 04/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $520,363.07 | 5,649 Convertible Preference Shares |
5,649 |
| 05/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $66,355.93 | 726 Convertible Preference Shares |
726 |
| 08/08/2011 | ANZ and each of the ANZ Subsidiaries |
On MarketPurchase | $40,025.87 | 449 Convertible Preference Shares |
449 |
| 12/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $50,269.64 | 550 Convertible Preference Shares |
550 |
| 12/08/2011 | ANZ and each of the ANZ Subsidiaries |
On MarketPurchase | $30,475.17 | 331 Convertible Preference Shares |
331 |
| 15/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $125,308.50 | 1,371 Convertible Preference Shares |
1,371 |
| 16/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $54,382.62 | 595 Convertible Preference Shares |
595 |
|---|---|---|---|---|---|
| 17/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $74,399.07 | 814 Convertible Preference Shares |
814 |
| 17/08/2011 | ANZ and each of the ANZ Subsidiaries |
On MarketPurchase | $9,245.60 | 100 Convertible Preference Shares |
100 |
| 17/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Purchase | $20,111.56 | 218 Convertible Preference Shares |
218 |
| 19/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $306,919.01 | 3,358 Convertible Preference Shares |
3,358 |
| 29/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $51,176.65 | 563 Convertible Preference Shares |
563 |
| 31/08/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $662,483.40 | 7,327 Convertible Preference Shares |
7,327 |
| 01/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $1,057,327.17 | 11,696 Convertible Preference Shares |
11,696 |
| 02/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $296,242.27 | 3,277 Convertible Preference Shares |
3,277 |
| 05/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $260,714.90 | 2,884 Convertible Preference Shares |
2,884 |
| 07/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $14,464.07 | 160 Convertible Preference Shares |
160 |
| 08/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $162,178.40 | 1,794 Convertible Preference Shares |
1,794 |
| 12/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $167,783.73 | 1,882 Convertible Preference Shares |
1,882 |
| 13/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $36,730.55 | 412 Convertible Preference Shares |
412 |
| 14/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $66,863.87 | 750 Convertible Preference Shares |
750 |
| 15/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $15,244.96 | 171 Convertible Preference Shares |
171 |
| 15/09/2011 | ANZ and each of the ANZ Subsidiaries |
On MarketPurchase | $4,884.00 | 55 Convertible Preference Shares |
55 |
| 16/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $247,307.16 | 2,774 Convertible Preference Shares |
2,774 |
|---|---|---|---|---|---|
| 19/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $91,648.07 | 1,028 Convertible Preference Shares |
1,028 |
| 20/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $15,155.81 | 170 Convertible Preference Shares |
170 |
| 21/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $244,454.31 | 2,742 Convertible Preference Shares |
2,742 |
| 27/09/2011 | ANZ and each of the ANZ Subsidiaries |
On MarketPurchase | $9,956.69 | 112 Convertible Preference Shares |
112 |
| 28/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $16,582.24 | 186 Convertible Preference Shares |
186 |
| 30/09/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $74,085.16 | 831 Convertible Preference Shares |
831 |
| 05/10/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $91,405.60 | 1,025 Convertible Preference Shares |
1,025 |
| 06/10/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $117,234.65 | 1,315 Convertible Preference Shares |
1,315 |
| 07/10/2011 | ANZ and each of the ANZ Subsidiaries |
On Market Sale | $4,515,253.75 | 51,076 Convertible Preference Shares |
51,076 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| ANZ and each of the ANZ Subsidiaries |
ANZ Trustees as trustee for various estates and trusts |
ANZ Trustees as trustee for various estates and trusts |
ANZT has power to control voting and disposal of securities. |
19,053 Convertible Preference Shares |
19,053* |
| ANZ and each of the ANZ Subsidiaries |
ANZ Trustees and various co trustees as co trustees for various estates and trusts |
ANZ Trustees and various co trustees as co trustees for various estates and trusts |
ANZT is the co-trustee of the estate or trust and can control the voting and disposal of securities only in conjunction with co trustees. |
7,006 Convertible Preference Shares |
7,006 |
| ANZ and each of the ANZ Subsidiaries |
ANZ Trustees as trustee for various internal common funds |
ANZ Trustees as trustee for various internal common funds |
ANZT has power to control voting and disposal of securities. |
49,441 Convertible Preference Shares |
49,441 |
| ANZ and each of the ANZ Subsidiaries |
ANZ Trustees as manager for various private clients |
ANZ Trustees as manager for various private clients |
ANZT has power to control voting and disposal of securities. |
26,860 Convertible Preference Shares |
26,860* |
| ANZ and each of the ANZ Subsidiaries |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for Tax Effective Income Trust |
OnePath Funds Management Limited has power to control voting and disposal of securities. |
473,564 Convertible Preference Shares |
473,564 |
|---|---|---|---|---|---|
| ANZ and each of the ANZ Subsidiaries |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for INGA Shareholder InvestmentsTrust |
OnePath Funds Management Limited has power to control voting and disposal of securities. |
8,500 Convertible Preference Shares |
8,500 |
| ANZ and each of the ANZ Subsidiaries |
HSBC Custody Nominees as Custodian for Oasis |
Oasis Fund Management Limited as responsible entity for Oasis Asset ManagementLtd |
Oasis Fund Management Ltd has power to control voting and disposal of securities. |
944 Convertible Preference Shares |
944 |
| ANZ and each of the ANZ Subsidiaries |
OnePath Custodian Pty Ltd |
OnePath Custodian Pty Ltd as responsible entity for Portfolio One |
OnePath Custodian Pty Ltd has power to control voting and disposalofsecurities. |
6,679 Convertible Preference Shares |
6,679 |
- On 15 June 2011 1,446 shares were transferred off-market from a private client to an estate upon grant of probate.
