AI assistant
Anterix Inc. — Director's Dealing 2018
Jun 12, 2018
33018_dirs_2018-06-11_ecde4ba0-a305-482d-8664-295c67b33c33.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: pdvWireless, Inc. (PDVW)
CIK: 0001304492
Period of Report: 2018-06-07
Reporting Person: Rohmann Richard E. (EVP and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-07 | Common Stock | F | 295 | $25.20 | Disposed | 7116 | Direct |
| 2018-06-08 | Common Stock | S | 900 | $24.6994 | Disposed | 6216 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17184 | Indirect |
Footnotes
F1: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of restricted stock units granted May 2017.
F2: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $24.50 to $24.85. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Mr. Rohmann is the trustee of the Richard E. Rohmann Trust, dated April 23, 1991 and has voting and dispositive power with respect to these shares. Mr. Rohmann disclaims beneficial ownership except to the extent of his pecuniary interest therein.