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Anteris Technologies Global Corp. — Share Issue/Capital Change 2024
Jul 29, 2024
33869_rns_2024-07-29_f36748ff-08ce-4f7f-8552-b0499c410cee.pdf
Share Issue/Capital Change
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Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
ANTERIS TECHNOLOGIES LTD
Announcement Type
New announcement
Date of this announcement
Tuesday July 30, 2024
The +securities to be quoted are: Other
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the circumstances of the issue.
Evolution Capital Pty Ltd have elected to receive partial payment of their fees for services performed in the form of AVR shares.
Total number of +securities to be quoted
ASX +security Number of +securities to code Security description be quoted Issue date AVR ORDINARY FULLY PAID 41,000 30/07/2024
Refer to next page for full details of the announcement
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ANTERIS TECHNOLOGIES LTD
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
35088221078
1.3 ASX issuer code
AVR
1.4 The announcement is
New announcement
1.5 Date of this announcement
30/7/2024
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Other
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the circumstances of the issue.
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
2.3c Have these +securities been offered under a +disclosure document or +PDS? No
2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
Evolution Capital Pty Ltd have elected to receive partial payment of their fees for services performed in the form of AVR shares.
2.4 Any on-sale of the +securities to be quoted within 12 months of their date of issue will comply with the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of: The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f)
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Appendix 2A - Application for quotation of securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Additional +securities to be quoted in an existing class ASX +security code and description AVR : ORDINARY FULLY PAID Issue date 30/7/2024 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Issue details Number of +securities to be quoted 41,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Evolution Capital Pty Ltd have elected to receive partial payment of their fees for services performed in the form of AVR shares. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 16.000000 Any other information the entity wishes to provide about the +securities to be quoted Nil The purpose(s) for which the entity is issuing the securities To pay for services rendered Please provide additional details Evolution Capital Pty Ltd have elected to receive partial payment of their fees for services performed in the form of AVR shares.
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Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
+securities subject of this application) |
|
|---|---|
| Total number of | |
| ASX +security code and description | +securities on issue |
| AVR : ORDINARY FULLY PAID | 19,263,316 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72 | 583 |
| AVRAAI : OPTION EXPIRING 27-JUL-2028 EX $20.65 | 2,750 |
| AVRAAJ : OPTION EXPIRING 15-SEP-2028 EX $24.00 | 1,018,500 |
| AVRAAF : OPTION EXPIRING 15-FEB-2025 EX $29.00 | 1,954,167 |
| AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66 | 1,000 |
| AVRAD : WARRANTS | 49,388 |
| AVRAAB : OPTION EXPIRING 13-JUN-2027 EX $9.48 | 41,222 |
| AVRAAD : OPTION EXPIRING 24-OCT-2027 EX $22.84 | 1,250 |
| AVRAAA : OPTION EXPIRING 13-JUN-2027 EX $12.96 | 768,778 |
| AVRAAE : OPTION EXPIRING 02-FEB-2028 EX $22.61 | 1,500 |
| AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 1,004,810 |
| AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00 | 250 |
| AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94 | 400 |
| AVRAX : OPTION EXPIRING 24-DEC-2024 EX $10.00 | 70,000 |
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Appendix 2A - Application for quotation of securities
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| Appendix 2A - Application for quotation of securities | |
|---|---|
| AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58 | 166 |
| AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50 | 915 |
| AVRAZ : OPTION EXPIRING 27-APR-2027 EX $17.11 | 2,250 |
| AVRAAH : OPTION EXPIRING 25-MAY-2028 EX $21.95 | 4,050 |
| AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88 | 190,000 |
| AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00 | 1,002,099 |
| AVRAAG : OPTION EXPIRING 31-MAY-2025 EX $29.00 | 4,167 |
| AVRAAC : OPTION EXPIRING 29-JUN-2027 EX $22.01 | 20,750 |
| AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60 | 250 |
| AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97 | 1,500 |
| AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50 | 20,000 |
| AVRAY : OPTION EXPIRING 09-FEB-2027 EX $17.23 | 500 |
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Appendix 2A - Application for quotation of securities
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No
5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? Yes
5.2b.1 How many +securities are being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1?
41,000 AVR shares
5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? N/A
Appendix 2A - Application for quotation of securities
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