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ANTIPA MINERALS LIMITED — Director's Dealing 2013
Dec 2, 2013
64490_rns_2013-12-02_2dd41a92-3091-4dcc-836d-cdd548eb24f2.pdf
Director's Dealing
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Appendix(3Y( Change(of(Director’s(Interest(Notice(
Rule%3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information%or%documents%not%available%now%must%be%given%to%ASX%as%soon%as%available.%%Information%and% documents%given%to%ASX%become%ASX’s%property%and%may%be%made%public.%
Introduced 30/09/01 Amended 01/01/11
Name of entity: ANTIPA MINERALS LTD
ABN: 147 133 364
We!(the!entity)!give!ASX!the!following!information!under!listing!rule!3.19A.2!and!as!agent!for! the!director!for!the!purposes!of!section!205G!of!the!Corporations!Act.!!!
| Name of Director | StephenMichaelPower |
|---|---|
| Date of last notice | 30June2013 |
Part 1 - Change of director’s relevant interests in securities
In%the%case%of%a%trust,%this%includes%interests%in%the%trust%made%available%by%the%responsible%entity%of%the%trust%
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(i)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.!
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note:Providedetailsofthecircumstancesgivingrisetotherelevant interest. |
Freyco Pty Ltd as trustee for the Eugene Trust(IndirectInterest) NapierCapitalPtyLtd(IndirectInterest) Mafiro Pty Ltd as trustee for the Mafiro UnitTrust(IndirectInterest) |
| Date of change | 26November2013 |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!1!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| No. of securities held prior to change | Freyco Pty Ltd as trustee for the Eugene Trust 13,277,073Fullypaidordinaryshares. 3,500,000 Options exercisable at $0.30 eachonorbefore31January2015. 3,625,666 Listed options exercisable at $0.08eachonorbefore31December2014. NapierCapitalPtyLtd 300,000Fullypaidordinaryshares. 1,000,000 Options exercisable at $0.30 eachonorbefore3November2015. 100,000Optionsexercisableat$0.30each onorbefore31January2015. 50,000Listedoptionsexercisableat$0.08 eachonorbefore31December2014. Mafiro Pty Ltd as trustee for the Mafiro UnitTrust 1,048,569Fullypaidordinaryshares. 174,762Listedoptionsexercisableat$0.08 eachonorbefore31December2014. |
|---|---|
| Class | Unlistedincentiveoptions (exerciseprice$0.08,expiry26November 2017) |
| Number acquired | 1,500,000 |
| Number disposed | N/A |
| Value/Consideration Note: If consideration is non_cash, provide details and estimated valuation |
Nil–IncentiveOptionsgrantedpursuant to Shareholder Approval granted at 2013 AGM. |
+!See!chapter!19!for!defined!terms.! Appendix!3Y!Page!2!
01/01/2011!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| No. of securities held after change | Freyco Pty Ltd as trustee for the Eugene Trust 13,277,073Fullypaidordinaryshares. 3,500,000 Options exercisable at $0.30 eachonorbefore31January2015. 3,625,666 Listed options exercisable at $0.08eachonorbefore31December2014. 1,500,000 Options exercisable at $0.08 eachonorbefore26November2017. NapierCapitalPtyLtd 300,000Fullypaidordinaryshares 1,000,000 Options exercisable at $0.30 eachonorbefore3November2015. 100,000Optionsexercisableat$0.30each onorbefore31January2015. 50,000Listedoptionsexercisableat$0.08 eachonorbefore31December2014 Mafiro Pty Ltd as trustee for the Mafiro UnitTrust 1,048,569Fullypaidordinaryshares 174,762Listedoptionsexercisableat$0.08 eachonorbefore31December2014 |
|---|---|
| Nature of change Example: on_market trade, off_market trade, exercise of options, issueofsecuritiesunderdividendreinvestmentplan,participationin buy_back |
Incentive Options granted pursuant to Shareholder Approval granted at 2013 AGM. |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!3!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
Part 2 – Change of director’s interests in contracts
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(ii)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.
| Detail of contract | n/a |
|---|---|
| Nature of interest | n/a |
| Name of registered holder (if issued securities) |
n/a |
| Date of change | n/a |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relationtowhichtheinteresthaschanged |
n/a |
| Interest acquired | n/a |
| Interest disposed | n/a |
| Value/Consideration Note: If consideration is non_cash, provide details andanestimatedvaluation |
n/a |
| Interest after change | n/a |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No. |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
n/a |
| If prior written clearance was provided, on what date was this provided? |
n/a |
+!See!chapter!19!for!defined!terms.!
