AI assistant
Anterix Inc. — Director's Dealing 2024
May 4, 2024
33018_dirs_2024-05-03_5f6f21cb-e60d-4c67-a2a4-9e0c6cf3b103.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anterix Inc. (ATEX)
CIK: 0001304492
Period of Report: 2024-05-01
Reporting Person: Gray Timothy (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-01 | Common Stock | M | 16667 | $20 | Acquired | 107142 | Direct |
| 2024-05-01 | Common Stock | S | 13873 | $32.01 | Disposed | 93269 | Direct |
| 2024-05-01 | Common Stock | S | 2794 | $32.53 | Disposed | 90475 | Direct |
| 2024-05-02 | Common Stock | M | 16667 | $20 | Acquired | 107142 | Direct |
| 2024-05-02 | Common Stock | S | 16667 | $31.91 | Disposed | 90475 | Direct |
| 2024-05-03 | Common Stock | M | 16666 | $20 | Acquired | 107141 | Direct |
| 2024-05-03 | Common Stock | S | 16666 | $32.26 | Disposed | 90475 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-01 | Stock Option (Right to Buy) | $20 | M | 16667 | Disposed | 2024-05-14 | Common Stock (16667) | Direct |
| 2024-05-02 | Stock Option (Right to Buy) | $20 | M | 16667 | Disposed | 2024-05-14 | Common Stock (16667) | Direct |
| 2024-05-03 | Stock Option (Right to Buy) | $20 | M | 16666 | Disposed | 2024-05-14 | Common Stock (16666) | Direct |
Footnotes
F1: The exercise and sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023, which provided for the exercise and sale of 50,000 stock options granted on May 14, 2014 and expiring on May 14, 2024.
F2: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.43 to $32.43. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $32.44 to $32.66. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.66 to $32.12. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.98 to $32.58. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: The option shares are fully vested.