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Antero Midstream Corp — Director's Dealing 2020
Apr 17, 2020
30647_dirs_2020-04-17_87fa599c-f450-4f2b-b187-b612bd314831.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Antero Midstream Corp (AM)
CIK: 0001623925
Period of Report: 2020-04-15
Reporting Person: Warren Glen C Jr (Director, President and Secretary, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-15 | Common stock, par value $0.01 per share | F | 15102 | $2.74 | Disposed | 16886723 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, par value $0.01 per share | 3966804 | Indirect |
Footnotes
F1: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2020.
F2: Includes 45,720 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.
F3: Represents securities held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all securities held by Canton except to the extent of his pecuniary interest therein.