AI assistant
Anteris Technologies Global Corp. — Major Shareholding Notification 2024
Oct 31, 2024
33869_rns_2024-10-31_7b2c335d-c61a-45eb-8fe9-c4681d0129e5.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/ Scheme ANTERIS TECHNOLOGIES LTD ACN/ ARSN 088 221 078 1. Details of substantial holder (1) Name L1 Capital PtyLtd ACN/ ARSN (if applicable) 125 378 145 There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated 2. Previous and present voting power Based on issued capital of 21,138,316 shares* Based on issued capital of 21,139,816 shares 3. Changes in relevant interests SeeAnnexureA 4. Present relevant interests* Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: See Annexure B Class and number of securities Holder of relevant interest Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Class and number of securities affected Registered Holder of securities Person entitled to be registered as holder(8) Nature of relevant interest Person's votes 30/10/2024 1/08/2024 1/08/2024 The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Present notice Previous notice Person's votes affected Person whose relevant interest changed Nature of change(6) Consideration given in relation to change(7) Voting power(5) FPO Class of securities(4) 18.59% Person's votes Voting power(5) Person's votes 3,693,941 17.48% 3,929,401 |
To Company Name/ Scheme ANTERIS TECHNOLOGIES LTD ACN/ ARSN 088 221 078 1. Details of substantial holder (1) Name L1 Capital PtyLtd ACN/ ARSN (if applicable) 125 378 145 There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated 2. Previous and present voting power Based on issued capital of 21,138,316 shares* Based on issued capital of 21,139,816 shares 3. Changes in relevant interests SeeAnnexureA 4. Present relevant interests* Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: See Annexure B Class and number of securities Holder of relevant interest Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Class and number of securities affected Registered Holder of securities Person entitled to be registered as holder(8) Nature of relevant interest Person's votes 30/10/2024 1/08/2024 1/08/2024 The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Present notice Previous notice Person's votes affected Person whose relevant interest changed Nature of change(6) Consideration given in relation to change(7) Voting power(5) FPO Class of securities(4) 18.59% Person's votes Voting power(5) Person's votes 3,693,941 17.48% 3,929,401 |
To Company Name/ Scheme ANTERIS TECHNOLOGIES LTD ACN/ ARSN 088 221 078 1. Details of substantial holder (1) Name L1 Capital PtyLtd ACN/ ARSN (if applicable) 125 378 145 There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated 2. Previous and present voting power Based on issued capital of 21,138,316 shares* Based on issued capital of 21,139,816 shares 3. Changes in relevant interests SeeAnnexureA 4. Present relevant interests* Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: See Annexure B Class and number of securities Holder of relevant interest Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Class and number of securities affected Registered Holder of securities Person entitled to be registered as holder(8) Nature of relevant interest Person's votes 30/10/2024 1/08/2024 1/08/2024 The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Present notice Previous notice Person's votes affected Person whose relevant interest changed Nature of change(6) Consideration given in relation to change(7) Voting power(5) FPO Class of securities(4) 18.59% Person's votes Voting power(5) Person's votes 3,693,941 17.48% 3,929,401 |
ANTERIS TECHNOLOGIES LTD | ANTERIS TECHNOLOGIES LTD | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 088 221 078 | ||||||||||
| L1 Capital PtyLtd | ||||||||||
| 125 378 145 | ||||||||||
| 30/10/2024 1/08/2024 1/08/2024 rests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when y or scheme, are as follows: |
||||||||||
| Class of securities(4) | Previous noti | ce | Present notice | |||||||
| Person's votes | Voting power(5) | Person's votes | Voting power(5) | |||||||
| FPO | 3,693,941 | 17.48% | 3,929,401 | 18.59% | ||||||
| Based on issued capital of 21,138,316 shares* Based on issued capital of 21,139,816 shares in relevant interests* f each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial st required to give a substantial holding notice to the company or scheme are as follows: |
||||||||||
| Date of change | Person whose relevant interest changed |
Nature of change(6) | Consideration given in relation to change(7) |
Class and number of securities affected |
Person's votes affected | |||||
| SeeAnnexureA | ||||||||||
| elevant interests f each relevant interest of the substantial holder in voting securities after the change are as follows: |
||||||||||
| Holder of relevant interest |
Registered Holder of securities | Person entitled to be registered as holder(8) |
Nature of relevant interest | Class and number of securities |
Person's votes | |||||
| See Annexure B |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| 6. Addresse The address Signature (1) (2) (3) (4) (5) (6) (7) (8) |
