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Anterix Inc. Director's Dealing 2019

Jul 24, 2019

33018_dirs_2019-07-24_c3e5d4e7-f817-44a9-8ae7-e60f6e1a5ee8.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: pdvWireless, Inc. (ATEX)
CIK: 0001304492
Period of Report: 2019-07-17

Reporting Person: Owl Creek Asset Management, L.P. (10% Owner)
Reporting Person: Owl Creek I, L.P. (10% Owner)
Reporting Person: Owl Creek II, L.P. (10% Owner)
Reporting Person: OWL CREEK ADVISORS, LLC (10% Owner)
Reporting Person: OWL CREEK OVERSEAS MASTER FUND, LTD. (10% Owner)
Reporting Person: OWL CREEK SRI MASTER FUND, LTD. (10% Owner)
Reporting Person: ALTMAN JEFFREY A (10% Owner)
Reporting Person: Owl Creek Credit Opportunities Master Fund, L.P. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-17 Common Stock, par value $0.0001 per share ("Common Stock") P 396667 $45.0000 Acquired 3044340 Indirect
2019-07-17 Common Stock P 5163 $43.9463 Acquired 3049503 Indirect

Footnotes

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

F3: The Form 4 filed on July 19, 2019 by the Reporting Persons incorrectly reported a purchase of 396,727 shares of Common Stock at a purchase price of $45 on July 17, 2019. The purchase on July 17, 2019 at a purchase price of $45 was in fact for 396,667 shares of Common Stock.

F4: The Form 4 filed on July 19, 2019 by the Reporting Persons incorrectly reported a purchase of 4,963 shares of Common Stock at a purchase price of $43.9463 on July 17, 2019. The purchase on July 17, 2019 at a purchase price of $43.9463 was in fact for 5,163 shares of Common Stock.