Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Anterix Inc. Director's Dealing 2015

Nov 7, 2015

33018_dirs_2015-11-06_74f3a29c-0ce0-4126-b8b2-0b852ee373e0.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: pdvWireless, Inc. (PDVW)
CIK: 0001304492
Period of Report: 2015-11-04

Reporting Person: Schiff Peter (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-04 Common Stock A 2282 $0.00 Acquired 2282 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 36089 Indirect
Common Stock 179027 Indirect
Common Stock 5711 Indirect
Common Stock 5711 Indirect

Footnotes

F1: The restricted stock vests in full on the earlier of (i) November 4, 2016 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

F2: Mr. Schiff is a managing partner of Northwood Capital Partners, LLC and Northwood Ventures, LLC and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F3: Mr. Schiff is a managing general partner of SK Partners and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4: Mr. Schiff is the Chairman of Southfield Communications and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.