Name a | nd ACN/ ARSN(if applicable) | Nature of association | |
|---|---|---|---|---|
| N/A | ||||
| s es of persons named |
in this form are as follows: | |||
| Name | Address | |||
| L1 Capital PtyLtd | Level 45,101 Collins Street,Melbourne,VIC,3000 | |||
| Print name Sign here See the definition of "as See the definition of "rel The voting shares of a c The person's votes divid Include details of: (a) (b) See the definition of "rel If the substantial holder Details of the considerat Details must be included acquisitions, even if they If there are a number of equity trust), the names throughout the form as a form. |
Capacity Date DIRECTIONS sociate" in section 9 of the Corporations Act 2001. evant interest" in sections 608 and 671B(7) of the Corporations Act 2001. ompany constitute one class unless divided into separate classes. ed by the total votes in the body corporate or scheme multiplied by 100. evant agreement" in section 9 of the Corporations Act 2001. is unable to determine the identity of the person (eg. if the relevant interest arises ion must include any and all benefits, money and other, that any person from who even if the benefit is conditional on the happening or not of a contingency. Detail are not paid directly to the person from whom the relevant interest was acquired. substantial holders with similar or related relevant interests (eg. a corporation and could be included in an annexure to the form. If the relevant interests of a group of specifically named group if the membership of each group, with the names and a any qualification of the power of a person to exercise, control the exercise of, or i (indicating clearly the particular securities to which the qualification applies). any relevant agreement or other circumstances because of which the change in relevant agreement, and a statement by the person giving full and accurate detai certifying this contract, scheme or arrangement; and Jane Stewart |
because of an option) write "unknown". Head of Legal and Compliance m a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. s must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the its related corporations, or the manager and trustee of an persons are essentially similar, they may be referred to ddresses of members is clearly set out in paragraph 6 of the nfluence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any ls of any contract, scheme or arrangement, must accompany this form, together with a written statement 1/11/2024 |
- (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
L1 Capital Pty Ltd (ACN 125 378 145) change in substantial holding in ANTERIS TECHNOLOGIES LTD. This is Annexure "A" of 1 page referred to in the Form 604 (Notice of change of interests of substantial holder)
Print Name Jane Stewart Capacity Head of Legal and Compliance Sign Here Date 1/11/2024
Changes in relevant interests
| Date of change | Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Class and number of securities affected | Person's votes affected |
|---|---|---|---|---|---|---|
| 9/09/2024 | L1 Capital PtyLtd | On-Market Purchase | 199,615.00 $ |
18,679 | FPO | 18,679 |
| 10/09/2024 | L1 Capital PtyLtd | On-Market Purchase | 112,239.00 $ |
10,000 | FPO | 10,000 |
| 11/09/2024 | L1 Capital PtyLtd | On-Market Purchase | 127,913.00 $ |
10,000 | FPO | 10,000 |
| 22/10/2024 | L1 Capital PtyLtd | On-Market Purchase | 295,000.00 $ |
25,000 | FPO | 25,000 |
| 23/10/2024 | L1 Capital PtyLtd | On-Market Purchase | 580,000.00 $ |
50,000 | FPO | 50,000 |
| 24/10/2024 | L1 Capital PtyLtd | On-Market Purchase | 249,852.40 $ |
21,539 | FPO | 21,539 |
| 28/10/2024 | L1 Capital PtyLtd | On-Market Purchase | 249,966.24 $ |
21,496 | FPO | 21,496 |
| 29/10/2024 | L1 Capital PtyLtd | On-Market Purchase | 468,347.42 $ |
42,187 | FPO | 42,187 |
| 30/10/2024 | L1 Capital PtyLtd | On-Market Purchase | 269,772.50 $ |
25,000 | FPO | 25,000 |
| 31/10/2024 | L1 Capital PtyLtd | On-Market Purchase | 123,966.81 $ |
11,559 | FPO | 11,559 |
Annexure B
L1 Capital Pty Ltd (ACN 125 378 145) change in substantial holding in ANTERIS TECHNOLOGIES LTD. This is Annexure "B" of 1 page referred to in the Form 604 (Notice of change of interests of substantial holder)
Print Name Sign Here
Jane Stewart Capacity Date
Head of Legal and Compliance
1/11/2024
Details of present relevant interests
| Holder of relevant interest | Registered holder of securities | Persons entitled to be a registered holder | Nature of relevant interest |
Class and number of securities | Class and number of securities |
|---|---|---|---|---|---|
| L1 Capital Pty Ltd | Morgan Stanley & Co. International PLC | Morgan Stanley & Co. International PLC | Power to (or to control) exercise vote and/or dispose of the securities as discretionary investment managers or advisers of superannuation funds, pooled superannuation trusts, managed investment schemes and investment management agreements. |
3,278,753 | FPO |
| L1 Capital Pty Ltd | Merrill Lynch (Australia) Nominees Pty Limited | Merrill Lynch (Australia) Nominees Pty Limited | as above | 307,479 | FPO |
| L1 Capital Pty Ltd | Goldman Sachs International | Goldman Sachs International | as above | 343,169 | FPO |