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation |
|---|---|
| Not applicable | Not applicable |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
| ANZ | ANZ Centre Melbourne, Level 9, 833 Collins Street, Docklands VIC 3008 |
| ANZ Subsidiaries | As set out in the list of 9 pages annexed to this notice and marked "A" |
Signature
print name John Priestley
capacity Company Secretary
11 October 2011 sign here date
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 12 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure “A”
This is the Annexure of 9 pages marked “A” referred to in the form 604 Notice of change in interest of substantial holder
Signed by me and dated 11 October 2011
…………………………………………………….
John Priestley - Company Secretary Australia and New Zealand Banking Group Limited
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED (“ANZBGL”)
NOTES: All companies are 100% owned within the Group unless otherwise indicated. Dates are in Australian format
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
|---|---|---|---|---|
| Australia | AllianceHoldingsPtyLtd | 1 | 09/08/56 | |
| Australia | ANZcover InsurancePtyLtd | 1 | 24/04/98 | |
| Australia | ANZEST PtyLtd | 1 | 17/10/97 | |
| Australia | ANZ Adelaide GroupPtyLtd | 1 | 21/12/28 | |
| Australia | ANZ Alternative Assets Holding Company Pty Ltd (1 share held by ANZ National Bank Limited) |
1 | 15/06/06 | |
| Laos | ANZ Bank(Lao)Limited | 15 | 10/07/07 | |
| Vietnam | ANZ Bank(Vietnam)Limited | 12 | 09/10/2008 | |
| USA, NewYork | ANZ BGH LLC | 43 | 25/05/04 | |
| Australia | ANZCapelCourtLimited | 1 | 22/04/69 | |
| Australia | ANZCapital HedgingPtyLtd | 1 | 27/09/85 | |
| USA, Delaware | ANZ Capital LLC II (2% of the Preference Shares on issue are held by ANZ FundsPtyLtd) |
29 | 18/11/03 | |
| USA, Delaware | ANZ Capital LLC III (owned 98 % by ANZBGL & 2% by ANZ Funds Pty Ltd) |
29 | 19/11/04 | |
| Australia | ANZCommodityTradingPtyLtd | 1 | 03/05/01 | |
| USA,Delaware | ANZ(Delaware)Inc. | 3 | 17/08/83 | |
| Australia | ANZ Fiduciary ServicesPtyLtd | 1 | 28/05/02 | |
| AmericanSamoa | ANZ FinanceAmericanSamoaInc | 47 | 01/07/04 | |
| Australia | ANZ Financial ProductsPtyLtd | 1 | 05/07/94 | |
| Australia | ANZ FundsPtyLtd | 1 | 13/03/64 | |
| England | ANZ Bank(Europe)Limited | 13 | 22/04/87 | |
| Kiribati | ANZ Bank(Kiribati)Ltd (25% owned byRepublic of Kiribati) | 75 | 22 | 13/08/84 |
| Samoa | ANZ Bank(Samoa)Limited | 6 | 01/10/90 | |
| India | ANZCapital Pvt.Limited (0.01%heldnon-beneficially by Jikk PtyLtd*) | 26 | 07/11/01 | |
| Australia | ANZGlobalServices and OperationsPtyLimited | 1 | 04/03/2010 | |
| China | ANZGlobalServices and Operations (Chengdu) CompanyLimited | 46 | 17/11/2010 | |
| Philippines | ANZ Global Services and Operations (Manila) Inc (directors own sharesintrustfor ANZGlobalServices and OperationsPtyLtd*) |
42 | 17/03/2010 | |
| NewZealand | ANZ Holdings(NewZealand)Limited(ANZBGL holds 100% of AClass | 33 | 30/03/1988 |
Annexure “A”
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
|---|---|---|---|---|
| RPS) | ||||
| NewZealand | ANZNational Bank Limited | 33 | 23/10/1979 | |
| NewZealand | ANZCapitalNZ Limited | 33 | 08/12/2000 | |
| NewZealand | ANZNational(Int’l)Limited | 33 | 08/12/1986 | |
