Anteris Technologies Global Corp. — Share Issue/Capital Change 2021

Oct 31, 2021

Application for quotation of +securities

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Announcement Summary

Entity name

ANTERIS TECHNOLOGIES LTD

Announcement Type

New announcement

Date of this announcement

Monday November 01, 2021

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
AVR	ORDINARY FULLY PAID	662,500	01/11/2021

Refer to next page for full details of the announcement

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ANTERIS TECHNOLOGIES LTD

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 35088221078

1.3 ASX issuer code

AVR

1.4 The announcement is

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New announcement

1.5 Date of this announcement

1/11/2021

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
27-Oct-2021 10:03	New - Proposed issue of securities -	A placement or other type of issue
	AVR

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

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Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

ASX notified of the issue of unlisted options expiring 4 months after issue in App 3G dated 1/11/21 The following issues are subject to shareholder approval under ASX listing rules:

• 330,000 unlisted options (EX $15, expiring 2 years after issue) to investors. Issue also subject to exercise of 500,000 unlisted options issued on 1/11/21 (EX $10, expiring 4 months after issue) - 170,000 unlisted options (EX $15, expiring 2 years after issue) to Evolution Capital Pty Ltd for lead manager services

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description AVR : ORDINARY FULLY PAID

Issue date

1/11/2021

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

		Total percentage of +securities held
Number of +securities held	Number of holders	For example, to enter a value of 50%
		please input as 50.00
1 - 1,000		%
1,001 - 5,000		%
5,001 - 10,000		%
10,001 - 100,000		%
100,001 and over		%

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

662,500

Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 8.00000000 Any other information the entity wishes to provide about the +securities to be quoted The issue of new fully paid ordinary shares consisted of: - 625,000 securities to investors; and - 37,500 securities to Evolution Capital Pty Ltd as partial consideration for lead manager services.

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Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
AVR : ORDINARY FULLY PAID	8,723,384
AVRO : OPTION EXPIRING 18-DEC-2021	2,370,209

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72	1,750
AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66	1,250
AVRAD : WARRANTS	49,388
AVRAL : CONV NOTES MATURING 12-AUG-22	3,780,000
AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00	350,000
AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00	150,000
AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	527,668
AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00	250
AVRAJ : CONV NOTES MATURING 19-MAY-22	1,620,000
AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94	400
AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58	500
AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50	1,249

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Application for quotation of +securities

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AVRAN : OPTION EXPIRING	16-JUL-2023 EX $11.50	205,199
AVRAR : OPTION EXPIRING	23-SEP-2026 EX $8.88	190,000
AVRAS : OPTION EXPIRING	27-SEP-2025 EX $10.00	1,175,001
AVRAP : OPTION EXPIRING	10-SEP-2026 EX $8.97	3,500
AVRAQ : OPTION EXPIRING	10-SEP-2026 EX $8.50	20,000

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