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Anterix Inc. — Director's Dealing 2021
Sep 21, 2021
33018_dirs_2021-09-20_50900e7b-c865-41cb-a883-5000227c59ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anterix Inc. (ATEX)
CIK: 0001304492
Period of Report: 2021-09-16
Reporting Person: Schwartz Robert Harris (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-16 | Common Stock | M | 13223 | $26.59 | Acquired | 144606 | Direct |
| 2021-09-16 | Common Stock | M | 9699 | $24.45 | Acquired | 154305 | Direct |
| 2021-09-16 | Common Stock | S | 5395 | $54.8821 | Disposed | 148910 | Direct |
| 2021-09-16 | Common Stock | S | 3415 | $55.9026 | Disposed | 145495 | Direct |
| 2021-09-16 | Common Stock | S | 7514 | $57.2277 | Disposed | 137981 | Direct |
| 2021-09-16 | Common Stock | S | 6598 | $57.6294 | Disposed | 131383 | Direct |
| 2021-09-17 | Common Stock | M | 16212 | $24.45 | Acquired | 147595 | Direct |
| 2021-09-17 | Common Stock | S | 8530 | $55.3471 | Disposed | 139065 | Direct |
| 2021-09-17 | Common Stock | S | 6472 | $56.4712 | Disposed | 132593 | Direct |
| 2021-09-17 | Common Stock | S | 13391 | $57.3825 | Disposed | 119202 | Direct |
| 2021-09-17 | Common Stock | S | 361 | $58.1731 | Disposed | 118841 | Direct |
| 2021-09-20 | Common Stock | S | 3790 | $55.2518 | Disposed | 115051 | Direct |
| 2021-09-20 | Common Stock | S | 5727 | $56.5912 | Disposed | 109324 | Direct |
| 2021-09-20 | Common Stock | S | 1995 | $57.3125 | Disposed | 107329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-16 | Stock Option (Right to Buy) | $26.59 | M | 13223 | Disposed | 2025-08-11 | Common Stock (13223) | Direct |
| 2021-09-16 | Stock Option (Right to Buy) | $24.45 | M | 9699 | Disposed | 2026-02-23 | Common Stock (9699) | Direct |
| 2021-09-17 | Stock Option (Right to Buy) | $24.45 | M | 16212 | Disposed | 2026-02-23 | Common Stock (16212) | Direct |
Footnotes
F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $54.43 to $54.42. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.44 to $56.41. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.485 to $57.485. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.49 to $57.91. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.01 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.02 to $57.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.06 to $58.04. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.10 to $58.255. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.00 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F11: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.05 to $57.02. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F12: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.08 to $57.79. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F13: The option shares are fully vested and may be exercised at any time.