| NewZealand | ANZNationalStaffSuperannuation Limited | 33 | 10/05/2006 | |
| NewZealand | ANZ Investment Services (NewZealand)Limited | 33 | 17/02/1988 | |
| NewZealand | ArawataAssetsLimited | 33 | 04/05/1990 | |
| NewZealand | ArawataFinanceLimited | 33 | 10/06/1981 | |
| NewZealand | Arawata Capital Limited | 33 | 01/09/2005 | |
| NewZealand | ArawataHoldingsLimited | 33 | 02/08/1985 | |
| NewZealand | Harcourt Corporation Limited | 33 | 27/06/1985 | |
| NewZealand | KarapiroInvestmentsLimited | 33 | 13/10/1997 | |
| NewZealand | ArawataTrust Company | 33 | 08/11/2005 | |
| NewZealand | DirectBrokingLimited | 33 | 03/07/1998 | |
| NewZealand | Direct NomineesLimited | 33 | 05/10/1992 | |
| NewZealand | Endeavour FinanceLimited | 33 | 24/09/1999 | |
| NewZealand | OnePath Holdings (NZ)Limited | 39 | 21/09/2005 | |
| NewZealand | OnePath InsuranceHoldings (NZ)Limited | 39 | 8/12/2003 | |
| NewZealand | OnePath Life (NZ)Limited | 40 | 2/11/2000 | |
| NewZealand | OnePath Insurance Services (NZ)Limited | 39 | 26/05/1989 | |
| NewZealand | Silver Fern LifeBrokersLimited | 40 | 12/06/2003 | |
| NewZealand | OnePath(NZ)Limited | 39 | 1/03/1989 | |
| NewZealand | ArgosyPropertyManagementLimited | 39 | 18/06/2002 | |
| NewZealand | Australian PropertiesLimited | 39 | 16/02/1999 | |
| Australia | Vital Healthcare Australian Property ProprietaryLimited |
41 | 22/06/1998 | |
| NewZealand | Vital HealthcareManagementLimited | 39 | 8/05/1992 | |
| NewZealand | EasternSpecialists ConsultingLimited | 39 | 14/12/1999 | |
| NewZealand | OnePathNominees (NZ)Limited | 39 | 1/06/1994 | |
| NewZealand | OneAnswerNomineesLimited | 39 | 11/07/2005 | |
| New Zealand | AUT Investments Limited (OnePath Holdings (NZ) Limited alsoholdsnon-voting shares) |
39 | 28/05/2009 | |
| NewZealand | National BankofNewZealand CustodiansLimited | 33 | 24/09/1948 | |
| NewZealand | AlosHoldingsLimited | 33 | 12/06/1987 | |
| NewZealand | NBNZ HoldingsLimited | 33 | 07/03/1989 | |
| New Zealand | BHI Limited | 33 | 13/09/1985 | |
| BritishVirgin Is | CBCFinanceLimited | 32 | 31/08/1998 | |
| Hong Kong | NBNZ Holdings Hong Kong Limited (Lloyds (BVI) NomineesLimitedholds 50% ofthe shares*) |
31 | 16/12/1988 | |
| NewZealand | Private NomineesLimited | 33 | 09/11/2004 | |
| NewZealand | South PacificMerchantFinanceLimited | 33 | 14/07/1972 | |
| NewZealand | Radiola Corporation Limited | 33 | 03/12/2007 | |
| NewZealand | Southpac Corporation Limited | 33 | 14/03/1972 |
Annexure “A”
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
|---|---|---|---|---|
| New Zealand | Control Nominees Limited (ANZ National Bank Limited alsoholdsredeemable preference shares) |
33 | 30/07/1983 | |
| NewZealand | UDCFinanceLimited | 33 | 01/04/1938 | |
| NewZealand | Eftpos NewZealandLimited | 33 | 08/06/1994 | |
| NewZealand | RuralGrowth FundLimited | 33 | 30/04/2007 | |
| NewZealand | Samson FundingLimited | 33 | 04/11/2003 | |
| England | ANZJackson Funding plc | 13 | 15/11/04 | |
| HongKong | ANZ International(HongKong)Limited | 16 | 10/10/72 | |
| HongKong | ANZ AsiaLimited | 16 | 16/12/80 | |
| Vanuatu | ANZ Bank (Vanuatu) Limited (1 share held non beneficially by VeritatemNomineesLtd) |
7 | 03/09/85 | |
| Vanuatu | La Serigne Limited (1 share held non beneficially by Veritatem NomineesLtd) |
7 | 13/12/91 | |
