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Anterix Inc. Director's Dealing 2019

Sep 20, 2019

33018_dirs_2019-09-20_41e80dfc-acf9-4692-aaef-f29f0972dab7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Anterix Inc. (ATEX)
CIK: 0001304492
Period of Report: 2019-09-18

Reporting Person: Owl Creek Asset Management, L.P. (10% Owner)
Reporting Person: Owl Creek I, L.P. (10% Owner)
Reporting Person: Owl Creek II, L.P. (10% Owner)
Reporting Person: OWL CREEK ADVISORS, LLC (10% Owner)
Reporting Person: OWL CREEK OVERSEAS MASTER FUND, LTD. (10% Owner)
Reporting Person: OWL CREEK SRI MASTER FUND, LTD. (10% Owner)
Reporting Person: Owl Creek Special Situations Fund, L.P. (10% Owner)
Reporting Person: ALTMAN JEFFREY A (10% Owner)
Reporting Person: Owl Creek Credit Opportunities Master Fund, L.P. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-18 Common Stock, par value $0.0001 per share ("Common Stock") P 2099 $39.3995 Acquired 4520009 Indirect
2019-09-19 Common Stock P 1700 $39.4688 Acquired 4521709 Indirect
2019-09-20 Common Stock P 2901 $38.9213 Acquired 4524610 Indirect

Footnotes

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.