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Anteris Technologies Global Corp. Share Issue/Capital Change 2023

May 31, 2023

33869_rns_2023-05-31_e76cec3d-0b5c-4e86-90d7-68d49186d8a6.pdf

Share Issue/Capital Change

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Application for quotation of +securities

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Announcement Summary

Entity name

ANTERIS TECHNOLOGIES LTD

Announcement Type

New announcement

Date of this announcement

Thursday June 01, 2023

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
AVR ORDINARY FULLY PAID 4,167 31/05/2023

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ANTERIS TECHNOLOGIES LTD

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 35088221078

1.3 ASX issuer code

AVR

1.4 The announcement is

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New announcement

1.5 Date of this announcement

1/6/2023

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
09-Feb-2023 09:53 New - Proposed issue of securities - A placement or other type of issue
AVR

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

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Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

Security holder approval was obtained on 29 May 2023 to issue Wayne Paterson (CEO, Managing Director) 4,167 shares and 4,167 options for consideration of $100,008 which is on the same terms as other investors who participated in the capital raise as announced on the ASX on 9 February 2023. This announcement confirms the issue of 4,167 shares and a separate announcement will confirm the issue of 4,167 options.

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description AVR : ORDINARY FULLY PAID

Issue date 31/5/2023

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held Number of +securities held Number of holders For example, to enter a value of 50% please input as 50.00 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over %

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted 4,167

Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 24.00000000

Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
AVR : ORDINARY FULLY PAID 15,487,719

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Total number of
ASX +security code and description +securities on issue
AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72 583
AVRAAF : OPTION EXPIRING 15-FEB-2025 EX $29.00 1,954,167
AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66 1,000
AVRAD : WARRANTS 49,388
AVRAAB : OPTION EXPIRING 13-JUN-2027 EX $9.48 41,222
AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00 350,000
AVRAAD : OPTION EXPIRING 24-OCT-2027 EX $22.84 1,500
AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00 62,500
AVRAAA : OPTION EXPIRING 13-JUN-2027 EX $12.96 768,778
AVRAAE : OPTION EXPIRING 02-FEB-2028 EX $22.61 2,000
AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 513,060
AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00 250
AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94 400

Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities
AVRAX : OPTION EXPIRING 24-DEC-2024 EX $10.00 75,000
AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58 166
AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50 915
AVRAN : OPTION EXPIRING 16-JUL-2023 EX $11.50 100,031
AVRAZ : OPTION EXPIRING 27-APR-2027 EX $17.11 2,250
AVRAW : OPTION EXPIRING 21-DEC-2023 EX $15.00 500,000
AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88 190,000
AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00 1,054,349
AVRAAC : OPTION EXPIRING 29-JUN-2027 EX $22.01 20,750
AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60 1,250
AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97 3,000
AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50 20,000
AVRAY : OPTION EXPIRING 09-FEB-2027 EX $17.23 500

Application for quotation of +securities

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