| Vanuatu | Whitehall Investments Limited (owned 50% by each of ANZ Bank(Vanuatu)Limited &La SerigneLimited) |
7 | 30/10/01 | |
| Singapore | ANZ International PrivateLimited | 14 | 10/02/87 | |
| India | ANZ Operations and Technology Pvt Limited (0.01% held by ANZ FundsPtyLtd) |
8 | 07/06/88 | |
| Singapore | ANZSingaporeLimited | 14 | 26/12/86 | |
| Singapore | ANZ IPBNomineesPteLtd | 14 | 27/07/00 | |
| Singapore | Torridon PteLtd | 14 | 05/08/97 | |
| HongKong | ANZ IPBNominees (HongKong)Limited | 16 | 04/12/09 | |
| Cambodia | ANZ Royal Bank (Cambodia) Ltd (remaining shares owned by Royal GroupFinance CompanyLtd) |
55 | 4 | 12/11/04 |
| Cook Islands | ANZ/V-Trac International Leasing Company (remaining shares owned by VtracInternational leasing Co) |
95 | 18 | 16/09/98 |
| Vietnam | ANZ/V-TracLeasing Company | 95 | 5 | 20/01/00 |
| England | MinervaHoldingsLimited | 13 | 05/04/83 | |
| England | ANZEF Limited | 13 | 01/01/34 | |
| England | ANZEF Leasing No.1 Limited | 13 | 17/08/89 | |
| England | ANZEF Leasing No. 2 Limited (owned 0.39% by Citibank International PLC & 0.61% by Schroder Investments CoLtd) |
99.39 | 13 | 18/01/90 |
| Netherlands | ANZEF Investments (UK)B.V. | 21 | 24/12/98 | |
| England | ANZ LeasingLimited | 13 | 29/10/71 | |
| USA, NewYork | ANZSecuritiesInc. | 43 | 07/04/94 | |
| England | Brandts NomineesLimited | 13 | 22/02/34 | |
| England | Minerva Nominees Limited | 13 | 20/05/38 | |
| England | UpspringLimited | 13 | 29/10/03 | |
| Australia | Town &CountryLand Holdings PtyLtd(in liquidation) | 1 | 30/09/91 | |
| Australia | Votraint No.1103PtyLimited | 1 | 08/05/98 | |
| Singapore | WingHoldingsPte.Limited | 14 | 22/07/08 | |
| Cambodia | Wing (Cambodia)Limited | 35 | 18/08/08 | |
| Australia | ANZGPSC No.2 PtyLtd | 1 | 14/11/07 |
Annexure “A”
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
|---|---|---|---|---|
| Australia | ANZ HoldingsPtyLtd | 1 | 14/07/77 | |
| Australia | ANZ Investment Holdings PtyLtd | 1 | 20/06/85 | |
| Australia | ANZ InvestmentsPtyLtd | 1 | 14/07/77 | |
| UK | ANZJackson Funding2 Limited | 13 | 11/05/07 | |
| UK | ANZJackson Funding 3Limited | 13 | 14/05/07 | |
| UK | ANZJackson Funding4 Limited | 13 | 17/09/08 | |
| Jersey | ANZ Jersey Limited (owned 50% by each of ANZBGL & Brandts Nominees Limited*) |
10 | 04/03/98 | |
| Australia | ANZ Leasing (ACT)PtyLtd | 1 | 28/01/66 | |
| Australia | ANZ Leasing (BWCFinancing)PtyLtd | 1 | 20/12/06 | |
| Australia | ANZ Leasing (NT)PtyLtd | 1 | 06/02/85 | |
| Australia | ANZ Leasing (VIC)PtyLtd | 1 | 17/12/84 | |
| Australia | ANZ Lenders Mortgage Insurance Pty. Limited | 1 | 03/02/59 | |
| USA, New York | ANZ Limited Partnership (No shares issued, being controlled 89.1% by ANZBGL & 10.9% by ANZ Realty Holdings (USA) Inc. Entity currently being liquidated) |
43 | 21/03/91 | |
| Australia | ANZ MarginServicesPtyLimited | 1 | 17/12/81 | |
| USA, NewYork | ANZ MPH LLC | 43 | 15/12/03 | |
| Australia | ANZNomineesLimited | 1 | 14/07/77 | |
| Australia | ANZOrchard Investments PtyLtd | 1 | 27/09/01 | |
| Australia | OnePath AustraliaLimited | 37 | 10/01/1878 | |
| Australia | ACN 008 647185PtyLtd | 37 | 10/01/1989 | |
| Australia | ANZ InsAgePtyLimited | 37 | 21/02/2002 | |
| Australia | ANZ LifeAssurance CompanyPtyLimited | 37 | 25/07/1961 | |
