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Anton Oilfield Services Group — Capital/Financing Update 2012
Sep 5, 2012
50819_rns_2012-09-05_58932b6a-03a2-40b6-9754-57435d2d86ad.pdf
Capital/Financing Update
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==> picture [138 x 67] intentionally omitted <==
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31/08/2012
To : Hong Kong Exchanges and Clearing Limited
| Name of Issuer Date Submitted |
Anton Oilfield Services Group |
|---|---|
| 5 September 2012 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
| 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares |
|---|---|---|---|---|
| (1) Stock code : 3337 Description : Ordinary Shares No. of ordinary shares Par value (State currency) Balance at close of preceding month 3,500,000,000 HKD0.10 Increase/(decrease) Nil Balance at close of the month 3,500,000,000 HKD0.10 |
Ordinary Shares | Authorised share capital (State currency) HKD350,000,000 Nil HKD350,000,000 |
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| Par value (State currency) HKD0.10 HKD0.10 |
||||
| (2) Stock code : N/A Description : N/A No. of ordinary shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A |
N/A | Authorised share capital (State currency) N/A N/A N/A |
||
| Par value (State currency) |
- Preference Shares
| Stock code : N/A Description : N/A No. of preference shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A |
N/A | ||
|---|---|---|---|
| Par value (State currency) |
Authorised share capital (State currency) N/A N/A N/A |
3. Other Classes of Shares
| Stock code : N/A Description : N/A No. of other classes of shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A |
N/A | ||
|---|---|---|---|
| Par value (State currency) |
Authorised share capital (State currency) N/A N/A N/A |
Total authorised share capital at the end of the month (State currency) :
HKD350,000,000
II. Movements in Issued Share Capital
| Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month |
No. of ordinary shares (1) (2) |
No. of ordinary shares (1) (2) |
No of preference shares No. of other classes of shares |
No of preference shares No. of other classes of shares |
|---|---|---|---|---|
| 2,114,838,998 2,630,000 2,117,468,998 |
N/A N/A N/A |
N/A N/A N/A |
N/A N/A N/A |
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement during the month | ~~No. of new shares of~~ issuer issued during the month pursuant thereto 2,014,000 350,000 266,000 2,630,000 |
~~No. of new shares~~ of issuer which may be issued pursuant thereto as at close of the month |
|||||||
| Granted | Exercised |
Cancelled |
Lapsed | |||||||
1. Share Option Scheme granted on 29 April 2009 Exercise price: HKD0.684 ~~(17/11/2007)~~ Ordinary shares 2,014,000 ~~(Note 1)~~ 2. Share Option Scheme granted on 9 April 2010 Exercise price: HKD0.75 (17/11/2007) 350,000 ~~Ordinary shares~~ ~~(Note 1)~~ 3. Share Option Scheme granted on 23November2010 Exercise price: HKD0.76 ~~(17/11/2007)~~ ~~Ordinary shares~~ ~~(Note 1)~~ 4. Share Option Scheme granted on 20 May 2011 Exercise price: HKD1.450 ~~(17/11/2007)~~ 266,000 ~~Ordinary shares~~ ~~(Note 1)~~ 5. Share Option Scheme granted on 25 July 2011 Exercise price: HKD1.506 ~~(17/11/2007)~~ ~~Ordinary shares~~ ~~(Note 1)~~ 6. Share Option Scheme granted on 19 January 2012 Exercise price: HKD1.072 ~~(17/11/2007)~~ ~~Ordinary shares~~ ~~(Note 1)~~ 7. Share Option Scheme granted on 16 April 2012 Exercise price: HKD1.240 ~~(17/11/2007)~~ ~~Ordinary shares~~ ~~(Note 1)~~ 8. Share Option Scheme granted on 18 June 2012 Exercise price: ~~HKD1 160~~ ~~(17/11/2007)~~ ~~Ordinary shares~~ ~~(Note 1)~~ Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) HKD 2,025,776 |
1. Share Option Scheme granted on 29 April 2009 |
10,368,000 | ||||||||
| Exercise price: HKD0.684 |
||||||||||
| ~~(17/11/2007)~~ | ||||||||||
| Ordinary shares |
||||||||||
| ~~(Note 1)~~ | ||||||||||
2. Share Option Scheme granted on 9 April 2010 Exercise price: HKD0.75 |
17,733,000 | |||||||||
| (17/11/2007) |
||||||||||
| ~~Ordinary shares~~ |
||||||||||
~~(Note 1)~~ |
||||||||||
3. Share Option Scheme granted on 23November2010 Exercise price: HKD0.76 |
10,000,000 | |||||||||
| ~~(17/11/2007)~~ |
||||||||||
| ~~Ordinary shares~~ |