Appendix!3Y!Page!4!
01/01/2011!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
Rule%3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information%or%documents%not%available%now%must%be%given%to%ASX%as%soon%as%available.%%Information%and% documents%given%to%ASX%become%ASX’s%property%and%may%be%made%public.%
Introduced 30/09/01 Amended 01/01/11
Name of entity: ANTIPA MINERALS LTD
ABN: 147 133 364
We!(the!entity)!give!ASX!the!following!information!under!listing!rule!3.19A.2!and!as!agent!for! the!director!for!the!purposes!of!section!205G!of!the!Corporations!Act.!!!
| Name of Director | RogerCraigMason |
|---|---|
| Date of last notice | 30June2013 |
Part 1 - Change of director’s relevant interests in securities
In%the%case%of%a%trust,%this%includes%interests%in%the%trust%made%available%by%the%responsible%entity%of%the%trust%
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(i)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.!
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note:Providedetailsofthecircumstancesgivingrisetotherelevant interest. |
Roger Craig Mason as trustee for the MasonFamilyTrust(IndirectInterest) Rescomp Pty Ltd as trustee for Newport SuperannuationFund(IndirectInterest) |
| Date of change | 26November2013 |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!1!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| No. of securities held prior to change | Roger Craig Mason as trustee for the MasonFamilyTrust 5,458,600Fullypaidordinaryshares. 4,500,000 Options exercisable at $0.30 eachonorbefore31January2015. 229,250Listedoptionsexercisableat$0.08 eachonorbefore31December2014. Rescomp Pty Ltd as trustee for Newport SuperannuationFund 455,269Fullypaidordinaryshares. 97,673ListedOptionsexercisableat$0.08 eachonorbefore31December2014. |
|---|---|
| Class | Unlistedincentiveoptions (exerciseprice$0.08,expiry26November 2017) |
| Number acquired | 2,800,000 |
| Number disposed | _ |
| Value/Consideration Note: If consideration is non_cash, provide details and estimated valuation |
Nil–IncentiveOptionsgrantedpursuant to Shareholder Approval granted at 2013 AGM. |
| No. of securities held after change | Roger Craig Mason as trustee for the MasonFamilyTrust 5,458,600Fullypaidordinaryshares. 4,500,000 Options exercisable at $0.30 eachonorbefore31January2015. 229,250Listedoptionsexercisableat$0.08 eachonorbefore31December2014. Rescomp Pty Ltd as trustee for Newport SuperannuationFund 455,269Fullypaidordinaryshares. 97,673Listedoptionsexercisableat$0.08 eachonorbefore31December2014. 2,800,000 Options exercisable at $0.08 eachonorbefore26November2017. |
+!See!chapter!19!for!defined!terms.! Appendix!3Y!Page!2!
01/01/2011!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| Nature of change Example: on_market trade, off_market trade, exercise of options, issueofsecuritiesunderdividendreinvestmentplan,participationin buy_back |
Incentive Options granted pursuant to Shareholder Approval granted at 2013 AGM. |
|---|---|
Part 2 – Change of director’s interests in contracts
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(ii)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.
