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Anton Oilfield Services Group — Capital/Financing Update 2011
Feb 7, 2011
50819_rns_2011-02-07_7c3d6e83-e8a7-41f4-934d-b520bdf2edca.pdf
Capital/Financing Update
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==> picture [139 x 67] intentionally omitted <==
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31/ 0 1/201 1
To : Hong Kong Exchanges and Clearing Limited
| Name of Issuer Date Submitted |
Anton Oilfield Services Group |
|---|---|
| 7February2011 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
| 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares |
|---|---|---|---|---|
| (1) Stock code : 3337 Description : Ordinary Shares No. of ordinary shares Par value (State currency) Balance at close of preceding month 3,500,000,000 HKD0.10 Increase/(decrease) Nil Balance at close of the month 3,500,000,000 HKD0.10 |
Ordinary Shares | Authorised share capital (State currency) HKD350,000,000 Nil HKD350,000,000 |
||
| Par value (State currency) HKD0.10 HKD0.10 |
||||
| (2) Stock code : N/A Description : N/A No. of ordinary shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A |
N/A | Authorised share capital (State currency) N/A N/A N/A |
||
| Par value (State currency) |
- Preference Shares
| Stock code : N/A Description : N/A No. of preference shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A |
N/A | ||
|---|---|---|---|
| Par value (State currency) |
Authorised share capital (State currency) N/A N/A N/A |
3. Other Classes of Shares
| Stock code : N/A Description : N/A No. of other classes of shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A |
N/A | ||
|---|---|---|---|
| Par value (State currency) |
Authorised share capital (State currency) N/A N/A N/A |
Total authorised share capital at the end of the month (State currency) :
HKD350,000,000
II. Movements in Issued Share Capital
| Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month |
No. of ordinary shares (1) (2) |
No. of ordinary shares (1) (2) |
No of preference shares No. of other classes of shares |
No of preference shares No. of other classes of shares |
|---|---|---|---|---|
| 2,093,154,000 N/A 2,093,154,000 |
N/A N/A N/A |
N/A N/A N/A |
N/A N/A N/A |
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement duringthe month | Movement duringthe month | Movement duringthe month | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|||
|---|---|---|---|---|---|---|---|---|---|
| Granted | Exercised | Cancelled | Lapsed | ||||||
| 1.Pre-IPO Share Option Scheme 0 (01/10/2007) Ordinaryshares (Note 1) 2. Share Option Scheme granted on 3 February 2008 Exercise price:HKD1.634 (17/11/2007) Ordinaryshares (Note 1) 3. Share Option Scheme granted on 29April 2009 200,000 Exercise price: HKD0.684 (17/11/2007) Ordinaryshares (Note 1) 4. Share Option Scheme granted on 9 April 2010 Exercise price: HKD0.75 200,000 (17/11/2007) Ordinaryshares (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) N/A |
1.Pre-IPO Share Option Scheme |
N/A N/A N/A |
0 | ||||||
| (01/10/2007) | |||||||||
| Ordinaryshares | |||||||||
| (Note 1) 2. Share Option Scheme granted on 3 February 2008 |
9,100,000 | ||||||||
| Exercise price:HKD1.634 |
|||||||||
| (17/11/2007) | |||||||||
| Ordinaryshares | |||||||||
| (Note 1) 3. Share Option Scheme granted on 29April 2009 |
200,000 | 25,750,000 | |||||||
| Exercise price: HKD0.684 |
|||||||||
| (17/11/2007) | |||||||||
| Ordinaryshares | |||||||||
| (Note 1) 4. Share Option Scheme granted on 9 April 2010 Exercise price: HKD0.75 |
200,000 | 32,280,000 | |||||||
| (17/11/2007) | |||||||||
| Ordinaryshares | |||||||||
| (Note 1) | |||||||||
Warrants to Issue Shares of the Issuer which are to be Listed
| Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Currency of nominal value Nominal value at close of precedingmonth Exercised during the month |
Currency of nominal value Nominal value at close of precedingmonth Exercised during the month |
Nominal value at close of the month |
Nominal value at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|---|---|---|---|
| 1. N/A | N/A N/A N/A |
|||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A |
||||||||
| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A |
||||||||
| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A |
||||||||
| (/ / | ) | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
||||||||
| (/ / | ) | |||||||
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
| Class and description | Class and description | Currency of amount outstanding |
Amount at close of preceding month |
Converted during the month |
Amount at close of the month |
Amount at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
|---|---|---|---|---|---|---|---|---|---|
| 1. N/A | N/A N/A N/A |
||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A |
|||||||||
| (/ /) | |||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A |
|||||||||
| (/ /) | |||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A |
|||||||||
| (/ /) | |||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
|||||||||
| (/ /) | |||||||||
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
| (other than under Share Option Schemes) | (other than under Share Option Schemes) | ||
|---|---|---|---|
| Full particulars including EGM approval date (dd/mm/yyyy), ifapplicable, and class ofsharesissuable: |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. 2. 3. |
N/A | N/A N/A N/A |
|
| ( / / ) | |||
| shares (Note 1) | |||
| N/A | |||
| ( / / ) | |||
| shares (Note 1) | |||
| N/A | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| Total D. (Ordinary shares) | |||
| (Preference shares) | |||
| (Other class) |
Other Movements in Issued Share Capital
| Other Movements in Issued Share Capital | |||
|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. Rights issue At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 2. Open offer At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 3. Placing At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 4. Bonus issue | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 5. Scrip dividend At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 6. Repurchase of shares |
Class of shares repurchased_(Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 7. Redemption of shares |
Class of shares redeemed_(Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 8. Consideration issue At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 9. Capital reorganisation |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
Class of shares issuable _ (Note 1)_ 10. Other At price :[State ] Issue and allotment ( / / ) (Please specify) currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) N/A N/A Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A
| Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): | (1) | N/A |
|---|---|---|
| (2) | N/A | |
| Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): | N/A | |
| Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | N/A | |
| (Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).) |
Remarks (if any):
Submitted by: Pi Zhi Feng
Title: Vice President (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.