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Anteris Technologies Global Corp. Major Shareholding Notification 2024

Oct 31, 2024

33869_rns_2024-10-31_7b2c335d-c61a-45eb-8fe9-c4681d0129e5.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/ Scheme
ANTERIS TECHNOLOGIES LTD
ACN/ ARSN
088 221 078
1. Details of substantial holder (1)
Name
L1 Capital PtyLtd
ACN/ ARSN (if applicable)
125 378 145
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
2. Previous and present voting power
Based on issued capital of 21,138,316 shares*
Based on issued capital of 21,139,816 shares
3. Changes in relevant interests
SeeAnnexureA
4. Present relevant interests*
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
See Annexure B
Class and number of
securities
Holder of relevant
interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial
holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Class and number of
securities affected
Registered Holder of securities
Person entitled to be
registered as holder(8)
Nature of relevant interest
Person's votes
30/10/2024
1/08/2024
1/08/2024
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when
last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Present notice
Previous notice
Person's votes affected
Person whose relevant interest
changed
Nature of change(6)
Consideration given in
relation to change(7)
Voting power(5)
FPO
Class of securities(4)
18.59%
Person's votes
Voting power(5)
Person's votes
3,693,941
17.48%
3,929,401
To Company Name/ Scheme
ANTERIS TECHNOLOGIES LTD
ACN/ ARSN
088 221 078
1. Details of substantial holder (1)
Name
L1 Capital PtyLtd
ACN/ ARSN (if applicable)
125 378 145
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
2. Previous and present voting power
Based on issued capital of 21,138,316 shares*
Based on issued capital of 21,139,816 shares
3. Changes in relevant interests
SeeAnnexureA
4. Present relevant interests*
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
See Annexure B
Class and number of
securities
Holder of relevant
interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial
holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Class and number of
securities affected
Registered Holder of securities
Person entitled to be
registered as holder(8)
Nature of relevant interest
Person's votes
30/10/2024
1/08/2024
1/08/2024
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when
last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Present notice
Previous notice
Person's votes affected
Person whose relevant interest
changed
Nature of change(6)
Consideration given in
relation to change(7)
Voting power(5)
FPO
Class of securities(4)
18.59%
Person's votes
Voting power(5)
Person's votes
3,693,941
17.48%
3,929,401
To Company Name/ Scheme
ANTERIS TECHNOLOGIES LTD
ACN/ ARSN
088 221 078
1. Details of substantial holder (1)
Name
L1 Capital PtyLtd
ACN/ ARSN (if applicable)
125 378 145
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
2. Previous and present voting power
Based on issued capital of 21,138,316 shares*
Based on issued capital of 21,139,816 shares
3. Changes in relevant interests
SeeAnnexureA
4. Present relevant interests*
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
See Annexure B
Class and number of
securities
Holder of relevant
interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial
holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Class and number of
securities affected
Registered Holder of securities
Person entitled to be
registered as holder(8)
Nature of relevant interest
Person's votes
30/10/2024
1/08/2024
1/08/2024
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when
last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Present notice
Previous notice
Person's votes affected
Person whose relevant interest
changed
Nature of change(6)
Consideration given in
relation to change(7)
Voting power(5)
FPO
Class of securities(4)
18.59%
Person's votes
Voting power(5)
Person's votes
3,693,941
17.48%
3,929,401
ANTERIS TECHNOLOGIES LTD ANTERIS TECHNOLOGIES LTD
088 221 078
L1 Capital PtyLtd
125 378 145
30/10/2024
1/08/2024
1/08/2024
rests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when
y or scheme, are as follows:
Class of securities(4) Previous noti ce Present notice
Person's votes Voting power(5) Person's votes Voting power(5)
FPO 3,693,941 17.48% 3,929,401 18.59%
Based on issued capital of 21,138,316 shares*
Based on issued capital of 21,139,816 shares
in relevant interests*
f each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial
st required to give a substantial holding notice to the company or scheme are as follows:
Date of change Person whose relevant interest
changed
Nature of change(6) Consideration given in
relation to change(7)
Class and number of
securities affected
Person's votes affected
SeeAnnexureA
elevant interests
f each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
interest
Registered Holder of securities Person entitled to be
registered as holder(8)
Nature of relevant interest Class and number of
securities
Person's votes
See Annexure B

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

6. Addresse
The address
Signature
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
Name a nd ACN/ ARSN(if applicable) Nature of association
N/A
s
es of persons named
in this form are as follows:
Name Address
L1 Capital PtyLtd Level 45,101 Collins Street,Melbourne,VIC,3000
Print name
Sign here
See the definition of "as
See the definition of "rel
The voting shares of a c
The person's votes divid
Include details of:
(a)
(b)
See the definition of "rel
If the substantial holder
Details of the considerat
Details must be included
acquisitions, even if they
If there are a number of
equity trust), the names
throughout the form as a
form.