| Detail of contract | n/a |
|---|---|
| Nature of interest | n/a |
| Name of registered holder (if issued securities) |
n/a |
| Date of change | n/a |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relationtowhichtheinteresthaschanged |
n/a |
| Interest acquired | n/a |
| Interest disposed | n/a |
| Value/Consideration Note: If consideration is non_cash, provide details andanestimatedvaluation |
n/a |
| Interest after change | n/a |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No. |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
n/a |
| If prior written clearance was provided, on what date was this provided? |
n/a |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!3!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
Rule%3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information%or%documents%not%available%now%must%be%given%to%ASX%as%soon%as%available.%%Information%and% documents%given%to%ASX%become%ASX’s%property%and%may%be%made%public.%
Introduced 30/09/01 Amended 01/01/11
Name of entity: ANTIPA MINERALS LTD
ABN: 147 133 364
We!(the!entity)!give!ASX!the!following!information!under!listing!rule!3.19A.2!and!as!agent!for! the!director!for!the!purposes!of!section!205G!of!the!Corporations!Act.!!!
| Name of Director | PeterStanleyBuck |
|---|---|
| Date of last notice | 30June2013 |
Part 1 - Change of director’s relevant interests in securities
In%the%case%of%a%trust,%this%includes%interests%in%the%trust%made%available%by%the%responsible%entity%of%the%trust%
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(i)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.!
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note:Providedetailsofthecircumstancesgivingrisetotherelevant interest. |
Peter Stanley Buck and Roslyn Margaret BuckasTrusteesforBuckSuperannuation Fund. |
| Date of change | 26November2013 |
| No. of securities held prior to change | Peter Stanley Buck and Roslyn Margaret BuckasTrusteesforBuckSuperannuation Fund 6,334,715Fullypaidordinaryshares. 3,600,000 Options exercisable at $0.30 eachonorbefore31January2015. 503,205Listedoptionsexercisableat$0.08 eachonorbefore31December2014. |
| Class | Unlistedincentiveoptions (exerciseprice$0.08,expiry26November 2017) |
| Number acquired | 600,000 |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!1!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| Number disposed | a |
|---|---|
| Value/Consideration Note: If consideration is nonacash, provide details and estimated valuation |
Nil–IncentiveOptionsgrantedpursuant to Shareholder Approval granted at 2013 AGM. |
| No. of securities held after change | Peter Stanley Buck and Roslyn Margaret BuckasTrusteesforBuckSuperannuation Fund 6,334,715Fullypaidordinaryshares. 3,600,000 Options exercisable at $0.30 eachonorbefore31January2015. 503,205Listedoptionsexercisableat$0.08 eachonorbefore31December2014. 600,000Optionsexercisableat$0.08each onorbefore26November2017. |
| Nature of change Example: onamarket trade, offamarket trade, exercise of options, issueofsecuritiesunderdividendreinvestmentplan,participationin buyaback |
Incentive Options granted pursuant to Shareholder Approval granted at 2013 AGM. |
+!See!chapter!19!for!defined!terms.! Appendix!3Y!Page!2!
01/01/2011!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
Part 2 – Change of director’s interests in contracts
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(ii)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.
| Detail of contract | n/a |
|---|---|
| Nature of interest | n/a |
| Name of registered holder (if issued securities) |
n/a |
| Date of change | n/a |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relationtowhichtheinteresthaschanged |
n/a |
| Interest acquired | n/a |
| Interest disposed | n/a |
| Value/Consideration Note: If consideration is nonacash, provide details andanestimatedvaluation |
n/a |
| Interest after change | n/a |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No. |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
n/a |
| If prior written clearance was provided, on what date was this provided? |
n/a |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!3!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
Rule%3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information%or%documents%not%available%now%must%be%given%to%ASX%as%soon%as%available.%%Information%and% documents%given%to%ASX%become%ASX’s%property%and%may%be%made%public.%
Introduced 30/09/01 Amended 01/01/11
Name of entity: ANTIPA MINERALS LTD
ABN: 147 133 364
We!(the!entity)!give!ASX!the!following!information!under!listing!rule!3.19A.2!and!as!agent!for! the!director!for!the!purposes!of!section!205G!of!the!Corporations!Act.!!!
| Name of Director | GaryDonaldJohnson |
|---|---|
| Date of last notice | 30June2013 |
Part 1 - Change of director’s relevant interests in securities
In%the%case%of%a%trust,%this%includes%interests%in%the%trust%made%available%by%the%responsible%entity%of%the%trust%
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(i)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.!
