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ANTERO RESOURCES Corp — Director's Dealing 2020
Apr 17, 2020
30585_dirs_2020-04-17_a3990ba7-0e6a-4280-8311-c17691247882.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANTERO RESOURCES Corp (AR)
CIK: 0001433270
Period of Report: 2020-04-15
Reporting Person: RADY PAUL M (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-15 | Common stock, par value $0.01 per share | F | 12409 | $1.38 | Disposed | 9608174 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, par value $0.01 per share | 5284264 | Indirect |
Footnotes
F1: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2020.
F2: Includes 14,875 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.
F3: Includes 2,822,552 shares of common stock held by Salisbury Investment Holdings LLC ("Salisbury") and 2,461,712 shares of common stock held by Mockingbird Investments LLC ("Mockingbird"). The Reporting Person owns a 95% limited liability company interest in Salisbury and his spouse owns the remaining 5%. The Reporting Person owns a 13.1874% limited liability company interest in Mockingbird and two trusts under his control own the remaining 86.8126%. The Reporting Person disclaims beneficial ownership of all shares held by Salisbury and Mockingbird except to the extent of his pecuniary interest therein.