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Anterix Inc. — Director's Dealing 2021
Jun 8, 2021
33018_dirs_2021-06-07_4a2c67a9-c365-4ab7-a4d7-a15026d12a02.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anterix Inc. (ATEX)
CIK: 0001304492
Period of Report: 2021-06-03
Reporting Person: OBRIEN MORGAN E (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-03 | Common Stock | M | 11785 | $20.00 | Acquired | 90502 | Direct |
| 2021-06-03 | Common Stock | S | 11785 | $49.7392 | Disposed | 78717 | Direct |
| 2021-06-04 | Common Stock | M | 6672 | $20.00 | Acquired | 85389 | Direct |
| 2021-06-04 | Common Stock | S | 6672 | $50.0307 | Disposed | 78717 | Direct |
| 2021-06-07 | Common Stock | M | 13209 | $20.00 | Acquired | 91926 | Direct |
| 2021-06-07 | Common Stock | S | 13209 | $50.3508 | Disposed | 78717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-03 | Stock Option (Right to Buy) | $20.00 | M | 11785 | Disposed | 2024-05-14 | Common Stock (11785) | Direct |
| 2021-06-04 | Stock Option (Right to Buy) | $20.00 | M | 6672 | Disposed | 2024-05-14 | Common Stock (6672) | Direct |
| 2021-06-07 | Stock Option (Right to Buy) | $20.00 | M | 13209 | Disposed | 2024-05-14 | Common Stock (13209) | Direct |
Footnotes
F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $49.20 to $50.34. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $49.75 to $50.24. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $50.00 to $50.66. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: The option shares are fully vested.