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Anterix Inc. — Director's Dealing 2020
Aug 18, 2020
33018_dirs_2020-08-17_bf07cd7a-01f9-49b4-bc85-dde473b75438.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anterix Inc. (ATEX)
CIK: 0001304492
Period of Report: 2020-08-13
Reporting Person: OBRIEN MORGAN E (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-13 | Common Stock | S | 7835 | $44.477 | Disposed | 83330 | Direct |
| 2020-08-13 | Common Stock | S | 200 | $44.925 | Disposed | 83130 | Direct |
| 2020-08-14 | Common Stock | M | 8808 | $20.00 | Acquired | 91938 | Direct |
| 2020-08-14 | Common Stock | S | 6572 | $44.492 | Disposed | 85366 | Direct |
| 2020-08-14 | Common Stock | S | 2775 | $45.211 | Disposed | 82591 | Direct |
| 2020-08-17 | Common Stock | M | 8162 | $20.00 | Acquired | 90753 | Direct |
| 2020-08-17 | Common Stock | S | 8162 | $44.687 | Disposed | 82591 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-14 | Stock Option (Right to Buy) | $20.00 | M | 8808 | Disposed | 2024-05-14 | Common Stock (8808) | Direct |
| 2020-08-17 | Stock Option (Right to Buy) | $20.00 | M | 8162 | Disposed | 2024-05-14 | Common Stock (8162) | Direct |
Footnotes
F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and includes the sale of shares in order to cover tax liabilities in connection with the vesting of restricted stock units and the exercise of stock options.
F2: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $43.90 to $44.90. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $44.92 to $44.93. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $43.98 to $44.92. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $45.00 to $45.48. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $44.28 to $45.19. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7: The option shares are fully vested.