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Anteris Technologies Global Corp. — Major Shareholding Notification 2023
Apr 2, 2023
33869_rns_2023-04-02_a353d4d0-0a92-4cb7-be02-1d4b6a381b1d.pdf
Major Shareholding Notification
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Form 603
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----- Start of picture text ----- Corporations Act 2001----- End of picture text -----
Section 671B Notice of initial substantial holder
Anteris Technologies Ltd To Company Name/Scheme 088 221 078 ACN/ARSN 1. Details of substantial holder (1) First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A Name 630 725 558 ACN/ARSN (if applicable) 30/03/2023 The holder became a substantial holder on
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Fully Paid ordinary shares | 811,374 | 811,374 | 5.28% |
*Note these securities are comprised of 0 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 811,374 securities in which First Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 30 March 2023, has informed it that it has voting power prior to the date of this notice.
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Mitsubishi UFJ Financial Group | Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First SentierInvestors Holdings Pty Limited (indirectly) and has informed First SentierInvestors Holdings Pty Limited that it has a relevant interest in the sharesnoted in this column. Accordingly, First Sentier Investors Holdings PtyLimited has a relevant interest or voting power in those shares pursuant tosection 608(3) or section 12(2)(a) of the Corporations Act (as relevant).MUFG has not provided any further details of that relevant interest -accordingly no transaction information is recorded in Appendix B or holderinformation is recorded in Section 4. Reference is made to any subsequentfiling of MUFG which will reflect this interest. | 811,374Fully Paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and number of securities |
|---|---|---|---|
| Mitsubishi UFJ Financial Group | Mitsubishi UFJ Financial Group | 811,374 Fully Paid ordinaryshares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Mitsubishi UFJ Financial Group | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section12 of the Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
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----- Start of picture text ----- print name Rachel Lim capacity Company Secretarysign here date 03/04/2023----- End of picture text -----
Annexure A
This is Annexure A referred to in Form 603, Notice of initial substantial holder dated 30/03/2023
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Rachel Lim
Company Secretary
Dated the 03/04/2023
SCHEDULE
First Sentier Investors (Malta) Limited (Company Code C41267) First Sentier Investors (Malta) Holdings Limited (Company Code C41260) CFSIM Limited (Company No. 00153197) First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413) First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595) First Sentier Investors (Australia) IM Ltd (ACN 114 194 311) First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926) First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294) First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399) First Sentier Investors (Australia) RE Ltd (ACN 006 464 428) First Sentier Investors Asia Holdings Limited (ACN 054 571 701) First Sentier Investors Realindex Pty Ltd (ACN 133 312 017) First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314) First Sentier Infrastructure Managers (International) Limited (Company No. 298444) First Sentier Investors (UK) IM Limited (Company No. SC047708) First Sentier Investors (UK) Services Limited (Company No. 03904320) First Sentier Investors (Hong Kong) Limited (CR No. 0206616) First Sentier Investors (Ireland) Limited (Company No. 629188) First Sentier Investors (Japan) Limited (Company No. 0104-01-093090) First Sentier Investors (Singapore) (COMPANY NO. 196900420D) First Sentier Investors Europe Holdings Limited (Company No. 03904310) First Sentier Investors (UK) Funds Limited (Company No. 02294743) First Sentier Investors (US) LLC (File Number 546 9442) First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117) First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z) First Sentier Investors International IM Limited (Company No. SC079063) First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615) FSIB LTD (Registration No. 26193) Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486) Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770) SI Holdings Limited (Company No. SC109439) First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652) First Sentier Investors (Luxembourg) EDIF III GP S.A.R.L (Company No. B128117) First Sentier Investors EU Holdings Limited(Company No. 727873)
Annexure B
This is Annexure B referred to in Form 603, Notice of initial substantial holder dated 30/03/2023
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Rachel Lim Company Secretary
Dated the 03/04/2023
Holder of relevant Interest Date of Acquisition Consideration Cash Consideration non-cash Class and number of securities affected