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Anteris Technologies Global Corp. Declaration of Voting Results & Voting Rights Announcements 2021

Jul 14, 2021

33869_rns_2021-07-14_695b78d0-cd4e-4ae8-888f-6c7cffd79035.pdf

Declaration of Voting Results & Voting Rights Announcements

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ASX ANNOUNCEMENT

15 July 2021

RESULTS OF ANNUAL GENERAL MEETING

BRISBANE , 15 July 2021: Anteris Technologies Ltd (ASX: AVR) is pleased to announce the following results from the Annual General Meeting held on 15 July 2021.

At today’s Annual General Meeting all Resolutions put to Shareholders were passed by a Poll.

Details of the Proxy and Poll Votes are attached.

ENDS

About Anteris Technologies Ltd (ASX: AVR)

Anteris Technologies Ltd is a structural heart company delivering clinically superior and durable solutions through better science and better design. Its focus is on developing next generation technologies that help healthcare professionals create life-changing outcomes for patients.

The Anteris DurAVR™ aortic replacement valve addresses the acute need in terms of superior hemodynamic profile as well as chronic needs in its ability to sustain that profile longer over the lifetime of the patient.

The proven benefits of its ADAPT[®] tissue technology, paired with DurAVR™’s unique 3D singlepiece aortic valve design, has the potential to deliver a functional cure to aortic stenosis patients and provide a much-needed solution to the challenges facing heart surgeons today.

Authorisation and Additional information

This announcement was authorised by Mr Stephen Denaro, Company Secretary.

For more information:

Trina Raymond WE Communications E: [email protected] P: +61 420 316 449 www.anteristech.com Twitter: @AnterisTech Facebook: www.facebook.com/AnterisTech

Anteris Technologies Ltd Registered Office:

Toowong Tower, Suite 302, Level 3, 9 Sherwood Rd, Toowong, Queensland, 4066 Customer Service

==> picture [95 x 51] intentionally omitted <==

T +61 1300 550 310 | F +61 1300 972 437 | E [email protected] | W anteristech.com Brisbane ▪ Minneapolis ▪ Geneva ▪ Malaga

ANTERIS TECHNOLOGIES LTD 2021 Annual General Meeting Thursday, 15 July 2021 Results of Meeting

The following information is provided in accordance with section 251AA(2) of the Corporations Act 2001 (Cth) and ASX Listing Rule 3.13.2.

Resolution details Resolution details Instructions given to validly appointed proxies
(as at proxy close)
Instructions given to validly appointed proxies
(as at proxy close)
Instructions given to validly appointed proxies
(as at proxy close)
Instructions given to validly appointed proxies
(as at proxy close)
Number of votes cast on the poll
(where applicable)
Number of votes cast on the poll
(where applicable)
Number of votes cast on the poll
(where applicable)
Resolution
Result
Resolution Resolution
Type
For Against Proxy's
Discretion
Abstain For Against Abstain* Carried /
Not Carried
Resolution 1 Adoption of the Remuneration Report Ordinary 2,078,373
91.73%
89,628
3.96%
97,668
4.31%
1,828 2,198,629
96.08%
89,628
3.92%
1,828 Carried
Resolution 2 Re-election of Dr Wenyi Gu as Director Ordinary 1,906,388
83.51%
278,744
12.21%
97,668
4.28%
2,722 2,026,644
87.91%
278,744
12.09%
2,722 Carried
Resolution 3. Approval of 10% Placement Facility Special 2,156,079
94.48%
28,322
1.24%
97,668
4.28%
3,453 2,276,335
98.77%
28,322
1.23%
3,453 Carried
Resolution 4. Adoption of New Constitution Special 2,159,394
94.60%
25,672
1.12%
97,668
4.28%
2,788 2,279,650
98.89%
25,672
1.11%
2,788 Carried
Resolution 5A. Ratification and approval of prior issue of Third Tranche Convertible
Notes to Mercer Street Global Opportunity Fund, LLC
Ordinary 1,796,783
93.47%
26,849
1.40%
98,668
5.13%
3,918 1,918,039
98.62%
26,849
1.38%
3,918 Carried
Resolution 5B. Ratification and approval of prior issues of First Subsequent Investment
Shares to Mercer Street Global Opportunity Fund, LLC
Ordinary 1,797,783
93.52%
26,861
1.40%
97,656
5.08%
3,918 1,918,027
98.62%
26,861
1.38%
3,918 Carried
Resolution 6A. Ratification and approval of prior issue of shares to certain institutional
investors on 31 May 2021 under Listing Rule 7.1
Ordinary 423,618
76.96%
29,178
5.30%
97,669
17.74%
2,597 543,875
94.91%
29,178
5.09%
2,597 Carried
Resolution 6B. Approval of future issue of Attaching Options to certain institutional
investors
Ordinary 404,344
73.49%
48,159
8.75%
97,689
17.76%
2,870 524,621
91.59%
48,159
8.41%
2,870 Carried
Resolution 6C. Approval of future issue of Lead Manager Options to Evolution Capital
Advisors Pty Ltd
Ordinary 2,151,019
94.23%
33,977
1.49%
97,656
4.28%
2,870 2,271,263
98.53%
33,977
1.47%
2,870 Carried
  • Votes cast by a person who abstains on an item are not counted in calculating the required majority on a poll.