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Anterix Inc. Director's Dealing 2021

Sep 21, 2021

33018_dirs_2021-09-20_50900e7b-c865-41cb-a883-5000227c59ac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Anterix Inc. (ATEX)
CIK: 0001304492
Period of Report: 2021-09-16

Reporting Person: Schwartz Robert Harris (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-16 Common Stock M 13223 $26.59 Acquired 144606 Direct
2021-09-16 Common Stock M 9699 $24.45 Acquired 154305 Direct
2021-09-16 Common Stock S 5395 $54.8821 Disposed 148910 Direct
2021-09-16 Common Stock S 3415 $55.9026 Disposed 145495 Direct
2021-09-16 Common Stock S 7514 $57.2277 Disposed 137981 Direct
2021-09-16 Common Stock S 6598 $57.6294 Disposed 131383 Direct
2021-09-17 Common Stock M 16212 $24.45 Acquired 147595 Direct
2021-09-17 Common Stock S 8530 $55.3471 Disposed 139065 Direct
2021-09-17 Common Stock S 6472 $56.4712 Disposed 132593 Direct
2021-09-17 Common Stock S 13391 $57.3825 Disposed 119202 Direct
2021-09-17 Common Stock S 361 $58.1731 Disposed 118841 Direct
2021-09-20 Common Stock S 3790 $55.2518 Disposed 115051 Direct
2021-09-20 Common Stock S 5727 $56.5912 Disposed 109324 Direct
2021-09-20 Common Stock S 1995 $57.3125 Disposed 107329 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-16 Stock Option (Right to Buy) $26.59 M 13223 Disposed 2025-08-11 Common Stock (13223) Direct
2021-09-16 Stock Option (Right to Buy) $24.45 M 9699 Disposed 2026-02-23 Common Stock (9699) Direct
2021-09-17 Stock Option (Right to Buy) $24.45 M 16212 Disposed 2026-02-23 Common Stock (16212) Direct

Footnotes

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $54.43 to $54.42. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.44 to $56.41. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.485 to $57.485. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.49 to $57.91. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.01 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.02 to $57.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.06 to $58.04. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.10 to $58.255. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.00 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.05 to $57.02. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F12: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.08 to $57.79. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F13: The option shares are fully vested and may be exercised at any time.