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Anterix Inc. — Director's Dealing 2016
Jan 16, 2016
33018_dirs_2016-01-15_415e1ba2-e10e-4397-b973-c7deda93bfdb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: pdvWireless, Inc. (PDVW)
CIK: 0001304492
Period of Report: 2016-01-13
Reporting Person: Rohmann Richard E. (EVP and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-13 | Common Stock | A | 2906 | $0.00 | Acquired | 15149 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17184 | Indirect |
Footnotes
F1: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on January 13, 2017 with the remaining shares vesting in 3 equal annual installments thereafter.
F2: Mr. Rohmann is the trustee of the Richard E. Rohmann Trust, dated April 23, 1991 and has voting and dispositive power with respect to these shares. Mr. Rohmann disclaims beneficial ownership except to the extent of his pecuniary interest therein.
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