Antero Midstream Corp — Director's Dealing 2021

Apr 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Antero Midstream Corp (AM)
CIK: 0001623925
Period of Report: 2021-04-15

Reporting Person: RADY PAUL M (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-15	Common stock, par value $0.01 per share	F	63662	$8.71	Disposed	1378355	Direct
2021-04-15	Common stock, par value $0.01 per share	A	516647	$0.00	Acquired	1895002	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.01 per share	1180821	Indirect

Footnotes

F1: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2: Includes 316,342 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3: Reflects the grant of restricted stock units pursuant to the Antero Midstream Corporation Long Term Incentive Plan which vest as to 25% of the total amount granted on each of the first four anniversaries of April 15, 2021, subject to continued employment through each vesting date.

F4: Includes 832,989 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F5: Represents shares of Common Stock held by Mockingbird Investment, LLC ("Mockingbird"). The Reporting Person owns a 3.68% limited liability company interest in Mockingbird, and a trust under his control owns the remaining 96.32%. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Mockingbird except to the extent of his pecuniary interest therein.