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note:Providedetailsofthecircumstancesgivingrisetotherelevant interest. |
Strategic Metallurgy Pty Ltd (Indirect Interest) Mr Gary Johnson & Ms Anne Rankin as Trustees for Johnson Superannuation Fund(IndirectInterest) |
| Date of change | 26November2013 |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!1!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| No. of securities held prior to change | Strategic Metallurgy Pty Ltd (Indirect Interest) 300,000Fullypaidordinaryshares. 1,100,000 Options exercisable at $0.30 eachonorbefore31January2015. 50,000Listedoptionsexercisableat$0.08 eachonorbefore31December2014. Mr Gary Johnson & Ms Anne Rankin as TrusteesforJohnsonSuperannuationFund (IndirectInterest) 807,692Fullypaidordinaryshares. 165,064Listedoptionsexercisableat$0.08 eachonorbefore31December2014. |
|---|---|
| Class | Unlistedincentiveoptions (exerciseprice$0.08,expiry26November 2017) |
| Number acquired | 600,000 |
| Number disposed | a |
| Value/Consideration Note: If consideration is nonacash, provide details and estimated valuation |
Nil–IncentiveOptionsgrantedpursuant to Shareholder Approval granted at 2013 AGM. |
| No. of securities held after change | Strategic Metallurgy Pty Ltd (Indirect Interest) 300,000Fullypaidordinaryshares. 1,100,000 Options exercisable at $0.30 eachonorbefore31January2015. 50,000Listedoptionsexercisableat$0.08 eachonorbefore31December2014. Mr Gary Johnson & Ms Anne Rankin as TrusteesforJohnsonSuperannuationFund (IndirectInterest) 807,692Fullypaidordinaryshares. 165,064Listedoptionsexercisableat$0.08 eachonorbefore31December2014. 600,000Optionsexercisableat$0.08each onorbefore26November2017. |
+!See!chapter!19!for!defined!terms.!
Appendix!3Y!Page!2!
01/01/2011!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| Nature of change Example: onamarket trade, offamarket trade, exercise of options, issueofsecuritiesunderdividendreinvestmentplan,participationin buyaback |
Incentive Options granted pursuant to Shareholder Approval granted at 2013 AGM. |
|---|---|
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!3!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
Part 2 – Change of director’s interests in contracts
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(ii)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.
| Detail of contract | n/a |
|---|---|
| Nature of interest | n/a |
| Name of registered holder (if issued securities) |
n/a |
| Date of change | n/a |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relationtowhichtheinteresthaschanged |
n/a |
| Interest acquired | n/a |
| Interest disposed | n/a |
| Value/Consideration Note: If consideration is nonacash, provide details andanestimatedvaluation |
n/a |
| Interest after change | n/a |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
n/a |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
n/a |
| If prior written clearance was provided, on what date was this provided? |
n/a |
+!See!chapter!19!for!defined!terms.!
Appendix!3Y!Page!4!
01/01/2011!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
Rule!3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information!or!documents!not!available!now!must!be!given!to!ASX!as!soon!as!available.!!Information!and! documents!given!to!ASX!become!ASX’s!property!and!may!be!made!public.!
Introduced 30/09/01 Amended 01/01/11
Name of entity: ANTIPA MINERALS LTD
ABN: 147 133 364
We!(the!entity)!give!ASX!the!following!information!under!listing!rule!3.19A.2!and!as!agent!for! the!director!for!the!purposes!of!section!205G!of!the!Corporations!Act.!!!
| Name of Director | MarkTrevorRodda |
|---|---|
| Date of last notice | 30June2013 |
Part 1 - Change of director’s relevant interests in securities
In!the!case!of!a!trust,!this!includes!interests!in!the!trust!made!available!by!the!responsible!entity!of!the!trust!
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(i)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.!
