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Anteris Technologies Global Corp. Share Issue/Capital Change 2022

Aug 23, 2022

33869_rns_2022-08-23_bd80a583-f4ab-48c1-9ba3-45527cc9ed12.pdf

Share Issue/Capital Change

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Application for quotation of +securities

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Announcement Summary

Entity name

ANTERIS TECHNOLOGIES LTD

Announcement Type

New announcement

Date of this announcement

Wednesday August 24, 2022

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
AVR ORDINARY FULLY PAID 5,000 19/08/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ANTERIS TECHNOLOGIES LTD

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 35088221078

1.3 ASX issuer code

AVR

1.4 The announcement is

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New announcement

1.5 Date of this announcement

24/8/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

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2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

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Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00

TO (Existing Class)
ASX +security code and description
AVR : ORDINARY FULLY PAID
Please state the number of options The first date the options were The last date the options were
that were exercised or other exercised or other +convertible exercised or other +convertible
+convertible securities that were securities were converted securities were converted
converted 19/8/2022 19/8/2022
5,000
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No

Issue date

19/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted 5,000 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 10.00000000 Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
AVR : ORDINARY FULLY PAID 13,888,216

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Total number of
ASX +security code and description +securities on issue
AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72 1,250
AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66 1,250
AVRAD : WARRANTS 49,388
AVRAAB : OPTION EXPIRING 13-JUN-2027 EX $9.48 41,222
AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00 350,000
AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00 150,000
AVRAAA : OPTION EXPIRING 13-JUN-2027 EX $12.96 418,778
AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 521,560
AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00 250
AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94 400
AVRAX : OPTION EXPIRING 24-DEC-2024 EX $10.00 75,000
AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58 166
AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50 915

Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities
AVRAN : OPTION EXPIRING 16-JUL-2023 EX $11.50 148,032
AVRAZ : OPTION EXPIRING 27-APR-2027 EX $17.11 2,750
AVRAW : OPTION EXPIRING 21-DEC-2023 EX $15.00 500,000
AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88 190,000
AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00 1,058,849
AVRAAC : OPTION EXPIRING 29-JUN-2027 EX $22.01 21,250
AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60 1,250
AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97 3,500
AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50 20,000
AVRAY : OPTION EXPIRING 09-FEB-2027 EX $17.23 10,500

Application for quotation of +securities

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