AI assistant
Anteris Technologies Global Corp. — Share Issue/Capital Change 2025
Mar 26, 2025
33869_rns_2025-03-26_b371fe0a-dfda-4786-a5c3-a0aac618f8aa.pdf
Share Issue/Capital Change
Open in viewerOpens in your device viewer
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
==> picture [21 x 22] intentionally omitted <==
Announcement Summary
Entity name
ANTERIS TECHNOLOGIES GLOBAL CORP.
Date of this announcement
Thursday March 27, 2025
The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| AVRAAM | COMMON STOCK | 16,459 | 20/03/2025 |
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
1 / 8
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
==> picture [21 x 22] intentionally omitted <==
Part 1 - Entity and announcement details
1.1 Name of entity
ANTERIS TECHNOLOGIES GLOBAL CORP.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ARBN 677960235
1.3 ASX issuer code
AVR
1.4 The announcement is
New announcement
1.5 Date of this announcement
27/3/2025
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
2 / 8
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
==> picture [21 x 22] intentionally omitted <==
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:
in a class which is not quoted on ASX but which has an existing ASX security code ("existing class")
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
3 / 8
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
==> picture [21 x 22] intentionally omitted <==
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities
The underlying securities being received by the holder are: Are not, and are not intended to be, quoted by ASX Existing +securities converting into an existing class FROM (Existing Class) ASX +Security code and description AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
| TO (Existing Class) | ||
|---|---|---|
| ASX +Security code and description | ||
| AVRAAM : COMMON STOCK | ||
| Please state the number of options | The first date the options were | The last date the options were |
| that were exercised or other | exercised or other +convertible | exercised or other +convertible |
| +convertible securities that were | securities were converted | securities were converted |
| converted | 20/3/2025 | 20/3/2025 |
| 16,459 | ||
| Is this all of the options or other +convertible securities on issue of that | type? | |
| No | ||
| Were the options being exercised or other +convertible securities being | converted issued under an +employee | |
| incentive scheme? | ||
| Yes | ||
| Are any of the options being exercised or other +convertible securities being converted held by +key management | ||
| personnel (KMP) or an +associate? | ||
| Yes | ||
| Provide details of the KMP or +associates who are exercising options or converting +convertible securities. | ||
| Name of KMP | Name of registered holder | Number of +securities |
| Wayne Paterson | Citibank, N.A. London | 233,000 |
| John Seaberg | Citibank, N.A. London | 40,000 |
Date the +securities the subject of this notification were issued/transferred
20/3/2025
Will the +securities rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Any other information the entity wishes to provide about the +securities the subject of this notification
Wayne Paterson: A total of 220,393 options were exercised and settled in cash, with the net cash equivalent (after taxes, withholdings, and the exercise price) used to cover the exercise of an additional 12,607 options.
John Seaberg: A total of 36,148 options were exercised and settled in cash, with the net cash equivalent (after the exercise price) used to cover the exercise of an additional 3,852 options.
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
4 / 8
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
==> picture [21 x 22] intentionally omitted <==
The exercise price was US$7.13/option.
Note that the table in Part 4 is not presenting the correct number of CDIs and Common stock. The CDIs on issue were not reduced as a result of the lodgment of the Appendix 4A Statement of CDIs on issue dated 5 March 2025.
Issue details
Number of +securities
16,459
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
5 / 8
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
==> picture [21 x 22] intentionally omitted <==
==> picture [540 x 710] intentionally omitted <==
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
6 / 8
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 4 - +Securities on issue
==> picture [21 x 22] intentionally omitted <==
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AVR : CHESS DEPOSITARY INTERESTS 1:1 | 17,408,410 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but | not quoted on ASX) |
| Total number of | |
| ASX +security code and description | +securities on issue |
| AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72 | 250 |
| AVRAAI : OPTION EXPIRING 27-JUL-2028 EX $20.65 | 2,750 |
| AVRAAL : RESTRICTED STOCK UNITS | 749,999 |
| AVRAAJ : OPTION EXPIRING 15-SEP-2028 EX $24.00 | 1,018,500 |
| AVRAAM : COMMON STOCK | 20,016,918 |
| AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66 | 1,000 |
| AVRAAB : OPTION EXPIRING 13-JUN-2027 EX $9.48 | 41,222 |
| AVRAAD : OPTION EXPIRING 24-OCT-2027 EX $22.84 | 1,167 |
| AVRAAA : OPTION EXPIRING 13-JUN-2027 EX $12.96 | 768,778 |
| AVRAAE : OPTION EXPIRING 02-FEB-2028 EX $22.61 | 1,500 |
| AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 994,801 |
| AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00 | 250 |
| AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94 | 400 |
| AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58 | 166 |
| AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50 | 749 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
7 / 8
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
==> picture [21 x 22] intentionally omitted <==
| AVRAZ : OPTION EXPIRING 27-APR-2027 EX $17.11 | 2,250 |
|---|---|
| AVRAAH : OPTION EXPIRING 25-MAY-2028 EX $21.95 | 3,884 |
| AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88 | 190,000 |
| AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00 | 995,599 |
| AVRAAG : OPTION EXPIRING 31-MAY-2025 EX $29.00 | 4,167 |
| AVRAAC : OPTION EXPIRING 29-JUN-2027 EX $22.01 | 20,750 |
| AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60 | 250 |
| AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97 | 1,500 |
| AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50 | 20,000 |
| AVRAY : OPTION EXPIRING 09-FEB-2027 EX $17.23 | 500 |
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
8 / 8