| Australia | Financial Investment NetworkGroupPtyLtd | 37 | 24/05/1989 | |
| Australia | Financial FactsPtyLtd | 37 | 6/10/2006 | |
| Australia | FING ServicesPtyLtd | 37 | 06/09/2005 | |
| Australia | SuperConceptsPtyLtd | 75 | 37 | 27/06/1990 |
| Australia | RetireinvestBrisbane CityPtyLtd | 37 | 22/04/2002 | |
| Australia | TandemS &L PtyLtd | 37 | 17/01/2007 | |
| Australia | Super FactsPtyLtd | 37 | 4/12/1985 | |
| Australia | Millennium3FinancialServices GroupPtyLtd | 37 | 14/09/1999 | |
| Australia | Advicefor LifePtyLtd | 37 | 04/07/1995 | |
| Australia | Millennium3FinancialServicesPtyLtd | 37 | 20/09/2000 | |
| Australia | Capricorn Financial AdvisersPtyLtd | 37 | 20/12/2006 | |
| Australia | Millennium3 Mortgage Platform Services Pty Limited |
37 | 30/08/2008 | |
| Australia | Financial Lifestyle SolutionsPtyLimited | 37 | 25/02/1997 | |
| Australia | Elders Financial Planning Pty Ltd (previously called PinnaclePartnersPtyLtd) |
51 | 37 | 28/07/1982 |
| Australia | Millennium3ProfessionalServicesPtyLtd | 37 | 16/09/1999 |
Annexure “A”
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
|---|---|---|---|---|
| Australia | PolarisFinancialSolutionsPtyLtd | 61.3 | 38 | 18/10/2005 |
| Australia | Synergy ConsolidatedPtyLtd | 37 | 24/06/1998 | |
| Australia | SynergyAdvisory ServicesPtyLtd | 37 | 03/04/1995 | |
| Australia | RI MorissetPtyLtd | 37 | 10/06/2003 | |
| Australia | RIGold CoastPtyLtd | 37 | 10/06/2003 | |
| Australia | RI Bentleigh PtyLtd | 37 | 18/04/2005 | |
| Australia | RI KewPtyLtd | 37 | 15/08/2003 | |
| Australia | RI MaroochydorePtyLtd | 37 | 06/05/2005 | |
| Australia | RICentralCoastPtyLtd | 37 | 10/06/2003 | |
| Australia | RI Rockhampton& GladstonePtyLtd | 37 | 19/03/2003 | |
| Australia | RI TownsvillePtyLtd | 37 | 21/12/2001 | |
| Australia | RINewcastlePtyLtd | 37 | 09/05/2005 | |
| Australia | RI ParramattaPtyLtd | 84.6 | 39 | 17/04/2008 |
| Australia | OnePath Administration PtyLimited | 37 | 17/12/1980 | |
| Australia | AUT(NZ)Administration PtyLtd | 37 | 12/06/2003 | |
| Australia | OnePath LifeAustraliaHoldingsPtyLimited | 37 | 28/12/2001 | |
| Australia | OnePath LifeLimited | 37 | 17/07/1895 | |
| Australia | Integrated Networks Pty Ltd | 37 | 17/06/1987 | |
| Australia | FSPGroupPtyLimited | 37 | 01/06/1999 | |
| Australia | Financial Services Partners Holdings PtyLimited |
37 | 04/06/1999 | |
| Australia | Financial Services Partners Pty Limited |
37 | 13/09/1999 | |
| Australia | Financial Services Partners ManagementPtyLimited |
37 | 22/05/1997 | |
| Australia | Financial Services Partners Incentive CoPtyLimited |
37 | 03/06/1999 | |
| Australia | Vector FinancialServicesPtyLimited | 37 | 20/09/2001 | |
| Australia | FSP FundsManagementLimited | 37 | 26/11/2002 | |
| Australia | FSPSuper PtyLimited | 37 | 28/02/2000 | |
| Australia | FSP EquitiesManagementLimited | 75 | 37 | 03/10/2001 |
| Australia | FSP PortfolioAdministration Limited | 37 | 21/06/2000 | |
| Australia | OnePath Financial PlanningPtyLtd | 37 | 15/06/1987 | |
| Australia | RI Advice Group Pty Ltd (previously called RetireinvestPtyLtd) |
37 | 17/08/1979 | |
| Australia | MML PropertiesPtyLtd | 37 | 13/12/1977 | |
| Australia | Union Investment CompanyPtyLtd | 37 | 23/07/1920 | |
| Australia | Tandem Financial AdviceLtd | 37 | 20/12/1983 | |