||||||||||
~~(Note 1)~~ |
||||||||||
4. Share Option Scheme granted on 20 May 2011 Exercise price: HKD1.450 |
33,878,000 | |||||||||
| ~~(17/11/2007)~~ |
||||||||||
| ~~Ordinary shares~~ |
||||||||||
~~(Note 1)~~ |
||||||||||
5. Share Option Scheme granted on 25 July 2011 Exercise price: HKD1.506 |
500,000 | |||||||||
| ~~(17/11/2007)~~ |
||||||||||
| ~~Ordinary shares~~ |
||||||||||
~~(Note 1)~~ |
||||||||||
6. Share Option Scheme granted on 19 January 2012 Exercise price: HKD1.072 |
40,000,000 | |||||||||
| ~~(17/11/2007)~~ |
||||||||||
| ~~Ordinary shares~~ |
||||||||||
~~(Note 1)~~ |
||||||||||
7. Share Option Scheme granted on 16 April 2012 Exercise price: HKD1.240 |
6,000,000 | |||||||||
| ~~(17/11/2007)~~ |
||||||||||
| ~~Ordinary shares~~ |
||||||||||
~~(Note 1)~~ |
||||||||||
8. Share Option Scheme granted on 18 June 2012 Exercise price: ~~HKD1 160~~ |
7,100,000 | |||||||||
~~(17/11/2007)~~ |
||||||||||
| ~~Ordinary shares~~ |
||||||||||
~~(Note 1)~~ |
||||||||||
N/A N/A |
||||||||||
Warrants to Issue Shares of the Issuer which are to be Listed
| Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Currency of nominal value Nominal value at close of precedingmonth Exercised during the month |
Currency of nominal value Nominal value at close of precedingmonth Exercised during the month |
Nominal value at close of the month |
Nominal value at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|---|---|---|---|
| 1. N/A | N/A N/A N/A |
|||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A |
||||||||
| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A |
||||||||
| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A |
||||||||
| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
||||||||
| (/ / | ) | |||||||
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
| Class and description | Class and description | Currency of amount outstanding |
Amount at close of preceding month |
Converted during the month |
Amount at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
|---|---|---|---|---|---|---|---|---|
| 1. N/A | N/A N/A N/A |
|||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
||||||||
| (/ /) | ||||||||
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
(other than under Share Option Schemes) |
(other than under Share Option Schemes) |
||
|---|---|---|---|
| Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. 2. 3. |
N/A | N/A N/A N/A |
|
| ( / / ) | |||
| shares_(Note 1)_ | |||
| N/A | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| N/A | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| Total D. (Ordinary shares) | |||
| (Preference shares) | |||
| (Other class) |
Other Movements in Issued Share Capital
| Other Movements in Issued Share Capital | |||
|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. Rights issue At price :State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 2. Open offer At price :State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 3. Placing At price :State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 4. Bonus issue | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 5. Scrip dividend At price :State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 6. Repurchase of shares |
Class of shares repurchased_(Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 7. Redemption of shares |
Class of shares redeemed_(Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 8. Consideration issue At price :State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 9. Capital reorganisation |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
Class of shares issuable _ (Note 1)_ 10. Other At price :[State ] Issue and allotment ( / / ) (Please specify) currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) N/A N/A Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A
| Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): | (1) | 2,630,000 |
|---|---|---|
| (2) | N/A | |
| Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): | N/A | |
| Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | N/A | |
| (Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).) |
Remarks (if any):
Submitted by: Pi Zhi Feng
Title: Vice President (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.