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Anterix Inc. — Director's Dealing 2016
Jan 16, 2016
33018_dirs_2016-01-15_820e6e32-790e-4c58-998c-e825ab46d756.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: pdvWireless, Inc. (PDVW)
CIK: 0001304492
Period of Report: 2016-01-13
Reporting Person: MCAULEY BRIAN (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-13 | Common Stock | A | 3875 | $0.00 | Acquired | 373136 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3836 | Indirect |
| Common Stock | 2827 | Indirect |
| Common Stock | 2826 | Indirect |
| Common Stock | 2826 | Indirect |
| Common Stock | 2826 | Indirect |
Footnotes
F1: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on January 13, 2017 with the remaining shares vesting in 3 equal annual installments thereafter.
F2: Mr. McAuley is the trustee of the The Beth Kathryn McAuley Trust, The Christian Brian McAuley Trust, The Mary Elizabeth McAuley Trust and The Tricia Florence McAuley Trust and has voting and dispositive power with respect to these shares. Mr. McAuley disclaims beneficial ownership except to the extent of his pecuniary interest therein.