| Australia | OnePath FundsManagementLimited | 37 | 11/10/1985 | |
| Australia | Financial Planning Hotline Pty Limited | 37 | 27/05/1971 | |
| Australia | MercantileMutual FinancialServicesPtyLtd | 37 | 07/11/1913 | |
| Australia | PacificMutual AustraliaPtyLtd | 37 | 01/05/1984 | |
| Australia | OnePathGeneral InsurancePtyLimited | 37 | 20/06/1996 |
Annexure “A”
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
|---|---|---|---|---|
| Australia | OnePathCustodiansPtyLimited | 37 | 05/11/1973 | |
| Australia | OnePath InvestmentHoldingsPtyLtd | 37 | 17/03/2006 | |
| Australia | OASISAssetManagementLimited | 37 | 14/12/1999 | |
| Australia | OASISFundManagementLimited | 37 | 25/08/2003 | |
| Australia | MoneyOne.com.auLtd | 37 | 16/03/2000 | |
| Fiji | ANZ Pacific Operations Limited (owned 50% by ANZBGL & ANZ Funds Pty Ltd) |
28 | 9/01/01 | |
| Brazil | ANZ ParticipacoesEServicosLtda (3 shares areheld byFransiscoKappaum) | 11 | 18/09/81 | |
| England | ANZ Pensions (UK)Limited | 13 | 20/09/51 | |
| Australia | ANZ Private EquityManagement Limited | 1 | 15/06/06 | |
| Australia | ANZ Properties (Australia)PtyLtd | 1 | 14/03/68 | |
| USA, NewYork | ANZ RealtyHoldings (USA)Inc | 43 | 23/07/91 | |
| Australia | ANZ Rewards No. 2 PtyLtd | 1 | 21/05/98 | |
| Australia | ANZSecurities (Holdings)Limited | 1 | 06/05/70 | |
| Australia | ANZSpecialistAssetManagementLimited | 1 | 21/11/01 | |
| NewZealand | ANZSecurities(NZ)Limited | 33 | 19/03/87 | |
| NewZealand | ANZMAC Securities (NZ) NomineesLimited | 33 | 19/09/90 | |
| USA, NewYork | ANZSecurities (USA)Inc | 43 | 16/09/87 | |
| Australia | ANZSecuritiesLimited | 1 | 20/06/73 | |
| Australia | ANZSecurities Nominee(Entrepot)PtyLtd | 1 | 08/01/87 | |
| Australia | ANZSecurities (Nominee)PtyLtd | 1 | 09/01/80 | |
| Australia | ANZUnderwritingLimited | 1 | 28/06/71 | |
| India | ANZ Support Services India Private Limited (2 shares held by ANZ Funds Pty Ltd) |
2 | 27/09/07 | |
| Australia | ANZStaffSuperannuation(Australia)Pty. Limited | 1 | 18/12/86 | |
| Australia | ANZ Tradecentrix PtyLimited | 1 | 07/02/01 | |
| Australia | Tradecentrix PtyLimited | 1 | 18/01/01 | |
| Australia | ANZ TrusteesLimited | 1 | 17/03/83 | |
| Australia | ANZ Trustees (Canberra)Limited | 1 | 19/05/60 | |
| China | Australia and NewZealand Bank(China) CompanyLimited | 24 | 16/09/10 | |
| PNG | Australia and NewZealandBanking Group (PNG)Limited | 44 | 28/05/76 | |
| PNG | ANZ Investments (PNG)Limited | 17 | 27/12/01 | |
| PNG | 8&9 Chester Ltd | 17 | 05/04/88 | |
| Taiwan | Australia and NewZealandInsuranceBrokerCo.,Ltd | 45 | 01/10/97 | |
| China | ChongQingLianpingANZ Rural BankCompanyLimited | 36 | 25/08/09 | |
| Guam | Citizens BancorpInc | 30 | 05/08/97 | |
| Guam | ANZ Finance Guam Inc | 30 | 07/08/07 | |
| Guam | ANZGuam,Inc. | 99.95 | 30 | 21/09/90 |
Annexure “A”
| Domicile | Australia and New Zealand Banking Group Limited (“ANZBGL”) | % Group Interest |
Reg Office |
Date Registered |
|---|---|---|---|---|
| Cayman Islands | Coastal Horsham Pipeline1 Ltd | 27 | 24/07/96 | |
| USA,Delaware | CoastalGas Pipelines Victoria LLC | 23 | 20/06/97 | |
| Australia | Crebb No 6 Pty Ltd (owned 50% by ANZBGL & 50% by ANZ National Bank Limited) |
1 | 15/06/01 | |
| Australia | ES& A Holdings PtyLtd | 1 | 14/07/77 | |