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note:Providedetailsofthecircumstancesgivingrisetotherelevant interest. |
Sodelu Pty Ltd as trustee for the Sodelu Trust(IndirectInterest) NapierCapitalPtyLtd(IndirectInterest) Mafiro Pty Ltd as trustee for the Mafiro UnitTrust(IndirectInterest) Mr Mark Rodda and Ms Catherine MurphyastrusteesfortheMurphyRodda SuperannuationFund(DirectInterest) |
| Date of change | 26November2013 |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!1!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| No. of securities held prior to change | Sodelu Pty Ltd as trustee for the Sodelu Trust 5,000,100Fullypaidordinaryshares. 3,500,000 Options exercisable at $0.30 eachonorbefore31January2015. 437,500 Listed options exercisable at $0.08eachonorbefore31December2014 NapierCapitalPtyLtd 300,000Fullypaidordinaryshares 1,000,000 Options exercisable at $0.30 eachonorbefore3November2015. 100,000Optionsexercisableat$0.30each onorbefore31January2015. 50,000Listedoptionsexercisableat$0.08 eachonorbefore31December2014 Mafiro Pty Ltd as trustee for the Mafiro UnitTrust 1,048,569Fullypaidordinaryshares. 174,762Listedoptionsexercisableat$0.08 eachonorbefore31December2014. MrMarkRoddaandMsCatherineMurphy as trustees for the Murphy Rodda SuperannuationFund 1,561,538Fullypaidordinaryshares. 153,846Listedoptionsexercisableat$0.08 eachonorbefore31December2014. |
|---|---|
+!See!chapter!19!for!defined!terms.! Appendix!3Y!Page!2!
01/01/2011!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| Class | Unlistedincentiveoptions (exercise price $0.08, expiry 26 November2017) |
|---|---|
| Number acquired | 600,000 |
| Number disposed | ` |
| Value/Consideration Note: If consideration is non`cash, provide details and estimated valuation |
Nil–IncentiveOptionsgrantedpursuant to Shareholder Approval granted at 2013 AGM. |
| No. of securities held after change | Sodelu Pty Ltd as trustee for the Sodelu Trust 5,000,100Fullypaidordinaryshares. 3,500,000 Options exercisable at $0.30 eachonorbefore31January2015. 437,500 Listed options exercisable at $0.08eachonorbefore31December2014. 600,000optionsexercisableat$0.08each onorbefore26November2017. NapierCapitalPtyLtd 300,000Fullypaidordinaryshares 1,000,000 Options exercisable at $0.30 eachonorbefore3November2015. 100,000Optionsexercisableat$0.30each onorbefore31January2015. 50,000Listedoptionsexercisableat$0.08 eachonorbefore31December2014 Mafiro Pty Ltd as trustee for the Mafiro UnitTrust 1,048,569Fullypaidordinaryshares. 174,762Listedoptionsexercisableat$0.08 eachonorbefore31December2014. MrMarkRoddaandMsCatherineMurphy as trustees for the Murphy Rodda SuperannuationFund 1,561,538Fullypaidordinaryshares. 153,846Listedoptionsexercisableat$0.08 eachonorbefore31December2014. |
+!See!chapter!19!for!defined!terms.!
01/01/2011! Appendix!3Y!!Page!3!
Appendix(3Y( Change(of(Director’s(Interest(Notice(
| Nature of change Example: on market trade, offmarket trade, exercise of options,issueofsecuritiesunderdividendreinvestmentplan,participationin buy`back |
Incentive Options granted pursuant to Shareholder Approval granted at 2013 AGM. |
|---|---|
Part 2 – Change of director’s interests in contracts
Note:!In!the!case!of!a!company,!interests!which!come!within!paragraph!(ii)!of!the!definition!of!“notifiable!interest!of!a!director”!should! be!disclosed!in!this!part.
| Detail of contract | n/a |
|---|---|
| Nature of interest | n/a |
| Name of registered holder (if issued securities) |
n/a |
| Date of change | n/a |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relationtowhichtheinteresthaschanged |
n/a |
| Interest acquired | n/a |
| Interest disposed | n/a |
| Value/Consideration Note: If consideration is non`cash, provide details andanestimatedvaluation |
n/a |
| Interest after change | n/a |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No. |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
n/a |
| If prior written clearance was provided, on what date was this provided? |
n/a |
+!See!chapter!19!for!defined!terms.!
Appendix!3Y!Page!4!
01/01/2011!