Capacity

Date
DIRECTIONS
sociate" in section 9 of the Corporations Act 2001.
evant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
ompany constitute one class unless divided into separate classes.
ed by the total votes in the body corporate or scheme multiplied by 100.
evant agreement" in section 9 of the Corporations Act 2001.
is unable to determine the identity of the person (eg. if the relevant interest arises
ion must include any and all benefits, money and other, that any person from who
even if the benefit is conditional on the happening or not of a contingency. Detail
are not paid directly to the person from whom the relevant interest was acquired.
substantial holders with similar or related relevant interests (eg. a corporation and
could be included in an annexure to the form. If the relevant interests of a group of
specifically named group if the membership of each group, with the names and a
any qualification of the power of a person to exercise, control the exercise of, or i
(indicating clearly the particular securities to which the qualification applies).
any relevant agreement or other circumstances because of which the change in
relevant agreement, and a statement by the person giving full and accurate detai
certifying this contract, scheme or arrangement; and
Jane Stewart
because of an option) write "unknown".
Head of Legal and Compliance
m a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition.
s must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the
its related corporations, or the manager and trustee of an
persons are essentially similar, they may be referred to
ddresses of members is clearly set out in paragraph 6 of the
nfluence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates
relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any
ls of any contract, scheme or arrangement, must accompany this form, together with a written statement
1/11/2024
  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

L1 Capital Pty Ltd (ACN 125 378 145) change in substantial holding in ANTERIS TECHNOLOGIES LTD. This is Annexure "A" of 1 page referred to in the Form 604 (Notice of change of interests of substantial holder)

Print Name Jane Stewart Capacity Head of Legal and Compliance Sign Here Date 1/11/2024

Changes in relevant interests

Date of change Person whose
relevant interest
changed
Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Class and number of securities affected Person's votes
affected
9/09/2024 L1 Capital PtyLtd On-Market Purchase 199,615.00
$
18,679 FPO 18,679
10/09/2024 L1 Capital PtyLtd On-Market Purchase 112,239.00
$
10,000 FPO 10,000
11/09/2024 L1 Capital PtyLtd On-Market Purchase 127,913.00
$
10,000 FPO 10,000
22/10/2024 L1 Capital PtyLtd On-Market Purchase 295,000.00
$
25,000 FPO 25,000
23/10/2024 L1 Capital PtyLtd On-Market Purchase 580,000.00
$
50,000 FPO 50,000
24/10/2024 L1 Capital PtyLtd On-Market Purchase 249,852.40
$
21,539 FPO 21,539
28/10/2024 L1 Capital PtyLtd On-Market Purchase 249,966.24
$
21,496 FPO 21,496
29/10/2024 L1 Capital PtyLtd On-Market Purchase 468,347.42
$
42,187 FPO 42,187
30/10/2024 L1 Capital PtyLtd On-Market Purchase 269,772.50
$
25,000 FPO 25,000
31/10/2024 L1 Capital PtyLtd On-Market Purchase 123,966.81
$
11,559 FPO 11,559

Annexure B

L1 Capital Pty Ltd (ACN 125 378 145) change in substantial holding in ANTERIS TECHNOLOGIES LTD. This is Annexure "B" of 1 page referred to in the Form 604 (Notice of change of interests of substantial holder)

Print Name Sign Here

Jane Stewart Capacity Date

Head of Legal and Compliance

1/11/2024

Details of present relevant interests

Holder of relevant interest Registered holder of securities Persons entitled to be a registered holder Nature of relevant
interest
Class and number of securities Class and number of securities
L1 Capital Pty Ltd Morgan Stanley & Co. International PLC Morgan Stanley & Co. International PLC Power to (or to control)
exercise vote and/or dispose of
the securities as discretionary
investment managers or
advisers of superannuation
funds, pooled superannuation
trusts, managed investment
schemes and investment
management agreements.
3,278,753 FPO
L1 Capital Pty Ltd Merrill Lynch (Australia) Nominees Pty Limited Merrill Lynch (Australia) Nominees Pty Limited as above 307,479 FPO
L1 Capital Pty Ltd Goldman Sachs International Goldman Sachs International as above 343,169 FPO