| Australia | EsandaFinance Corporation Limited | 1 | 21/10/55 | |
| Australia | ANZ RentalSolutionsPtyLtd | 1 | 29/06/59 | |
| Australia | ANZSpecialised Asset Finance PtyLtd | 1 | 15/09/83 | |
| Australia | AssetRentalsPtyLtd | 1 | 29/04/03 | |
| Australia | ETradeAustraliaLimited | 1 | 02/01/86 | |
| Australia | ETrade Australia Securities Limited (0.29% held by Nova Pacific Holdings PtyLimited) |
1 | 14/04/97 | |
| Australia | ETRNomineesPtyLtd | 1 | 23/07/02 | |
| Australia | ETradeAustralia NomineesPtyLimited | 1 | 13/11/97 | |
| Australia | CustodyExecution& Clearing Services (Australia)PtyLtd | 1 | 25/11/88 | |
| Australia | NovaPacificHoldingsPtyLimited | 1 | 14/11/96 | |
| Australia | FCA FinancePty.Limited | 1 | 29/04/58 | |
| Australia | AnaledPtyLtd | 1 | 26/06/73 | |
| Australia | G-BNWF AircraftPtyLtd | 1 | 18/05/00 | |
| Australia | G-BNWGAircraftPtyLtd | 1 | 18/05/00 | |
| Australia | G-BNWK AircraftPtyLtd | 1 | 18/05/00 | |
| Australia | G-BNWP AircraftPtyLtd | 1 | 18/05/00 | |
| NewZealand | General Finance CustodiansLimited | 33 | 05/10/04 | |
| Australia | JIKK PtyLtd | 1 | 0/05/98 | |
| Australia | LFD PtyLimited | 1 | 29/10/52 | |
| Australia | DPSPL PtyLimited (in liquidation) | N/A | 24/07/64 | |
| Australia | RFDL PtyLtd | 1 | 01/04/37 | |
| Australia | NMRB FinanceLimited (in liquidation) | N/A | 23/08/74 | |
| Australia | NMRSB PtyLtd | 1 | 21/04/90 | |
| NewZealand | Origin MortgageManagement Services (2008)Limited | 33 | 15/03/99 | |
| NewZealand | Origin MortgageManagement ServicesLimited | 33 | 17/05/04 | |
| Indonesia | PT ANZ Panin Bank (direct ownership 99%, plus indirect via shareholding in PT Bank Pan IndonesiaTBK0.38%) |
99.38 % |
19 | 0/09/90 |
| Indonesia | PT ANZSecuritiesIndonesia (1%held by W SBolung (nominee)) | 20 | 16/12/10 |
*** Held as bare trustee – no beneficial ownership**
Registered Offices
-
1 ANZ Centre Melbourne, Level 9, 833 Collins Street, Docklands, Victoria, Australia 3008
-
2 ‘Eucalyptus’ Manyata Embassy Business Park-SEZ, Outer Ring Road, Nagavara & Rachenahalliv, K P Puram Hobli, Bangalore East, Bangalore, India
-
3 C/O United States Corporation Company, 1013 Centre Road, Wilmington Delaware USA 19805
Annexure “A”
-
4 20 Kramuon Sar & Corner 67 Street, Phnom Penh, Cambodia
-
5 14 Le Thai To Street, Hanoi, Vietnam
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6 Beach Road, Apia, Samoa
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7 Hawkes Law, Rue Pasteur, Port Villa, Vanuatu
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8 Cherry Hills, Embassy Golf Links Business Park, Off Intermediate Ring Road, Bangalore, India 560071
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9 Level 9, 46 Edward Street, Brisbane QLD 4000 Australia
-
10 Equity Trust House, 28-30 The Parade, St. Helier JE1 1EQ, Jersey, Channel Islands
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11 Av - Rio Branco (Head Office) 01 Grupo 810 Rio de Janeiro RJ Brazil
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12 Sun City Building #13 Hai Ba Trung Street, Trang Tien Ward, Hoen Kiem District, Hanoi, Vietnam
-
13 40 Bank Street, Canary Wharf, London, E14 5EJ, United Kingdom
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14 10 Collyer Quay, #10-01 Ocean Financial Centre, Singapore 049315
