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Anteris Technologies Global Corp. — Share Issue/Capital Change 2023
May 31, 2023
33869_rns_2023-05-31_e76cec3d-0b5c-4e86-90d7-68d49186d8a6.pdf
Share Issue/Capital Change
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Application for quotation of +securities
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Announcement Summary
Entity name
ANTERIS TECHNOLOGIES LTD
Announcement Type
New announcement
Date of this announcement
Thursday June 01, 2023
The +securities to be quoted are:
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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| AVR | ORDINARY FULLY PAID | 4,167 | 31/05/2023 |
Refer to next page for full details of the announcement
Application for quotation of +securities
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Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ANTERIS TECHNOLOGIES LTD
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number 35088221078
1.3 ASX issuer code
AVR
1.4 The announcement is
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New announcement
1.5 Date of this announcement
1/6/2023
Application for quotation of +securities
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Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 09-Feb-2023 09:53 | New - Proposed issue of securities - | A placement or other type of issue |
| AVR |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
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Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
Security holder approval was obtained on 29 May 2023 to issue Wayne Paterson (CEO, Managing Director) 4,167 shares and 4,167 options for consideration of $100,008 which is on the same terms as other investors who participated in the capital raise as announced on the ASX on 9 February 2023. This announcement confirms the issue of 4,167 shares and a separate announcement will confirm the issue of 4,167 options.
Application for quotation of +securities
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Application for quotation of +securities
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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description AVR : ORDINARY FULLY PAID
Issue date 31/5/2023
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
Total percentage of +securities held Number of +securities held Number of holders For example, to enter a value of 50% please input as 50.00 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over %
Application for quotation of +securities
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Application for quotation of +securities
Issue details
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Number of +securities to be quoted 4,167
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 24.00000000
Any other information the entity wishes to provide about the +securities to be quoted
Application for quotation of +securities
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Application for quotation of +securities
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Application for quotation of +securities
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Application for quotation of +securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AVR : ORDINARY FULLY PAID | 15,487,719 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72 | 583 |
| AVRAAF : OPTION EXPIRING 15-FEB-2025 EX $29.00 | 1,954,167 |
| AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66 | 1,000 |
| AVRAD : WARRANTS | 49,388 |
| AVRAAB : OPTION EXPIRING 13-JUN-2027 EX $9.48 | 41,222 |
| AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00 | 350,000 |
| AVRAAD : OPTION EXPIRING 24-OCT-2027 EX $22.84 | 1,500 |
| AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00 | 62,500 |
| AVRAAA : OPTION EXPIRING 13-JUN-2027 EX $12.96 | 768,778 |
| AVRAAE : OPTION EXPIRING 02-FEB-2028 EX $22.61 | 2,000 |
| AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 513,060 |
| AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00 | 250 |
| AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94 | 400 |
Application for quotation of +securities
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Application for quotation of +securities
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| Application for quotation of +securities | |
|---|---|
| AVRAX : OPTION EXPIRING 24-DEC-2024 EX $10.00 | 75,000 |
| AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58 | 166 |
| AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50 | 915 |
| AVRAN : OPTION EXPIRING 16-JUL-2023 EX $11.50 | 100,031 |
| AVRAZ : OPTION EXPIRING 27-APR-2027 EX $17.11 | 2,250 |
| AVRAW : OPTION EXPIRING 21-DEC-2023 EX $15.00 | 500,000 |
| AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88 | 190,000 |
| AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00 | 1,054,349 |
| AVRAAC : OPTION EXPIRING 29-JUN-2027 EX $22.01 | 20,750 |
| AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60 | 1,250 |
| AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97 | 3,000 |
| AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50 | 20,000 |
| AVRAY : OPTION EXPIRING 09-FEB-2027 EX $17.23 | 500 |
Application for quotation of +securities
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