Anteris Technologies Global Corp. — Share Issue/Capital Change 2023

Aug 8, 2023

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

ANTERIS TECHNOLOGIES LTD

Date of this announcement

Wednesday August 09, 2023

The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	OPTION EXPIRING 27-JULY-2028 EX $20.65	3,000	27/07/2023
to be confirmed

Refer to next page for full details of the announcement

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ANTERIS TECHNOLOGIES LTD

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

35088221078

1.3 ASX issuer code

AVR

1.4 The announcement is

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New announcement

1.5 Date of this announcement

9/8/2023

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

ASX +security code New class - code to be confirmed	+Security description OPTION EXPIRING 27-JULY-2028 EX $20.65	+Security description OPTION EXPIRING 27-JULY-2028 EX $20.65
+Security type	ISIN code
Options
Date the +securities the subject of this notification were issued
27/7/2023
Will all the +securities issued in this class rank equally in all respects from		their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued. https://announcements.asx.com.au/asxpdf/20220426/pdf/4589zx29jvhjlb.pdf
Options Details
+Security currency	Exercise price	Expiry date
AUD - Australian Dollar	AUD 20.65000000	27/7/2028
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description

Each option converts into one fully paid ordinary share (ASX:AVR)

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://announcements.asx.com.au/asxpdf/20220426/pdf/4589zx29jvhjlb.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Pricing based on 5-day VWAP at the time of invitation.

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Issue details

Number of +securities

3,000

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
AVR : ORDINARY FULLY PAID	15,591,499
4.2 Unquoted +Securities (Total number of each +class of +securities issued but	not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72	583
AVRAAF : OPTION EXPIRING 15-FEB-2025 EX $29.00	1,954,167
AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66	1,000
AVRAD : WARRANTS	49,388
AVRAAB : OPTION EXPIRING 13-JUN-2027 EX $9.48	41,222
AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00	350,000
AVRAAD : OPTION EXPIRING 24-OCT-2027 EX $22.84	1,500
AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00	62,500
AVRAAA : OPTION EXPIRING 13-JUN-2027 EX $12.96	768,778
AVRAAE : OPTION EXPIRING 02-FEB-2028 EX $22.61	2,000
AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	513,060
AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00	250
AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94	400

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
AVRAX : OPTION EXPIRING 24-DEC-2024 EX $10.00	75,000
AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58	166
AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50	915
AVRAZ : OPTION EXPIRING 27-APR-2027 EX $17.11	2,250
AVRAW : OPTION EXPIRING 21-DEC-2023 EX $15.00	500,000
AVRAAH : OPTION EXPIRING 25-MAY-2028 EX $21.95	5,050
AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88	190,000
AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00	1,050,599
AVRAAG : OPTION EXPIRING 31-MAY-2025 EX $29.00	4,167
AVRAAC : OPTION EXPIRING 29-JUN-2027 EX $22.01	20,750
AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60	1,250
AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97	3,000
AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50	20,000
AVRAY : OPTION EXPIRING 09-FEB-2027 EX $17.23	500
New class - code to be confirmed : OPTION EXPIRING 27-JULY-2028 EX $20.65	3,000

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes

5.1a Select the number of the applicable exception in Listing Rule 7.2

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