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15 33 Lane Xang Avenue, Vientiane, Lao PDR
-
16 31/F, One Exchange Square, 8 Connaught Place, Central Hong Kong
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17 1[st] Floor, Defens Haus, Cnr Champion Parade & Hunter Street, Port Moresby, Papua New Guinea
-
18 3/F, BCI House, Avarua, Raratonga, Cook Islands
-
19 ANZ Tower, 8[th] Floor, Jalan Jernderal Sudirman, Kav 33A, Jakarta, 10220, Indonesia
-
20 ANZ Tower, 2[nd] Floor, Jalan Jenderal Sudirman, Kav 33A, Jakarta, 10220, Indonesia
-
21 Groeselaan 18, 3521 CB Utrecht, Netherlands
-
22 PO Box 66, Tarawa, Republic of Kiribati
-
23 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, USA
-
24 Unit 12B and 12th Floor, Mirae Asset Tower 166 Lujiazui Ring Road, Pudong Shanghai, PRC
-
25 C/- Bell Gully, Level 22, Vero Centre, 48 Shortland St, Auckland, New Zealand
-
26 Unit No. 63, 6[th] Floor, 2[nd] North Avenue, Maker Maxity, Bandra Kula Complex, Bandra (East), Mumbai, 400 051
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27 Walkers, P O Box 265GT, Walker House, George Town, Grand Cayman
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28 c/- PricewaterhouseCoopers, Level 8, Civic Tower, Victoria Parade, Suva, FIJI
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29 Corporation Service Company, 2711 Centreville Road, Suite 400, Wilmington, Delaware, USA, 1980
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30 424 West O’Brien Drive, Julale Centre, Hagatna, Guam 96910
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31 26/F Oxford House, Taikoo Place, Quarry Bay Hong Kong
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32 Sea Meadow House, Blackburne Highway PO Box 116, Road Town, Tortola, British Virgin Islands
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33 Level 6, 1 Victoria Street, Wellington 6011, New Zealand
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35 Building 30E0, Street 432, Ssangkat Toul Tompoung 1, Khan Chamkamon, Phnom Penh
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36 83 Renmin South Road, Lianping, Liang Shan Town, Liang Ping County, Chongqing, China
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37 Level 13, 347 Kent Street, Sydney NSW 2000 Australia
-
38 Level 9, 1 O’Connell Street, SYDNEY NSW 2000 Australia
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39 Level 27, ASB Centre, 135 Abert Street, Auckland, New Zealand
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40 Level 3, 205 Wairau Road, Glenfield, North Shore City, Auckland , New Zealand
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41 Suite 4, 1632-1638 High Street, Glen Iris, VIC 3146, Australia 42 Level 12, Solaris One, Dela Rosa Street, Makati City, Philippines
Annexure “A”
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43 31 Floor, 277 Park Avenue, New York, New York, USA 10172
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44 Level 1, ANZ Haus, Habour City, Poreporena Freeway, Konedobu, National Capital District, PNG 45 16F, 2, Tun Hwa South Road, Section 1, Song Shan District, Taipei City 105, Taiwan 46 3/F. Building No A3, Tianfu Software Park, Tianfu Avenue, Chengdu
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47 Amerika Samoa Bank Building, Fagatogo, Maoputasi County, American Samoa