Australia and New Zealand Banking Group Ltd. — Director's Dealing 2016

Sep 28, 2016

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Australia and New Zealand Banking Group Limited
ABN	11 005 357 522

We Australia and New Zealand Banking Group Limited give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Mr Ian John Macfarlane Date of last notice 18 September 2015

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

be disclosed in this part.
Direct or indirect interest			Direct - Nil
	Indirect - 18,183 Ordinary Shares
		Indirect - 1,000 CPS2
		Indirect - 1,000 CPS3
	Indirect - 1,500	ANZ Capital Notes 1
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
 Salignac Pty Ltd <BH Macfarlane Super Fund	Ordinary Shares		18,183
A/C>
 Salignac Pty Ltd <BH Macfarlane Super Fund	CPS2		1,000
A/C>
 Salignac Pty Ltd <BH Macfarlane Super Fund	CPS3		1,000
A/C>
 Salignac Pty Ltd <BH Macfarlane Super Fund	ANZ Capital Notes 1		1,500
A/C>
Date of change	27 September 2016

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change	18,183 Ordinary Shares1,000 CPS21,000 CPS31,500 ANZ Capital Notes 1
Class	(i) ANZ Capital Notes 4 issued on 27September 2016(ii) CPS2
Number acquired (indirect) Salignac Pty Ltd <BH MacfarlaneSuper Fund A/C>	(i) ANZ Capital Notes 41,000
Number disposed (indirect) Salignac Pty Ltd <BH MacfarlaneSuper Fund A/C>	(ii) CPS21,000
Value/ConsiderationNote: If consideration is non‐cash, provide details and estimated valuation	(i) 1,000 ANZ Capital Notes 4acquired at an issue price of $100per ANZ Capital Notes 4 pursuantto the ANZ Capital Notes 4 Offer(“the Offer”) announced to theASX on 16 August 2016(ii) 1,000 CPS2 sold for $100 eachwith the proceeds used to applyfor ANZ Capital Notes 4 under theOffer

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

		No. of securities held after changeOrdinary SharesDirect – UnchangedIndirect – UnchangedTotal of interestCPS2Direct – Unchanged	No. of securities held after changeOrdinary SharesDirect – UnchangedIndirect – UnchangedTotal of interestCPS2Direct – Unchanged	Ordinary SharesOrdinary SharesCPS2	Ordinary SharesOrdinary SharesCPS2	Nil18,18318,183NilNilNilNil1,0001,000Nil1,5001,500Nil1,0001,000	Nil18,18318,183NilNilNilNil1,0001,000Nil1,5001,500Nil1,0001,000
		Indirect – Decreased (b	y 1,000)	CP	S2		Nil
		Total of interestCPS3Direct – UnchangedIndirect – UnchangedTotal of interestANZ Capital Notes 1Direct – Unchanged					Nil
				CPCP	S3S3		Nil1,000
				AN	Z Capital Notes 1		1,000
							Nil
		Indirect – UnchangedTotal of interestANZ Capital Notes 4Direct – UnchangedIndirect – Increased (by 1,000)Total of interest		ANZ Capital Notes 1ANZ Capital Notes 4ANZ Capital Notes 4
		Nature of changeExample: on‐market trade, off‐market trade, exercise of options, issue ofsecurities under dividend reinvestmentplan, participation in buy‐back		1,000 CPS2 reinvested into 1,000 ANZCapital Notes 4pursuant to the Offer

Part 2 – Change of director’s interests in contracts – Nil

Part 3 – +Closed period

Were the interests in the securities or contracts detailed	Refer note below
above traded during a+closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade	Refer note below
to proceed during this period?
If prior written clearance was provided, on what date was this	Refer note below
provided?

Note:

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

The ANZ Capital Notes 4 Prospectus confirmed that ANZ Directors and their associates were permitted to acquire ANZ Capital Notes 4 pursuant to the Offer. This was the subject of a waiver from the ASX which permitted ANZ Directors and their associates to acquire ANZ Capital Notes 4 under the Offer subject to a maximum aggregate limit of 0.20% of the total number of ANZ Capital Notes 4 issued. A closed period commenced on 1 September 2016 and the relevant ANZ Capital Notes 4 were issued to applicants under the Offer on 27 September 2016 (i.e. during the closed period).

Prior written clearance was provided under the Trading in ANZ Securities Policy on 11 August 2016 to permit ANZ Directors (and their associates) to divest CPS2 and apply for and acquire ANZ Capital Notes 4 under the Offer. The number of ANZ Capital Notes 4 acquired by ANZ Directors (and their associates) under the Offer was less than 0.20% of the total number of Notes issued.

……………………………. Simon Pordage Company Secretary Australia and New Zealand Banking Group Limited 29 September 2016

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011