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Anton Oilfield Services Group Share Issue/Capital Change 2013

Mar 5, 2013

50819_rns_2013-03-05_9c738aea-c0f8-49c6-9aa4-ca2c3a755aad.pdf

Share Issue/Capital Change

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==> picture [138 x 67] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 28/02/2013

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer
Date Submitted
Anton Oilfield Services Group
5March 2013

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
3337
Description :
Ordinary Shares
No. of ordinary
shares
Par value
(State
currency)
Balance at close of preceding month
3,500,000,000
HKD0.10
Increase/(decrease)
Nil
Balance at close of the month
3,500,000,000
HKD0.10
Ordinary Shares Authorised share
capital
(State currency)
HKD350,000,000
Nil
HKD350,000,000
Par value
(State
currency)
HKD0.10
HKD0.10
(2) Stock code :
N/A
Description :
N/A
No. of ordinary
shares
Balance at close of preceding month
N/A
Increase/(decrease)
N/A
Balance at close of the month
N/A
N/A Authorised share
capital
(State currency)
N/A
N/A
N/A
Par value
(State
currency)
  1. Preference Shares

Stock code : N/A Description : N/A

Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
No. of preference
shares
N/A
N/A
N/A
Par value
(State
currency)
Authorised share
capital
(State currency)
N/A
N/A
N/A

3. Other Classes of Shares

Stock code :
N/A
Description :
N/A
No. of other
classes of shares
Balance at close of preceding month
N/A
Increase/(decrease)
N/A
Balance at close of the month
N/A
N/A
Par value
(State
currency)
Authorised share
capital
(State currency)
N/A
N/A
N/A

Total authorised share capital at the end of the month (State currency) :

HKD350,000,000

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of the
month
No. of ordinary shares
(1)
(2)
No. of ordinary shares
(1)
(2)
No of preference
shares
No. of other classes
of shares
No of preference
shares
No. of other classes
of shares
2,136,443,653
1,936,666
2,138,380,319
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)



Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable
Movement during the month ~~No. of new shares of~~
issuer issued during
the month pursuant
thereto
~~No. of new shares~~
of issuer which may
be issued pursuant
thereto as at close
of the month

Granted
Exercised

Cancelled
Lapsed
























1. Share Option
Scheme granted on
29 April 2009

118,000
154,000
1,664,666
118,000
154,000
1,664,666
6,918,000
Exercise price:
HKD0.684
(17/11/2007)
Ordinary shares
~~(Note 1)~~


2. Share Option
Scheme granted on
9 April 2010
Exercise price:
HKD0.75
202,000 10,245,006
(17/11/2007)
~~Ordinary shares~~

~~(Note 1)~~


3. Share Option
Scheme granted on
23November2010
Exercise price:
HKD0.76
8,902,000
(17/11/2007)
~~Ordinary shares~~

~~(Note 1)~~


4. Share Option
Scheme granted on
20 May 2011
Exercise price:
HKD1.450
234,000 27,548,003
(17/11/2007)
~~Ordinary shares~~

~~(Note 1)~~


5. Share Option
Scheme granted on
25 July 2011
Exercise price:
HKD1.506
500,000
~~(17/11/2007)~~
Ordinary shares
~~(Note 1)~~


6. Share Option
Scheme granted on
19 January 2012
Exercise price:
HKD1.072
201,334 36,417,336
(17/11/2007)
~~Ordinary shares~~

~~(Note 1)~~


7. Share Option
Scheme granted on
16 April 2012
Exercise price:
HKD1.240
6,000,000
~~(17/11/2007)~~
~~Ordinary shares~~

~~(Note 1)~~


8. Share Option
Scheme granted on
18 June 2012
Exercise price:
HKD1.160
7,100,000
(17/11/2007)
~~Ordinary shares~~

~~(Note 1)~~

9. Share Option
Scheme granted on
22 November
2012
Exercise price:
HKD2.610
(17/11/2007)
Ordinary shares
~~(Note 1)~~
10. Share Option
Scheme granted on
28 December 2012
Exercise price:
HKD3.820
(17/11/2007)
~~Ordinary shares~~
~~(Note 1)~~

11. Share Option
Scheme granted on
10 January 2013
Exercise price:
~~HKD3.878~~
(17/11/2007)
~~Ordinary shares~~
~~(Note 1)~~

Total A. (Ordinary shares)
1,936,666
(Preference shares)
N/A

(Other class)
N/A
Total funds raised during the month from exercise of
options (State currency)
HKD 2,096,321.96

1,936,666
8,720,276
128,800
33,730,000

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry- dd/mm/yyyy)
Description of warrants
(Date of expiry- dd/mm/yyyy)
Description of warrants
(Date of expiry- dd/mm/yyyy)
Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month
Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month
Nominal value
at close of the
month
Nominal value
at close of the
month

No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month



1. N/A











N/A
N/A
N/A


( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2. N/A


(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A


(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A


(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ / )

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency of
amount
outstanding
Amount at close
of preceding
month

Converted
during the
month
Amount at
close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month



1. N/A















N/A
N/A
N/A



Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))
2. N/A



(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A



(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A



(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ /)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


(other than under Share Option Schemes)

(other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:
No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
1.
2.
3.
N/A N/A
N/A
N/A
( / / )
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
Total D. (Ordinary shares)
(Preference shares)
(Other class)

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital
Type of Issue No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
1. Rights issue
At price :State
currency
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
N/A N/A
2. Open offer
At price :State
currency
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
N/A N/A
3. Placing
At price :State
currency
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
N/A N/A
4. Bonus issue Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
N/A N/A
5. Scrip dividend
At price :State
currency
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
N/A N/A
6. Repurchase of
shares
Class
of
shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
7. Redemption of
shares
Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
8. Consideration issue At price :State
currency
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
N/A N/A
9. Capital
reorganisation
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
N/A N/A
10. Other
(Please specify)
At price :State
currency
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
N/A N/A
Total E. (Ordinary shares)
(Preference shares)
(Other class)
N/A
N/A
N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) 1,936,666
(2) N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)

Remarks (if any):

Submitted by: Pi Zhi Feng

Title: Vice President (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.